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Rule 701. Exemption from the definition of "broker" for certain institutional referrals

IC 46573 under ICR 202407-3235-010 · OMB 3235-0624.

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Rule 701. Exemption from the definition of "broker" for certain institutional referrals 270-562
 
No Unchanged
 
Mandatory
 
17 CFR 247.701

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

1,000 0
   
Private Sector Businesses or other for-profits
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 2,000 0 0 0 0 2,000
Annual IC Time Burden (Hours) 500 0 0 0 0 500
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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