Information Collection

Rule 303 (17 CFR 242.303) Record Preservation Requirements for Alternative Trading Systems

IC 35275 under ICR 202411-3235-003 · OMB 3235-0505.

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IC Title:	Rule 303 (17 CFR 242.303) Record Preservation Requirements for Alternative Trading Systems	Agency IC Tracking Number:	270-450

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 242.303

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 107	Number of Respondents for Small Entity: 15

Affected Public: Private Sector	Private Sector: Businesses or other for-profits, Not-for-profit institutions

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	107	13	94
Annual IC Time Burden (Hours)	1,605	195	1,410
Annual IC Cost Burden (Dollars)	0	0	0

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.