Tips, Complaints and Referral Database-TCR

Electronic Data Collection System-Tips, Complaints, Referrals (TCR) and Form TCR

Documents and Forms

Document Name Document Type
Form TCR Complaint Form Tips, Complaints and Referral Database-TCR Form
TCR Complaint Form TCR Complaint Form TCRExternal_20250102.pdf www.sec.gov/welcome-tips-complaints-and-referrals Form
TCR Complaint Form TCR Complaint Form TCRExternal_20250102.pdf www.sec.gov/welcome-tips-complaints-and-referrals Form
pia-tcr.pdf Privacy Impact Assessment- TCR IC Document
pia-tcr.pdf Privacy Impact Assessment- TCR IC Document
sec-29_sec_tips,_complaints,_and_referrals_records.pdf SEC-29 System of Records Notice IC Document
sec-29_sec_tips,_complaints,_and_referrals_records.pdf SEC-29 System of Records Notice IC Document

Information Collection (IC) Details

IC Title:	Tips, Complaints and Referral Database-TCR	Agency IC Tracking Number:	EN-270-621

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Voluntary

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	TCR Complaint Form	TCR Complaint Form	TCRExternal_20250102.pdf	https://www.sec.gov/welcome-tips-complaints-and-referrals	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: SEC 63- Tips, Complaints, and Referrals (TCR) Records.	FR Citation: 76 FR 3021

Number of Respondents: 35,000	Number of Respondents for Small Entity: 0

Affected Public: Individuals or Households

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	35,000	7,000	28,000
Annual IC Time Burden (Hours)	17,500	3,500	14,000
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
Privacy Impact Assessment- TCR	pia-tcr.pdf	06/12/2017
SEC-29 System of Records Notice	sec-29_sec_tips,_complaints,_and_referrals_records.pdf	12/23/2024

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.