Federal Register 60-Day Notice

89 FR 84423 (OMB 3235-0130).pdf

Turnaround, Processing and Forwarding of Items, C.F.R. 240.17Ad-2 (c), (d), (h)

Federal Register 60-Day Notice

OMB: 3235-0130

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Federal Register / Vol. 89, No. 204 / Tuesday, October 22, 2024 / Notices
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include file number SR–
PEARL–2024–47 on the subject line.
Paper Comments

ddrumheller on DSK120RN23PROD with NOTICES1

• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to file
number SR–PEARL–2024–47. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. Copies of the filing also
will be available for inspection and
copying at the principal office of the
Exchange. Do not include personal
identifiable information in submissions;
you should submit only information
that you wish to make available
publicly. We may redact in part or
withhold entirely from publication
submitted material that is obscene or
subject to copyright protection. All
submissions should refer to file number
SR–PEARL–2024–47 and should be
submitted on or before November 12,
2024.

For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.100
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2024–24363 Filed 10–21–24; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–149, OMB Control No.
3235–0130]

Proposed Collection; Comment
Request; Extension: Rule 17Ad–2(c),
(d), and (h)
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
Securities and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the existing collection of information
provided for in Rule 17Ad–2(c), (d), and
(h), (17 CFR 240.17Ad–2(c), (d), and
(h)), under the Securities Exchange Act
of 1934 (15 U.S.C. 78a et seq.). The
Commission plans to submit this
existing collection of information to the
Office of Management and Budget
(‘‘OMB’’) for extension and approval.
Rule 17Ad–2(c),(d), and (h)
enumerates the requirements with
which transfer agents must comply to
inform the Commission or the
appropriate regulator of a transfer
agent’s failure to meet the minimum
performance standards set by the
Commission rule by filing a notice.
While it is estimated that there are
740 transfer agents, only approximately
three notices pursuant to Rule 17Ad–
2(c), (d), and (h) are filed annually. In
view of (a) the readily available nature
of most of the information required to be
included in the notice (since that
information must be compiled and
retained pursuant to other Commission
rules); (b) the summary fashion in
which such information must be
presented in the notice (most notices are
one page or less in length); and (c) the
experience of the staff regarding the
notices, the Commission staff estimates
that, on the average, most notices
require approximately one-half hour to
prepare. The Commission staff thus
estimates that transfer agents spend an
average of a total of one and a half hours
per year complying with the rule (3 × .5
hours = 1.5 hours).
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84423

Written comments are invited on: (a)
whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information shall have practical utility;
(b) the accuracy of the Commission’s
estimates of the burden of the proposed
collection of information; (c) ways to
enhance the quality, utility, and clarity
of the information collected; and (d)
ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted by
December 23, 2024.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
Please direct your written comments
to: Austin Gerig, Director/Chief Data
Officer, Securities and Exchange
Commission, c/o Tanya Ruttenberg, 100
F Street NE, Washington, DC 20549, or
send an email to: PRA_Mailbox@
sec.gov.
Dated: October 16, 2024.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2024–24338 Filed 10–21–24; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
Investment Company Act Release No.
35362; File No. 812–15563; AFA Private
Credit Fund, et al.
October 17, 2024.

Securities and Exchange
Commission (‘‘Commission’’ or ‘‘SEC’’).
ACTION: Notice.
AGENCY:

Notice of application for an
order (‘‘Order’’) under sections 17(d)
and 57(i) of the Investment Company
Act of 1940 (the ‘‘Act’’) and rule 17d–
1 under the Act to permit certain joint
transactions otherwise prohibited by
sections 17(d) and 57(a)(4) of the Act
and rule 17d–1 under the Act.
ADDRESSES: The Commission:
[email protected]. Applicants:
Marco Hanig, Alternative Fund
Advisors LLC, marco.hanig@
alternativefundadvisors.com; and
Joshua B. Deringer, Esq. and Veena K.
Jain, Esq., Faegre Drinker Biddle &
Reath LLP, at joshua.deringer@
faegredrinker.com and veena.jain@
faegredrinker.com, respectively.
SUMMARY:

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