Form 1, Rules 6a-1 and 6a-2
Form of Application and Amendments
Extension without change of a currently approved collection
No
Regular
02/27/2025
Requested
Previously Approved
36 Months From Approved
03/31/2025
287
265
8,030
7,480
0
0
Rule 6a-1 states that the Commission
may not grant an entity registration as a national securities
exchange unless it finds, among other things, that the exchange is
so organized so that it has the capacity to carry out the purposes
of and to comply with the Exchange Act. Rule 6a-1 also directs
entities seeking exchange registration (or seeking exemption from
registration based on limited volume) to provide information on
Form 1 that would enable the Commission to make this determination.
Rule 6a-2 directs registered and exempt exchanges to notify the
Commission of any material amendments to the information provided
in the initial Form 1 and to make periodic updates of certain
information provided in the initial Form 1.
US Code:
15
USC 7af(a) Name of Law: Securities Exchange Act of 1934
The total estimated annual time
burden increased from 7,480 hours to 8,030 hours. The estimated
annual time burden associated with Rule 6a-1 (880 hours) did not
change. However, the total estimated annual time burden associated
with the filing of amendments under Rule 6a-2 increased from 6,600
hours to 7,150 hours because the estimated number of registered
national securities exchanges increased from 24 to 26.
$0
No
No
No
No
No
No
No
Justin Pica 202
551-7476
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.