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Rule 15a-6; Foreign Broker-Dealer Exemption

IC 34927 under ICR 202412-3235-010 · OMB 3235-0371.

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Rule 15a-6; Foreign Broker-Dealer Exemption 270-0329
 
No Unchanged
 
Mandatory
 
17 CFR 15a-6  (To search for a specific CFR, visit the Code of Federal Regulations.)

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

2,000 820
   
Private Sector Businesses or other for-profits
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 2,000 0 0 0 0 2,000
Annual IC Time Burden (Hours) 6,000 0 0 0 0 6,000
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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