0651-0032 2024 Patent Fee Rule CWS

0651-0032 2024 Patent Fee Rule CWS.docx

Initial Patent Applications

0651-0032 2024 Patent Fee Rule CWS

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JUSTIFICATION FOR NONMATERIAL/NONSUBSTANTIVE CHANGE

Initial Patent Applications

OMB Control 0651-0032


Background


The United States Patent and Trademark Office (USPTO) is required by Title 35 of the United States Code, including 35 U.S.C. 131, to examine applications for patents. The USPTO administers the patent statutes relating to examination through various rules in Chapter 37 of the Code of Federal Regulations (CFR), such as, for example, 37 CFR 1.16 through 1.84. Each patent applicant must provide sufficient information to allow the USPTO to properly examine the application to determine whether it meets the criteria set forth in the patent statutes and regulations for issuance as a patent.


In addition, this information collection covers certain other papers filed by applicants, such as, for example, petitions to accept an unintentionally delayed priority or benefit claim, petitions to accept a filing by other than all of the inventors or a person not the inventor, and petitions requesting that applications filed under 37 CFR 1.495(b) be accorded a receipt date.


In support of RIN 0651-AD64 (Setting and Adjusting Patent Fees During Fiscal Year 2025; 89 FRN 91898)1, the USPTO is changing 70 fees and adding nine fees in this information collection.


Additionally, five forms are being revised to reflect changes made by the rulemaking. The four forms being revised are:

  • PTO/SB/06 (Patent Application Fee Determination Record – Substitute for Form PTO-875)

  • PTO/SB/16 (Provisional Application for Patent Cover Sheet)

  • PTO/SB/17 (Fee Transmittal)

  • PTO/SB/445 (Petition to Accept an Uninteinoallly Delayed Claim under 35 U.S.C. 119(e) (37 CFR 1.78(c)) and/or to Accept an Unintentionally Delayed Claim under 35 U.S.C. 120, 121, 365(c), or 386(c) (37 CFR 1.78(e)) for the Benefit of a Prior-Filed Application

  • PTO/SB/458 (Petition to Accept an Unintentionally Delayed Claim under 35 U.S.C. 119(a)-(d) or (f), 365(a) or (b), or 386(a) or (b) for the Right of Priority to a Prior-Filed Foreign Application (37 CFR 1.55(e))


Table 1: Changes in Fee Amount


Item No.


Fee Code

Item

Current Fee

New Fee

Changes in Fee Amount

1, 4

1011

Basic Filing fee – Utility (Paper Filing – Also Requires Non-Electronic Filing Fee Under 1.16(t)) (undiscounted entity)

$320

$350

+$30

1, 4

2011

Basic Filing fee – Utility (Paper Filing – Also Requires Non-Electronic Filing Fee Under 1.16(t)) (small entity)

$128

$140

+$12

1, 4

3011

Basic Filing fee – Utility (Paper Filing – Also Requires Non-Electronic Filing Fee Under 1.16(t)) (micro entity)

$64

$70

+$6

1, 4

4011

Basic filing fee – Utility (electronic filing for small entities)

$64

$70

+$6

1, 4

1081

Utility Application Size Fee – for Each Additional 50 Sheets That Exceeds 100 Sheets (undiscounted entity)

$420

$450

+$30

1, 4

2081

Utility Application Size Fee – for Each Additional 50 Sheets That Exceeds 100 Sheets (small entity)

$168

$180

+$12

1, 4

3081

Utility Application Size Fee – for Each Additional 50 Sheets That Exceeds 100 Sheets (micro entity)

$84

$90

+$6

1, 4

1111

Utility Search Fee (undiscounted entity)

$700

$770

+$70

1, 4

2111

Utility Search Fee (small entity)

$280

$308

+$28

1, 4

3111

Utility Search Fee (micro entity)

$140

$154

+$14

1, 4

1311

Utility Examination Fee (undiscounted entity)

$800

$880

+$80

1, 4

2311

Utility Examination Fee (small entity)

$320

$352

+$32

1, 4

3311

Utility Examination Fee (micro entity)

$160

$176

+$16

1,2 4-6, and 9

1201

Each Independent Claim in Excess of Three (undiscounted entity)

$480

$600

+$120

1,2 4-6, and 9

2201

Each Independent Claim in Excess of Three (small entity)

$192

$240

+$48

1,2 4-6, and 9

3201

Each Independent Claim in Excess of Three (micro entity)

$96

$120

+$24

1,2 4-6, and 9

1202

Each Claim in Excess of 20 (undiscounted entity)

$100

$200

+$100

1,2 4-6, and 9

2202

Each Claim in Excess of 20 (small entity)

$40

$80

+$40

1,2 4-6, and 9

3202

Each Claim in Excess of 20 (micro entity)

$20

$40

+$20

1,2 4-6, and 9

1203

Multiple Dependent Claim (undiscounted entity)

$860

$925

+$65

1,2 4-6, and 9

2203

Multiple Dependent Claim (small entity)

$344

$370

+$26

1,2 4-6, and 9

3203

Multiple Dependent Claim (micro entity)

$172

$185

+$13

2, 5

1313

Plant Examination Fee (undiscounted entity)

$660

$725

+$65

2, 5

2313

Plant Examination Fee (small entity)

$264

$290

+$26

2, 5

3313

Plant Examination Fee (micro entity)

$132

$145

+$13

2, 5

1013

Basic filing fee – Plant (undiscounted entity)

$220

$240

+$20

2, 5

2013

Basic filing fee – Plant (small entity)

$88

$96

+$8

2, 5

3013

Basic filing fee – Plant (micro entity)

$44

$48

+$4

2, 5

1113

Plant Search fee (undiscounted entity)

$440

$485

+$45

2, 5

2113

Plant Search fee (small entity)

$176

$194

+$18

2, 5

3113

Plant Search fee (micro entity)

$88

$97

+$9

2, 5

1083

Plant Application Size Fee - for each additional 50 sheets that exceeds 100 sheets (undiscounted entity)

$420

$450

+$30

2, 5

2083

Plant Application Size Fee - for each additional 50 sheets that exceeds 100 sheets (small entity)

$168

$180

+$12

2, 5

3083

Plant Application Size Fee - for each additional 50 sheets that exceeds 100 sheets (micro entity)

$84

$90

+$6

3, 6

1012

Basic Filing Fee – Design (undiscounted entity)

$220

$300

+$80

3, 6

2012

Basic Filing Fee – Design (small entity)

$88

$120

+$32

3, 6

3012

Basic Filing Fee – Design (micro entity)

$44

$60

+$16

3, 6

1017

Basic Filing Fee – Design (CPA) (undiscounted entity)

$220

$300

+$80

3, 6

2017

Basic Filing Fee – Design (CPA) (small entity)

$88

$120

+$32

3, 6

3017

Basic Filing Fee – Design (CPA) (micro entity)

$44

$60

+$16

3, 6

1082

Design Application Size Fee – for Each Additional 50 Sheets That Exceeds 100 Sheets (undiscounted entity)

$420

$450

+$30

3, 6

2082

Design Application Size Fee – for Each Additional 50 Sheets That Exceeds 100 Sheets (small entity)

$168

$180

+$12

3, 6

3082

Design Application Size Fee – for Each Additional 50 Sheets That Exceeds 100 Sheets (micro entity)

$84

$90

+$6

3, 6

1112

Design Search Fee (undiscounted entity)

$160

$300

+$140

3, 6

2112

Design Search Fee (small entity)

$64

$120

+$56

3, 6

3112

Design Search Fee (micro entity)

$32

$60

+$28

3, 6

1312

Design Examination Fee (undiscounted entity)

$640

$700

+$60

3, 6

2312

Design Examination Fee (small entity)

$256

$280

+$24

3, 6

3312

Design Examination Fee (micro entity)

$128

$140

+$12

11

1085

Provisional Application Size Fee – for Each Additional 50 Sheets That Exceeds 100 Sheets (undiscounted entity)

$420

$450

+$30

11

2085

Provisional Application Size Fee – for Each Additional 50 Sheets That Exceeds 100 Sheets (small entity)

$168

$180

+$12

11

3085

Provisional Application Size Fee – for Each Additional 50 Sheets That Exceeds 100 Sheets (micro entity)

$84

$90

+$6

11

1005

Provisional Application Filing Fee (undiscounted entity)

$300

$325

+$25

11

2005

Provisional Application Filing Fee (small entity)

$120

$130

+$10

11

3005

Provisional Application Filing Fee (micro entity)

$60

$65

+$5

1-11

1051

Surcharge – Late Filing Fee, Search Fee, Examination Fee, Inventor's Oath or Declaration, or Application Filed Without at least One Claim or by Reference (undiscounted entity)

$160

$170

+$10

1-11

2051

Surcharge – Late Filing Fee, Search Fee, Examination Fee, Inventor's Oath or Declaration, or Application Filed Without at least One Claim or by Reference (small entity)

$64

$68

+$4

1-11

3051

Surcharge – Late Filing Fee, Search Fee, Examination Fee, Inventor's Oath or Declaration, or Application Filed Without at least One Claim or by Reference (micro entity)

$32

$34

+$2

1-11

1052

Surcharge – Late Provisional Filing Fee or Cover Sheet (undiscounted entity)

$60

$65

+$5

1-11

2052

Surcharge – Late Provisional Filing Fee or Cover Sheet (small entity)

$24

$26

+$2

1-11

3052

Surcharge – Late Provisional Filing Fee or Cover Sheet (micro entity)

$12

$13

+$1

12

10C3

Filing an application or presentation of benefit claim more than six years after earliest benefit date (undiscounted entity)

New fee

$2,700

+$2,700

12

20C3

Filing an application or presentation of benefit claim more than six years after earliest benefit date (small entity)

New fee

$1,080

+$1,080

12

30C3

Filing an application or presentation of benefit claim more than six years after earliest benefit date (micro entity)

New fee

$540

+$540

12

10C7

Filing an application or presentation of benefit claim more than nine years after earliest benefit date (undiscounted entity)

New fee

$4,000

+$4,000

12

20C7

Filing an application or presentation of benefit claim more than nine years after earliest benefit date (small entity)

New fee

$1,600

+$1,600

12

30C7

Filing an application or presentation of benefit claim more than nine years after earliest benefit date (micro entity)

New fee

$800

+$800

12

14D2

Petition for the delayed submission of a priority or benefit claim, delay greater than two years (undiscounted entity)

New fee

$3,000

+$3,000

12

24D2

Petition for the delayed submission of a priority or benefit claim, delay greater than two years (small entity)

New fee

$1,200

+$1,200

12

34D2

Petition for the delayed submission of a priority or benefit claim, delay greater than two years (micro entity)

New fee

$600

+$600

13

1463

Electronic Petition to be the applicant under 37 CFR 1.46 by a person who otherwise shows sufficient proprietary interest in the matter (undiscounted entity)

$220

$235

+$15

13

2463

Electronic Petition to be the applicant under 37 CFR 1.46 by a person who otherwise shows sufficient proprietary interest in the matter (small entity)

$88

$94

+$6

13

3463

Electronic Petition to be the applicant under 37 CFR 1.46 by a person who otherwise shows sufficient proprietary interest in the matter (micro entity)

$44

$47

+$3

15

1454

Grantable Petition to Restore the Right of Priority under 37 CFR 1.55(c) (undiscounted entity)

$2,100

$2,260

+$160

15

2454

Grantable Petition to Restore the Right of Priority under 37 CFR 1.55(c) (small entity)

$840

$904

+$64

15

3454

Grantable Petition to Restore the Right of Priority under 37 CFR 1.55(c) (micro entity)

$420

$452

+$32

15

1454

Grantable Petition to Restore the Benefit of a Prior-Filed Provisional Application under 37 CFR 1.78(b) (undiscounted entity)

$2,100

$2,260

+$160

15

2454

Grantable Petition to Restore the Benefit of a Prior-Filed Provisional Application under 37 CFR 1.78(b) (small entity)

$840

$904

+$64

15

3454

Grantable Petition to Restore the Benefit of a Prior-Filed Provisional Application under 37 CFR 1.78(b) (micro entity)

$420

$452

+$32


Table 2: Proposed Burden


Item No.


Fee Code

Item

Reponses

(a)

New Fee

(b)

New Non-hour Cost Burden

(a) x (b) = (c)

1, 4

1011

Basic Filing fee – Utility (Paper Filing – Also Requires Non-Electronic Filing Fee Under 1.16(t)) (undiscounted entity)

250,450

$350

$87,657,500

1, 4

2011

Basic Filing fee – Utility (Paper Filing – Also Requires Non-Electronic Filing Fee Under 1.16(t)) (small entity)

260

$140

$36,400

1, 4

3011

Basic Filing fee – Utility (Paper Filing – Also Requires Non-Electronic Filing Fee Under 1.16(t)) (micro entity)

14,520

$70

$1,016,400

1, 4

4011

Basic filing fee – Utility (electronic filing for small entities)

84,760

$70

$5,933,200

1, 4

1081

Utility Application Size Fee – for Each Additional 50 Sheets That Exceeds 100 Sheets (undiscounted entity)

20,640

$450

$9,288,000

1, 4

2081

Utility Application Size Fee – for Each Additional 50 Sheets That Exceeds 100 Sheets (small entity)

11,630

$180

$2,093,400

1, 4

3081

Utility Application Size Fee – for Each Additional 50 Sheets That Exceeds 100 Sheets (micro entity)

220

$90

$19,800

1, 4

1111

Utility Search Fee (undiscounted entity)

248,740

$770

$191,529,800

1, 4

2111

Utility Search Fee (small entity)

83,900

$308

$25,841,200

1, 4

3111

Utility Search Fee (micro entity)

14,330

$154

$2,206,820

1, 4

1311

Utility Examination Fee (undiscounted entity)

249,600

$880

$219,648,000

1, 4

2311

Utility Examination Fee (small entity)

84,100

$352

$29,603,200

1, 4

3311

Utility Examination Fee (micro entity)

14,360

$176

$2,527,360

1,2 4-6, and 9

1201

Each Independent Claim in Excess of Three (undiscounted entity)

42,020

$600

$25,212,000

1,2 4-6, and 9

2201

Each Independent Claim in Excess of Three (small entity)

14,500

$240

$3,480,000

1,2 4-6, and 9

3201

Each Independent Claim in Excess of Three (micro entity)

1,400

$120

$168,000

1,2 4-6, and 9

1202

Each Claim in Excess of 20 (undiscounted entity)

304,230

$200

$60,846,000

1,2 4-6, and 9

2202

Each Claim in Excess of 20 (small entity)

158,280

$80

$12,662,400

1,2 4-6, and 9

3202

Each Claim in Excess of 20 (micro entity)

7,790

$40

$311,600

1,2 4-6, and 9

1203

Multiple Dependent Claim (undiscounted entity)

730

$925

$675,250

1,2 4-6, and 9

2203

Multiple Dependent Claim (small entity)

470

$370

$173,900

1,2 4-6, and 9

3203

Multiple Dependent Claim (micro entity)

70

$185

$12,950

2, 5

1313

Plant Examination Fee (undiscounted entity)

490

$725

$355,250

2, 5

2313

Plant Examination Fee (small entity)

480

$290

$139,200

2, 5

3313

Plant Examination Fee (micro entity)

10

$145

$1,450

2, 5

1013

Basic filing fee – Plant (undiscounted entity)

490

$240

$117,600

2, 5

2013

Basic filing fee – Plant (small entity)

480

$96

$46,080

2, 5

3013

Basic filing fee – Plant (micro entity)

10

$48

$480

2, 5

1113

Plant Search fee (undiscounted entity)

490

$485

$237,650

2, 5

2113

Plant Search fee (small entity)

480

$194

$93,120

2, 5

3113

Plant Search fee (micro entity)

10

$97

$970

2, 5

1083

Plant Application Size Fee - for each additional 50 sheets that exceeds 100 sheets (undiscounted entity)

1

$450

$450

2, 5

2083

Plant Application Size Fee - for each additional 50 sheets that exceeds 100 sheets (small entity)

1

$180

$180

2, 5

3083

Plant Application Size Fee - for each additional 50 sheets that exceeds 100 sheets (micro entity)

1

$90

$90

3, 6

1012

Basic Filing Fee – Design (undiscounted entity)

20,020

$300

$6,006,000

3, 6

2012

Basic Filing Fee – Design (small entity)

19,480

$120

$2,337,600

3, 6

3012

Basic Filing Fee – Design (micro entity)

15,890

$60

$953,400

3, 6

1017

Basic Filing Fee – Design (CPA) (undiscounted entity)

920

$300

$276,000

3, 6

2017

Basic Filing Fee – Design (CPA) (small entity)

500

$120

$60,000

3, 6

3017

Basic Filing Fee – Design (CPA) (micro entity)

85

$60

$5,100

3, 6

1082

Design Application Size Fee – for Each Additional 50 Sheets That Exceeds 100 Sheets (undiscounted entity)

170

$450

$76,500

3, 6

2082

Design Application Size Fee – for Each Additional 50 Sheets That Exceeds 100 Sheets (small entity)

90

$180

$16,200

3, 6

3082

Design Application Size Fee – for Each Additional 50 Sheets That Exceeds 100 Sheets (micro entity)

30

$90

$2,700

3, 6

1112

Design Search Fee (undiscounted entity)

20,660

$300

$6,198,000

3, 6

2112

Design Search Fee (small entity)

19,690

$120

$2,362,800

3, 6

3112

Design Search Fee (micro entity)

15,880

$60

$952,800

3, 6

1312

Design Examination Fee (undiscounted entity)

20,670

$700

$14,469,000

3, 6

2312

Design Examination Fee (small entity)

19,710

$280

$5,518,800

3, 6

3312

Design Examination Fee (micro entity)

15,880

$140

$2,223,200

11

1085

Provisional Application Size Fee – for Each Additional 50 Sheets That Exceeds 100 Sheets (undiscounted entity)

11,180

$450

$5,031,000

11

2085

Provisional Application Size Fee – for Each Additional 50 Sheets That Exceeds 100 Sheets (small entity)

11,360

$180

$2,044,800

11

3085

Provisional Application Size Fee – for Each Additional 50 Sheets That Exceeds 100 Sheets (micro entity)

110

$90

$9,900

11

1005

Provisional Application Filing Fee (undiscounted entity)

63,710

$325

$20,705,750

11

2005

Provisional Application Filing Fee (small entity)

69,250

$130

$9,002,500

11

3005

Provisional Application Filing Fee (micro entity)

23,150

$65

$1,504,750

1-11

1051

Surcharge – Late Filing Fee, Search Fee, Examination Fee, Inventor's Oath or Declaration, or Application Filed Without at least One Claim or by Reference (undiscounted entity)

78,200

$170

$13,294,000

1-11

2051

Surcharge – Late Filing Fee, Search Fee, Examination Fee, Inventor's Oath or Declaration, or Application Filed Without at least One Claim or by Reference (small entity)

33,010

$68

$2,244,680

1-11

3051

Surcharge – Late Filing Fee, Search Fee, Examination Fee, Inventor's Oath or Declaration, or Application Filed Without at least One Claim or by Reference (micro entity)

3,370

$34

$114,580

1-11

1052

Surcharge – Late Provisional Filing Fee or Cover Sheet (undiscounted entity)

1,700

$65

$110,500

1-11

2052

Surcharge – Late Provisional Filing Fee or Cover Sheet (small entity)

2,440

$26

$63,440

1-11

3052

Surcharge – Late Provisional Filing Fee or Cover Sheet (micro entity)

2,574

$13

$33,462

12

10C3

Filing an application or presentation of benefit claim more than six years after earliest benefit date (undiscounted entity)

11,052

$2,700

$29,840,400

12

20C3

Filing an application or presentation of benefit claim more than six years after earliest benefit date (small entity)

4,691

$1,080

$5,066,280

12

30C3

Filing an application or presentation of benefit claim more than six years after earliest benefit date (micro entity)

240

$540

$129,600

12

10C7

Filing an application or presentation of benefit claim more than nine years after earliest benefit date (undiscounted entity)

8,079

$4,000

$32,316,000

12

20C7

Filing an application or presentation of benefit claim more than nine years after earliest benefit date (small entity)

4,491

$1,600

$7,185,600

12

30C7

Filing an application or presentation of benefit claim more than nine years after earliest benefit date (micro entity)

69

$800

$55,200

12

14D2

Petition for the delayed submission of a priority or benefit claim, delay greater than two years (undiscounted entity)

280

$3,000

$840,000

12

24D2

Petition for the delayed submission of a priority or benefit claim, delay greater than two years (small entity)

226

$1,200

$271,200

12

34D2

Petition for the delayed submission of a priority or benefit claim, delay greater than two years (micro entity)

46

$600

$27,600

13

1463

Electronic Petition to be the applicant under 37 CFR 1.46 by a person who otherwise shows sufficient proprietary interest in the matter (undiscounted entity)

1,800

$235

$423,000

13

2463

Electronic Petition to be the applicant under 37 CFR 1.46 by a person who otherwise shows sufficient proprietary interest in the matter (small entity)

900

$94

$84,600

13

3463

Electronic Petition to be the applicant under 37 CFR 1.46 by a person who otherwise shows sufficient proprietary interest in the matter (micro entity)

300

$47

$14,100

15

1454

Grantable Petition to Restore the Right of Priority under 37 CFR 1.55(c) (undiscounted entity)

310

$2,260

$700,600

15

2454

Grantable Petition to Restore the Right of Priority under 37 CFR 1.55(c) (small entity)

65

$904

$58,760

15

3454

Grantable Petition to Restore the Right of Priority under 37 CFR 1.55(c) (micro entity)

25

$452

$11,300

15

1454

Grantable Petition to Restore the Benefit of a Prior-Filed Provisional Application under 37 CFR 1.78(b) (undiscounted entity)

310

$2,260

$700,600

15

2454

Grantable Petition to Restore the Benefit of a Prior-Filed Provisional Application under 37 CFR 1.78(b) (small entity)

65

$904

$58,760

15

3454

Grantable Petition to Restore the Benefit of a Prior-Filed Provisional Application under 37 CFR 1.78(b) (micro entity)

25

$452

$11,300



Totals

2,112,646

- - -

$855,348,062


Table 3: Changes in Cost


Item No.


Fee Code

Items

Current Cost

(a)

New Cost

(b)

Change in Non-hour Cost Burden

(b) – (a) = (c)

1, 4

1011

Basic Filing fee – Utility (Paper Filing – Also Requires Non-Electronic Filing Fee Under 1.16(t)) (undiscounted entity)

$80,144,000

$87,657,500

+$7,513,500

1, 4

2011

Basic Filing fee – Utility (Paper Filing – Also Requires Non-Electronic Filing Fee Under 1.16(t)) (small entity)

$33,280

$36,400

+$3,120

1, 4

3011

Basic Filing fee – Utility (Paper Filing – Also Requires Non-Electronic Filing Fee Under 1.16(t)) (micro entity)

$929,280

$1,016,400

+$87,120

1, 4

4011

Basic filing fee – Utility (electronic filing for small entities)

$5,424,640

$5,933,200

+$508,560

1, 4

1081

Utility Application Size Fee – for Each Additional 50 Sheets That Exceeds 100 Sheets (undiscounted entity)

$8,668,800

$9,288,000

+$619,200

1, 4

2081

Utility Application Size Fee – for Each Additional 50 Sheets That Exceeds 100 Sheets (small entity)

$1,953,840

$2,093,400

+$139,560

1, 4

3081

Utility Application Size Fee – for Each Additional 50 Sheets That Exceeds 100 Sheets (micro entity)

$18,480

$19,800

+$1,320

1, 4

1111

Utility Search Fee (undiscounted entity)

$174,118,000

$191,529,800

+$17,411,800

1, 4

2111

Utility Search Fee (small entity)

$23,492,000

$25,841,200

+$2,349,200

1, 4

3111

Utility Search Fee (micro entity)

$2,006,200

$2,206,820

+$200,620

1, 4

1311

Utility Examination Fee (undiscounted entity)

$199,680,000

$219,648,000

+$19,968,000

1, 4

2311

Utility Examination Fee (small entity)

$26,912,000

$29,603,200

+$2,691,200

1, 4

3311

Utility Examination Fee (micro entity)

$2,297,600

$2,527,360

+$229,760

1,2 4-6, and 9

1201

Each Independent Claim in Excess of Three (undiscounted entity)

$20,169,600

$25,212,000

+$5,042,400

1,2 4-6, and 9

2201

Each Independent Claim in Excess of Three (small entity)

$2,784,000

$3,480,000

+$696,000

1,2 4-6, and 9

3201

Each Independent Claim in Excess of Three (micro entity)

$134,400

$168,000

+$33,600

1,2 4-6, and 9

1202

Each Claim in Excess of 20 (undiscounted entity)

$30,423,000

$60,846,000

+$30,423,000

1,2 4-6, and 9

2202

Each Claim in Excess of 20 (small entity)

$6,331,200

$12,662,400

+$6,331,200

1,2 4-6, and 9

3202

Each Claim in Excess of 20 (micro entity)

$155,800

$311,600

+$155,800

1,2 4-6, and 9

1203

Multiple Dependent Claim (undiscounted entity)

$627,800

$675,250

+$47,450

1,2 4-6, and 9

2203

Multiple Dependent Claim (small entity)

$161,680

$173,900

+$12,220

1,2 4-6, and 9

3203

Multiple Dependent Claim (micro entity)

$12,040

$12,950

+$910

2, 5

1313

Plant Examination Fee (undiscounted entity)

$323,400

$355,250

+$31,850

2, 5

2313

Plant Examination Fee (small entity)

$126,720

$139,200

+$12,480

2, 5

3313

Plant Examination Fee (micro entity)

$1,320

$1,450

+$130

2, 5

1013

Basic filing fee – Plant (undiscounted entity)

$107,800

$117,600

+$9,800

2, 5

2013

Basic filing fee – Plant (small entity)

$42,240

$46,080

+$3,840

2, 5

3013

Basic filing fee – Plant (micro entity)

$440

$480

+$40

2, 5

1113

Plant Search fee (undiscounted entity)

$215,600

$237,650

+$22,050

2, 5

2113

Plant Search fee (small entity)

$84,480

$93,120

+$8,640

2, 5

3113

Plant Search fee (micro entity)

$880

$970

+$90

2, 5

1083

Plant Application Size Fee - for each additional 50 sheets that exceeds 100 sheets (undiscounted entity)

$420

$450

+$30

2, 5

2083

Plant Application Size Fee - for each additional 50 sheets that exceeds 100 sheets (small entity)

$168

$180

+$12

2, 5

3083

Plant Application Size Fee - for each additional 50 sheets that exceeds 100 sheets (micro entity)

$84

$90

+$6

3, 6

1012

Basic Filing Fee – Design (undiscounted entity)

$4,404,400

$6,006,000

+$1,601,600

3, 6

2012

Basic Filing Fee – Design (small entity)

$1,714,240

$2,337,600

+$623,360

3, 6

3012

Basic Filing Fee – Design (micro entity)

$699,160

$953,400

+$254,240

3, 6

1017

Basic Filing Fee – Design (CPA) (undiscounted entity)

$202,400

$276,000

+$73,600

3, 6

2017

Basic Filing Fee – Design (CPA) (small entity)

$44,000

$60,000

+$16,000

3, 6

3017

Basic Filing Fee – Design (CPA) (micro entity)

$3,740

$5,100

+$1,360

3, 6

1082

Design Application Size Fee – for Each Additional 50 Sheets That Exceeds 100 Sheets (undiscounted entity)

$71,400

$76,500

+$5,100

3, 6

2082

Design Application Size Fee – for Each Additional 50 Sheets That Exceeds 100 Sheets (small entity)

$15,120

$16,200

+$1,080

3, 6

3082

Design Application Size Fee – for Each Additional 50 Sheets That Exceeds 100 Sheets (micro entity)

$2,520

$2,700

+$180

3, 6

1112

Design Search Fee (undiscounted entity)

$3,305,600

$6,198,000

+$2,892,400

3, 6

2112

Design Search Fee (small entity)

$1,260,160

$2,362,800

+$1,102,640

3, 6

3112

Design Search Fee (micro entity)

$508,160

$952,800

+$444,640

3, 6

1312

Design Examination Fee (undiscounted entity)

$13,228,800

$14,469,000

+$1,240,200

3, 6

2312

Design Examination Fee (small entity)

$5,045,760

$5,518,800

+$473,040

3, 6

3312

Design Examination Fee (micro entity)

$2,032,640

$2,223,200

+$190,560

11

1085

Provisional Application Size Fee – for Each Additional 50 Sheets That Exceeds 100 Sheets (undiscounted entity)

$4,695,600

$5,031,000

+$335,400

11

2085

Provisional Application Size Fee – for Each Additional 50 Sheets That Exceeds 100 Sheets (small entity)

$1,908,480

$2,044,800

+$136,320

11

3085

Provisional Application Size Fee – for Each Additional 50 Sheets That Exceeds 100 Sheets (micro entity)

$9,240

$9,900

+$660

11

1005

Provisional Application Filing Fee (undiscounted entity)

$19,113,000

$20,705,750

+$1,592,750

11

2005

Provisional Application Filing Fee (small entity)

$8,310,000

$9,002,500

+$692,500

11

3005

Provisional Application Filing Fee (micro entity)

$1,389,000

$1,504,750

+$115,750

1-11

1051

Surcharge – Late Filing Fee, Search Fee, Examination Fee, Inventor's Oath or Declaration, or Application Filed Without at least One Claim or by Reference (undiscounted entity)

$12,512,000

$13,294,000

+$782,000

1-11

2051

Surcharge – Late Filing Fee, Search Fee, Examination Fee, Inventor's Oath or Declaration, or Application Filed Without at least One Claim or by Reference (small entity)

$2,112,640

$2,244,680

+$132,040

1-11

3051

Surcharge – Late Filing Fee, Search Fee, Examination Fee, Inventor's Oath or Declaration, or Application Filed Without at least One Claim or by Reference (micro entity)

$107,840

$114,580

+$6,740

1-11

1052

Surcharge – Late Provisional Filing Fee or Cover Sheet (undiscounted entity)

$102,000

$110,500

+$8,500

1-11

2052

Surcharge – Late Provisional Filing Fee or Cover Sheet (small entity)

$58,560

$63,440

+$4,880

1-11

3052

Surcharge – Late Provisional Filing Fee or Cover Sheet (micro entity)

$30,888

$33,462

+$2,574

12

10C3

Filing an application or presentation of benefit claim more than six years after earliest benefit date (undiscounted entity)

New fee

$29,840,400

+$29,840,400

12

20C3

Filing an application or presentation of benefit claim more than six years after earliest benefit date (small entity)

New fee

$5,066,280

+$5,066,280

12

30C3

Filing an application or presentation of benefit claim more than six years after earliest benefit date (micro entity)

New fee

$129,600

+$129,600

12

10C7

Filing an application or presentation of benefit claim more than nine years after earliest benefit date (undiscounted entity)

New fee

$32,316,000

+$32,316,000

12

20C7

Filing an application or presentation of benefit claim more than nine years after earliest benefit date (small entity)

New fee

$7,185,600

+$7,185,600

12

30C7

Filing an application or presentation of benefit claim more than nine years after earliest benefit date (micro entity)

New fee

$55,200

+$55,200

12

14D2

Petition for the delayed submission of a priority or benefit claim, delay greater than two years (undiscounted entity)

New fee

$840,000

+$840,000

12

24D2

Petition for the delayed submission of a priority or benefit claim, delay greater than two years (small entity)

New fee

$271,200

+$271,200

12

34D2

Petition for the delayed submission of a priority or benefit claim, delay greater than two years (micro entity)

New fee

$27,600

+$27,600

13

1463

Electronic Petition to be the applicant under 37 CFR 1.46 by a person who otherwise shows sufficient proprietary interest in the matter (undiscounted entity)

$396,000

$423,000

+$27,000

13

2463

Electronic Petition to be the applicant under 37 CFR 1.46 by a person who otherwise shows sufficient proprietary interest in the matter (small entity)

$79,200

$84,600

+$5,400

13

3463

Electronic Petition to be the applicant under 37 CFR 1.46 by a person who otherwise shows sufficient proprietary interest in the matter (micro entity)

$13,200

$14,100

+$900

15

1454

Grantable Petition to Restore the Right of Priority under 37 CFR 1.55(c) (undiscounted entity)

$651,000

$700,600

+$49,600

15

2454

Grantable Petition to Restore the Right of Priority under 37 CFR 1.55(c) (small entity)

$54,600

$58,760

+$4,160

15

3454

Grantable Petition to Restore the Right of Priority under 37 CFR 1.55(c) (micro entity)

$10,500

$11,300

+$800

15

1454

Grantable Petition to Restore the Benefit of a Prior-Filed Provisional Application under 37 CFR 1.78(b) (undiscounted entity)

$651,000

$700,600

+$49,600

15

2454

Grantable Petition to Restore the Benefit of a Prior-Filed Provisional Application under 37 CFR 1.78(b) (small entity)

$54,600

$58,760

+$4,160

15

3454

Grantable Petition to Restore the Benefit of a Prior-Filed Provisional Application under 37 CFR 1.78(b) (micro entity)

$10,500

$11,300

+$800



Totals

$672,189,140

$855,348,062

+$183,158,922


Summary of Changes


The aforementioned rulemaking results in the revision of 70 fees and the introduction of 9 new fees, with an increase of $183,158,922 in annual non-hourly costs to collection 0651-0032.


Changes in Burden


Burden Type

Currently Approved

Proposed Change

New Estimate

Non-hourly Cost Burden

$1,156,505,487

+$183,158,922

$1,330,664,409


0651-0032’s revised burden is as follows:


  • 588.255 annual responses (unchanged)

  • 12,543,215 annual hourly burden (unchanged)

  • $1,330,664,409 annual non-hourly burden costs


File Typeapplication/vnd.openxmlformats-officedocument.wordprocessingml.document
AuthorGunther, Sarah
File Modified0000-00-00
File Created2024-11-21

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