Information Collection

IC7 - Rule 403: Compliance Policies and Procedures - Ongoing Burden

IC 234058 under ICR 202412-3235-002 · OMB 3235-0727.

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IC Title:

IC7 - Rule 403: Compliance Policies and Procedures - Ongoing Burden

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 227.403

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 101

Number of Respondents for Small Entity: 59

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	101	2	99
Annual IC Time Burden (Hours)	505	10	495
Annual IC Cost Burden (Dollars)	0	0	0

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