Information Collection

Rule 606(a)(1) - Assess Payment for Order Flow and Profit-Sharing Relationships

IC 233793 under ICR 202411-3235-001 · OMB 3235-0541.

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Information Collection (IC) Details

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IC Title:	Rule 606(a)(1) - Assess Payment for Order Flow and Profit-Sharing Relationships	Agency IC Tracking Number:	TM-270-489

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 242.606

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 240	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	240	-24	264
Annual IC Time Burden (Hours)	6,000	-600	6,600
Annual IC Cost Burden (Dollars)	0	0	0

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.