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pdfPTO/SB/29 (11‐23)
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FOR DESIGN APPLICATIONS ONLY:
CONTINUED PROSECUTION APPLICATION (CPA) REQUEST TRANSMITTAL
(Only for Continuation or Divisional applications under 37 CFR 1.53(d))
Address to:
Commissioner for Patents
P.O. Box 1450
Alexandria, VA 22313-1450
CHECK BOX, if applicable:
DUPLICATE
Attorney Docket No.
of Prior Application
First Named Inventor
Examiner Name
Art Unit
Priority Mail Express® Label No.
This is a request for a
continuation or
Divisional application under 37 CFR 1.53(d),
(continued prosecution application (CPA)) of prior application number ______________________________________________________,
filed on ___________________, entitled ______________________________________________________________________________.
NOTES
A CPA may only be filed in a design application but not in an international design application. A CPA cannot be filed in a utility or plant
application. See “Elimination of Continued Prosecution Application Practice as to Utility and Plant Applications; Final Rule,” 68 FR 32376
(May 30, 2003). Applicant may consider filing a Request for Continued Examination (RCE) under 37 CFR 1.114 in utility or plant applications.
See MPEP 706.07(h) and form PTO/SB/30.
Filing Qualifications: The prior application identified above must be a design application that is complete as defined by
37 CFR 1.51(b).
C-I-P NOT PERMITTED: A continuation-in-part application cannot be filed as a CPA under 37 CFR 1.53(d), but must be filed under
37 CFR 1.53(b).
EXPRESS ABANDONMENT OF PRIOR APPLICATION: The filing of this CPA is a request to expressly abandon the prior application as
of the filing date of the request for a CPA. 37 CFR 1.53(b) must be used to file a continuation, divisional, or continuation-in-part of an
application that is not to be abandoned.
ACCESS TO PRIOR APPLICATION: The filing of this CPA will be construed to include a waiver of confidentiality by the applicant under
35 U.S.C. 122 to the extent that any member of the public who is entitled under the provisions of 37 CFR 1.14 to access to, copies of, or
information concerning, the prior application may be given similar access to, copies of, or similar information concerning, the other
application or applications in the file.
35 U.S.C. 120 STATEMENT: In a CPA, no reference to the prior application is needed in the Application Data Sheet (ADS). A request for
a CPA is the specific reference required by 35 U.S.C. 120 and to every application assigned the application number identified in such
request, 37 CFR 1.78(d)(4).
WARNING: Information on this form may become public. Credit card information should not
be included on this form. Provide credit card information and authorization on PTO-2038.
Enter the unentered amendment previously filed on ____________________________________________________________
under 37 CFR 1.116 in the prior design application.
A preliminary amendment is enclosed.
1.
2.
3.
This application is filed by fewer than all the inventor(s) named in the prior application, 37 CFR 1.53(d)(4).
a.
DELETE the following inventor(s) named in the prior design application:
_____________________________________________________________
_____________________________________________________________
b.
4.
5.
The inventor(s) to be deleted are set forth on a separate sheet attached hereto.
A new power of attorney (PTO/AIA/82) is enclosed.
Information Disclosure Statement (IDS) is enclosed;
a.
PTO/SB/08, PTO-1449 or equivalent
b.
Copies of IDS Citations
Page 1 of 2
A Federal agency may not conduct or sponsor, and a person is not required to respond to, nor shall a person be subject to a penalty for failure to comply with an
information collection subject to the requirements of the Paperwork Reduction Act of 1995, unless the information collection has a currently valid OMB Control
Number. The OMB Control Number for this information collection is 0651-0032. Public burden for this form is estimated to average 24 minutes per response,
including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the
information collection. Send comments regarding this burden estimate or any other aspect of this information collection, including suggestions for reducing this
burden to the Chief Administrative Officer, United States Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450 or email
[email protected]. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. If filing this completed form by mail, send to:
Commissioner for Patents, P.O. Box 1450,
Alexandria, VA 22313-1450.
If you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
PTO/SB/29 (11‐23)
Approved for use through 05/31/2024. OMB 0651‐0032
U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
Doc Code:
6.
Small entity status: Applicant claims small entity status. See 37 CFR 1.27.
7. The Director is hereby authorized to credit overpayments or change the following fees to
Deposit Account No._______________________________________:
a.
Fees required under 37 CFR 1.16.
b.
Fees required under 37 CFR 1.17.
c.
Fees required under 37 CFR 1.18.
8.
A check in the amount of $ ________________is enclosed.
9.
Payment by credit card. Form PTO-2038 is attached.
10.
Payment made via USPTO patent electronic filing system.
11.
Applicant requests suspension of action under 37 CFR 1.103(b) for a period of ____________months
(not to exceed 3 months) and the fee under 37 CFR 1.17(i) is enclosed.
12.
New Attorney Docket Number, if desired _____________________________________________
[Prior application Attorney Docket Number will carry over to this CPA unless a new Attorney Docket Number has
been provided herein.]
13. a.
b.
14.
Receipt For Facsimile Transmitted CPA (PTO/SB/29A)
Return Receipt Postcard (Should be specifically itemized. See MPEP 503)
Other:
Theapplication's
prior application’s
correspondence
address
willover
carrytoover
thisUNLESS
CPA
NOTE: The prior
correspondence
address
will carry
thisto
CPA
a new correspondence address is
NOTE: below.
provided
14. NEW CORRESPONDENCE ADDRESS
OR
The address associated
with Customer Number:
Name
Address
City
State
Zip Code
Country
Email
15. SIGNATURE OF APPLICANT, ATTORNEY, OR AGENT REQUIRED
Signature
Name (Print/Type)
Registration No. (Attorney/Agent)
Date
Telephone Number
Page 2 of 2
New correspondence
address below
Privacy Act Statement
The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
with your submission of the attached form related to a patent application or patent. The United States
Patent and Trademark Office (USPTO) collects the information in this record under authority of 35
U.S.C. 2. The USPTO’s system of records is used to manage all applicant and owner information
including name, citizenship, residence, post office address, and other information with respect to
inventors and their legal representatives pertaining to the applicant's/owner’s activities in connection
with the invention for which a patent is sought or has been granted. The applicable Privacy Act
System of Records Notice for the information collected in this form is COMMERCE/PAT-TM-7 Patent
Application Files, available in the Federal Register at 78 FR 19243 (March 29, 2013). https://
www.govinfo.gov/content/pkg/FR-2013-03-29/pdf/2013-07341.pdf
Routine uses of the information in this record may include disclosure to:
1) law enforcement, in the event that the system of records indicates a violation or potential violation
of law;
2) a federal, state, local, or international agency, in response to its request;
3) a contractor of the USPTO having need for the information in order to perform a contract;
4) the Department of Justice for determination of whether the Freedom of Information Act (FOIA)
requires disclosure of the record;
5) a Member of Congress submitting a request involving an individual to whom the record pertains,
individual has requested the Member’s assistance with respect to the subject matter of the
when the
record;
6) a court, magistrate, or administrative tribunal, in the course of presenting evidence, including
disclosures
to opposing counsel in the course of settlement negotiations;
7) the Administrator, General Services Administration (GSA), or their designee, during an inspection
of records
conducted by GSA under authority of 44 U.S.C. 2904 and 2906, in accordance with the
GSA regulations and any other relevant (i.e., GSA or Commerce) directive, where such disclosure
shall not be used to make determinations about individuals;
8) another federal agency for purposes of National Security review (35 U.S.C. 181) and for review
pursuant to the Atomic Energy Act (42 U.S.C. 218(c));
9) the Office of Personnel Management (OPM) for personnel research purposes; and
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If you do not furnish the information requested on this form, the USPTO may not be able to process
and/or examine your submission, which may result in termination of proceedings, abandonment of
the application, and/or expiration of the patent.
File Type | application/pdf |
File Title | PTO/SB/29 For Design Applications Only: Continued Prosecution Application (CPA) Request Transmittal |
Author | USPTO |
File Modified | 2024-03-12 |
File Created | 2005-03-23 |