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pdfOMB No. 3133-0149
Services Provided By CUSO
Please select all that apply
a Customer and Financial Information required
b Customer and Financial Information required & Complex Lending Information required
Credit and Lending
Loan Servicing
Unsecured Credit Card Loans
Payday Alternative Loans
Non‐Federally Guaranteed Student Loans
All Other Unsecured Loans/Lines of Credit
New and Used Vehicle Loans
Leases Receivable
All Other Secured Non‐Real Estate Loans/Lines of Credit
1‐4 Family Residential Property Loans/Lines of Credit Secured by 1st Lien
1‐4 Family Residential Property Loans/Lines of Credit Secured by Junior Lien
All Other (Non‐Commercial) Real Estate Loans/Lines of Credit
Commercial Real Estate Loan Secured
Commercial not Real Estate Secured
Unsecured Credit Card Loans
Payday Alternative Loans
Non‐Federally Guaranteed Student Loans
All Other Unsecured Loans/Lines of Credit
New and Used Vehicle Loans
Leases Receivable
All Other Secured Non‐Real Estate Loans/Lines of Credit
1‐4 Family Residential Property Loans/Lines of Credit Secured by 1st Lien
1‐4 Family Residential Property Loans/Lines of Credit Secured by Junior Lien
All Other (Non‐Commercial) Real Estate Loans/Lines of Credit
Commercial Real Estate Loan Secured
Commercial not Real Estate Secured
D
b
b
b
b
b
b
b
b
b
b
b
b
R
Loan Origination
AF
T
b
b
b
b
b
b
b
b
b
b
b
b
Indirect Loans Origination
New and Used Vehicle Loans
b
1‐4 Family Residential Property Loans/Lines of Credit Secured by 1st Lien or Junior Lein
b
b
b
Commercial Loans
All Other
Required
AF
T
Loans Purchased and Sold
b
Unsecured Credit Card Loans
b
Non‐Federally Guaranteed Student Loans
b
All Other Unsecured Loans/Lines of Credit
b
New and Used Vehicle Loans
b
Leases Receivable
b
All Other Secured Non‐Real Estate Loans/Lines of Credit
b
1‐4 Family Residential Property Loans/Lines of Credit Secured by 1st Lien
b
1‐4 Family Residential Property Loans/Lines of Credit Secured by Junior Lien
All Other (Non‐Commercial) Real Estate Loans/Lines of Credit
b
b
Commercial Real Estate Loan Secured
b
Commercial not Real Estate Secured
Indirect Loans Purchased and Sold
b
New and Used Vehicle Loans
b
1‐4 Family Residential Property Loans/Lines of Credit Secured by 1st Lien or Junior Lein
b
Commercial Loans
b
All Other
R
Required
D
Particiption Loans
Vehicle ‐ Non‐commercial
b
Non‐Federally Guaranteed Student Loans
b
1‐4 Family Residential Property
b
Commercial loans excluding Construction and Development Loans
b
Commercial Construction & Development
b
All Other Participation Loans
b
Required
Other Lending Related Activities or Support Services Complex‐Expanded
b
Mortgage Securitizations
b
Debt Collection Services
b
Sale of Repossessed Collateral
b
Real Estate Settlement Services
Other Lending Related Activities or Support Services non‐complex
a
Loan Portfolio Review
a
a
a
a
REO Management
Title & Escrow Services
Training
Other Support Services or Activities
Required
Member Service
Call Center Services
Financial Counseling Services
Inurance Brokerage or Agency Referrals
Real Estate Brokerage Services
Tax Preparation Services
Travel Agency Services
AF
T
Operations ‐ Clerical, Professional & Management, & Currency Services
R
D
a
a
Audit Services
Business Consulting Services
Checking & Currency Services
CUSO Investments in non‐CUSO Service Providers
Fixed Asset Services
Human Resources Services
Marketing & Research Services
Payroll Services
Physical Security
Training Services
Vendor Management
Other Operational, Professional, & Management Services
Required
Payments & Electronic Transaction Services
a
a
a
a
a
a
a
a
Automated Clearing House (ACH)
Automated Teller Machine (ATM), Electronic Funds Transfer (EFT), & Point of Sale (POS) Services
& Networks
Bill Pay & Electronic Bill Presentment & Payment (EBPP) Services
Credit Card, Debit Card, & Gidft or Prepaid Card Program Services
Electronic Statements / Paper Statements
Forward Check Collection / Remote Deposit Capture Services
Lockbox & Remittance Services
Official Check Services
a
a
a
a
a
a
Online & Mobile Banking
Shared Branching Services
Share Draft, Check Imaging, & Archivial Services
Share Draft (Check) Processing
Share Draft Fraud & Risk Management Services
Wire Transfer Services ‐ Domestic & International
Other
a
a
Holding Company
Dormant / Inactive ‐ No Services Being Offered
Other Service Type Not Listed
Investments
AF
T
Required
Custody, Safekeeping, & Investment Management Services for Credit Unions ‐ Including Trust Services
a
Safekeeping
Securities Brokerage Services
a
Trustee, Guardian, & Fiduciary
a
Other Trust Services
R
Required
a
a
a
a
a
a
a
a
a
a
D
Information Technology & Data Processing Services
Core System Data Processing
Disaster Recovery Services
Electronic Income Tax Filing
Information Technology Consulting & Management Services
Record Retention
Secure Collaboration Services
Software Systems Development / Application Programming Interface (API) Development
Web Authentication & Security Monitoring
Web Development, Hosting, & Content Management
Other IT Services
Required
Additional Information
We need to collect a few more details because your CUSO provides:
Custody, safekeeping, and investment management services for credit unions
Safekeeping
Reporting Year Ended
12/31/20XX
$ Assets Under
# of Clients
Mgt
ACCT
ACCT
1. Safekeeping
Trustee, Guardian, & Fiduciary
Reporting Year Ended
12/31/20XX
$ Assets Under
# of Clients
Mgt
ACCT
ACCT
2. Trustee, Guardian, & Fiduciary
Credit and Lending
Loan Servicing
Reporting Year Ended
12/31/20XX
# Loans
$ Loans
Serviced
Serviced
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
3. Unsecured Credit Card Loans
4. Payday Alternative Loans
5. Non‐Federally Guaranteed Student Loans
6. All Other Unsecured Loans/Lines of Credit
7. New and Used Vehicle Loans
8. Leases Receivable
9. All Other Secured Non‐Real Estate Loans/Lines of Credit
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
10. 1‐4 Family Residential Property Loans/Lines of Credit Secured by 1st Lien
11. 1‐4 Family Residential Property Loans/Lines of Credit Secured by Junior Lien
12. All Other (Non‐Commercial) Real Estate Loans/Lines of Credit
13. Commercial Real Estate Loan Secured
14. Commercial not Real Estate Secured
Loan Origination
Reporting Year Ended 12/31/XX
Loans originated Year to Date
# Granted YTD $ Granted YTD
Loans Held by the CUSO as of
12/31/XX
# Outstanding $ Outstanding
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
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ACCT
ACCT
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ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
15. Unsecured Credit Card Loans
16. Payday Alternative Loans
17. Non‐Federally Guaranteed Student Loans
18. All Other Unsecured Loans/Lines of Credit
19. New and Used Vehicle Loans
20. Leases Receivable
21. All Other Secured Non‐Real Estate Loans/Lines of Credit
22. 1‐4 Family Residential Property Loans/Lines of Credit Secured by 1st Lien
23. 1‐4 Family Residential Property Loans/Lines of Credit Secured by Junior Lien
24. All Other (Non‐Commercial) Real Estate Loans/Lines of Credit
25. Commercial Real Estate Loan Secured
26. Commercial not Real Estate Secured
Indirect Loan Origination
Reporting Year Ended 12/31/XX
Indirect Loans Originated Year to Loans Held by the CUSO as of
Date
12/31/XX
# Granted YTD $ Granted YTD # Outstanding $ Outstanding
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
27. New and Used Vehicle Loans
28. 1‐4 Family Residential Property Loans/Lines of Credit Secured by 1st Lien or Junior Lein
29. Commercial Loans
30. All Other
Loans Purchased and Sold
Reporting Year Ended 12/31/XX
Loans Purchased and Sold Year to Date
# Purchased
$ Purchased
# Sold
YTD
YTD
YTD
$ Sold
YTD
Loans Purchased and Held by the
CUSO as of 12/31/XX
#
$
Outstanding
Outstanding
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
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ACCT
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ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
31. Unsecured Credit Card Loans
32. Non‐Federally Guaranteed Student Loans
33. All Other Unsecured Loans/Lines of Credit (non‐commercial)
34. New and Used Vehicle Loans
35. Leases Receivable
36. All Other Secured Non‐Real Estate Loans/Lines of Credit (non‐commercial)
37. 1‐4 Family Residential Property Loans/Lines of Credit Secured by 1st Lien
38. 1‐4 Family Residential Property Loans/Lines of Credit Secured by Junior Lien
39. All Other (Non‐Commercial) Real Estate Loans/Lines of Credit
40. Commercial Real Estate Loan Secured
41. Commercial not Real Estate Secured
42. Purchase of Non‐Performing Loans (do not report these loan types above)
Indirect Loans Purchased and Sold
Reporting Year Ended 12/31/XX
Indirect Loans Purchased and Sold Year to Date
# Purchased
$ Purchased
YTD
YTD
# Sold YTD
$ Sold YTD
43. New and Used Vehicle Loans
1‐4 Family Residential Property Loans/Lines of Credit Secured by 1st Lien or Junior
44. Lein
Loans Purchased and Held by the
CUSO as of 12/31/XX
# Outstanding
$ Outstanding
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
ACCT
45. Commercial Loans
46. All Other
Participation Loans
Reporting Year Ended 12/31/XX
Participation Loans Purchased and Sold Year to Date
Loans Purchased and Held by the
CUSO as of 12/31/XX
# Purchased
YTD
$ Purchased
YTD
# Sold YTD
$ Sold YTD
# Outstanding
$ Outstanding
ACCT
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ACCT
47. Vehicle ‐ Non‐commercial
48. Non‐Federally Guaranteed Student Loans
49. 1‐4 Family Residential Property
50. Commercial loans excluding Construction and Development Loans
51. Commercial Construction & Development
52. All Other
Loan Support Services
Reporting Year Ended 12/31/XX
Year to Date
As of 12/31/XX
Number
Dollar Amount
ACCT
ACCT
# of Loans
Serviced
$ Amount of
Loans Serviced
ACCT
ACCT
53. Mortgage Securitizations ‐ Securities Issued
54. Debt Collection Services
ACCT
ACCT
ACCT
ACCT
55. Sale of Repossessed Collateral ‐ Units Sold
56. Real Estate Settlement Services ‐ Completed
Paperwork Reduction Act Statement
An agency may not conduct or sponsor an information collection and a person is not required to respond to this information unless it displays a current valid OMB control number. The control number for this collection is
3133-0149. The estimated average time to complete this application is 30 minutes for a CUSO’s basic information and 3 hours if engaged in complex activities. Comments concerning the accuracy of this burden estimate
and or any other aspect of this information collection, including suggestions for reducing this burden should be address to the National Credit Union Administration, 1775 Duke Street, Alexandria, Virginia 22314 or
[email protected].
| File Type | application/pdf |
| File Title | CUSO Mockup.xlsx |
| Author | ASTROUD |
| File Modified | 2021-11-10 |
| File Created | 2021-11-04 |