Reports by brokers or dealers in securities, mutual funds, & futures commission merchants and introducing commodities of suspicious transactions

Reports by brokers or dealers in securities, mutual funds, and futures commission merchants and introducing brokers in commodities of suspicious transactions

Documents and Forms

Document Name Document Type
Form FinCEN Form 111 Reports by brokers or dealers in securities, mutual funds, & futures commission merchants and introducing commodities of suspicious transactions Form and Instruction
FinCEN Form 111 Bank Secrecy Act Suspicious Activity Report SuspiciousActivityReport.pdf sdtmut.fincen.treas.gov/main.html Form and Instruction
FinCEN Form 111 Bank Secrecy Act Suspicious Activity Report SuspiciousActivityReport.pdf sdtmut.fincen.treas.gov/main.html Form and Instruction

Information Collection (IC) Details

IC Title:	Reports by brokers or dealers in securities, mutual funds, & futures commission merchants and introducing commodities of suspicious transactions	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 31 CFR 1026.320 31 CFR 1024.320 31 CFR 1023.320

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	FinCEN Form 111	Bank Secrecy Act Suspicious Activity Report	SuspiciousActivityReport.pdf	http://sdtmut.fincen.treas.gov/main.html	Yes	Yes	Fillable Fileable Signable

Line of Business: Law Enforcement

Subfunction: Criminal Investigation and Surveillance

Privacy Act System of Records
Title: FinCEN Privacy Act System of Records Notice	FR Citation: 79 FR 20969

Number of Respondents: 1	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Previously Approved
Annual Number of Responses for this IC	1	1
Annual IC Time Burden (Hours)	1	1
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.