Information Collection

Rule 206(4)-1 Under the Investment Advisers Act of 1940

IC 245918 under ICR 202405-3235-012 · OMB 3235-0784.

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IC Title:

Rule 206(4)-1 Under the Investment Advisers Act of 1940

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 275.206(4)-1

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 15,555

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	195,394	-230,600	425,994
Annual IC Time Burden (Hours)	595,210	-819,081	1,414,291
Annual IC Cost Burden (Dollars)	5,974,582	1,514,382	4,460,200

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table that charts IC Documents
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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.