Information Collection

Rule 17g-10 and Form ABS Due Diligence-15E annual disclosure burden

IC 201505 under ICR 202406-3235-006 · OMB 3235-0694.

Documents and Forms

Document Name Document Type
Form 15E Rule 17g-10 and Form ABS Due Diligence-15E annual disclosure burden Form
15E FORM ABS DUE DILIGENCE-15E FORM ABS DUE DILIGENCE-15E.pdf Form
15E FORM ABS DUE DILIGENCE-15E FORM ABS DUE DILIGENCE-15E.pdf Form
15E Form ABS 15E formabs-dd-15e.pdf www.sec.gov/files/formabs-dd-15e.pdf Form and Instruction
15E Form ABS 15E formabs-dd-15e.pdf www.sec.gov/files/formabs-dd-15e.pdf Form and Instruction

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Rule 17g-10 and Form ABS Due Diligence-15E annual disclosure burden	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.17g-10

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	15E	FORM ABS DUE DILIGENCE-15E	FORM ABS DUE DILIGENCE-15E.pdf		Yes	Yes	Fillable Fileable Signable
Form and Instruction	15E	Form ABS 15E	formabs-dd-15e.pdf	https://www.sec.gov/files/formabs-dd-15e.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Business and Industry Development

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1,410	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	1,410	420	990
Annual IC Time Burden (Hours)	470	140	330
Annual IC Cost Burden (Dollars)	174,840	81,453	93,387

Documents for IC

Title	Document	Date Uploaded
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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.