Information Collection

Tips, Complaints and Referral Database-TCR

IC 194909 under ICR 202412-3235-025 · OMB 3235-0672.

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form TCR Complaint Form Tips, Complaints and Referral Database-TCR	Form
Form TCR Complaint Form TCR Complaint Form Tips, Complaints and Referral Database-TCR	Form
TCR Complaint Form TCR Complaint Form TCRExternal_20250102.pdf www.sec.gov/welcome-tips-complaints-and-referrals	Form
TCR Complaint Form TCR Complaint Form TCRExternal_20250102.pdf www.sec.gov/welcome-tips-complaints-and-referrals	Form
pia-tcr.pdf Privacy Impact Assessment- TCR	IC Document
pia-tcr.pdf Privacy Impact Assessment- TCR	IC Document
sec-29_sec_tips,_complaints,_and_referrals_records.pdf SEC-29 System of Records Notice	IC Document
sec-29_sec_tips,_complaints,_and_referrals_records.pdf SEC-29 System of Records Notice	IC Document

IC Title:

Agency IC Tracking Number:

EN-270-621

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Voluntary

CFR Citation:

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	TCR Complaint Form			https://www.sec.gov/welcome-tips-complaints-and-referrals	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: SEC 63- Tips, Complaints, and Referrals (TCR) Records.

FR Citation: 76 FR 3021

Number of Respondents: 35,000

Number of Respondents for Small Entity: 0

Affected Public: Individuals or Households

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	35,000	7,000	28,000
Annual IC Time Burden (Hours)	17,500	3,500	14,000
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
Privacy Impact Assessment- TCR		06/12/2017
SEC-29 System of Records Notice		12/23/2024

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

Something went wrong when downloading this file. If you have any questions, please send an email to [email protected].