Form FR Y-6 FR Y-6 Annual Report of Holding Companies

FR Y-6
OMB Number 7100-0297
Approval expires November 30, 2025
Page 1 of

Board of Governors of the Federal Reserve System

Annual Report of Holding Companies—FR Y-6
Report at the close of business as of the end of fiscal year
This report is required by law: Section 5(c)(1) of the Bank Holding
Company Act (12 U.S.C. § 1844(c)(1)); section 10(b)(2) of the
Home Owners' Loan Act (12 U.S.C. § 1467a(b)(2)); sections 102
(a)(1), 165, and 618 of the Dodd-Frank Wall Street Reform and
Consumer Protection Act (12 U.S.C. §§ 5311(a)(1), 5365, and
1850a(c)(1)); and sections 8(a) and 13(a) of the International
Banking Act of 1978 (12 U.S.C. §§ 3106(a) and 3108(a)). Return
to the appropriate Federal Reserve Bank the original and the
number of copies specified.

This report form is to be filed by all top-tier bank holding companies, top-tier savings and loan holding companies, and U.S. intermediate holding companies organized under U.S. law, and by
any foreign banking organization that does not meet the requirements of and is not treated as a qualifying foreign banking organization under section 211.23 of Regulation K (12 C.F.R. §
211.23). (See page one of the General Instructions for more
detail of who must file.) The Federal Reserve may not conduct or
sponsor, and an organization (or a person) is not required to
respond to, an information collection unless it displays a currently
valid OMB control number.

NOTE: The Annual Report of Holding Companies must be signed
by one director of the top-tier holding company. This individual
should also be a senior official of the top-tier holding company. In
the event that the top-tier holding company does not have an
individual who is a senior official and is also a director, the chair
of the board must sign the report. If the holding company is an
Employee Stock Ownership Plan/Employee Stock Ownership
Trust (ESOP/ESOT) formed as a corporation or is an LLC, see
the General Instructions for the authorized individual who must
sign the report.

Date of Report (top-tier holding company's fiscal year-end):
Month / Day / Year (FDHC 9999)

Reporter's Name, Street, and Mailing Address

Legal Title of Holding Company (FDHC 9017)
(Mailing Address of the Holding Company) Street / P.O. Box (FDHC 9110)

I,
Name of the Holding Company Director and Official (FDHC C490)
Title of the Holding Company Director and Official (FDHC C491)

attest that the Annual Report of Holding Companies (including
the supporting attachments) for this report date has been prepared in conformance with the instructions issued by the Federal
Reserve System and are true and correct to the best of my
knowledge and belief.
With respect to information regarding individuals contained in this
report, the Reporter certifies that it has the authority to provide this
information to the Federal Reserve. The Reporter also certifies
that it has the authority, on behalf of each individual, to consent or
object to public release of information regarding that individual.
The Federal Reserve may assume, in the absence of a request for
confidential treatment submitted in accordance with the Board's
"Rules Regarding Availability of Information," 12 C.F.R. Part 261,
that the Reporter and individual consent to public release of all
details in the report concerning that individual.
Signature of Holding Company Director and Official (FDHC H321)
Date of Signature (FDHC J196)

City (FDHC F206)

State (FDHC F207)

Zip Code (FDHC F208)

Physical Location (if different from mailing address) Street / P.O. Box (FDHC 9028)
City (FDHC 9130)

State (FDHC 9200)

Zip Code (FDHC 9220)

Person to whom questions about this report should be directed:
Name (FDHC 8901)

Title (FDHC C496)

Area Code / Phone Number / Extension (FDHC 8902)
Area Code / FAX Number (FDHC 9116)
E-mail Address (FDHC 4086)
Address (URL) for the Holding Company's web page (FDHC 4087)

Is confidential treatment requested for any
portion of this report submission? .................

0=No

FDHC

1=Yes C447

In accordance with the General Instructions for this report (check only one),
1. a letter justifying this request is being provided along
with the report (FDHC KY38) .........................................

For Federal Reserve Bank Use Only
RSSD ID
C.I.

2. a letter justifying this request has been provided
separately (FDHC KY38) .............................................
NOTE: Information for which confidential treatment is being requested
must be provided separately and labeled
as "confidential."

Public reporting burden for this information collection is estimated to vary from 1.3 to 101 hours per response, with an average of 2.5 hours per response, including time to gather and maintain data in the required form and to review instructions and complete the information collection. Send comments regarding this burden estimate or any other aspect of this collection of
information, including suggestions for reducing this burden to Secretary, Board of Governors of the Federal Reserve System, 20th and C Streets, NW, Washington, DC 20551,
and to the Office of Management and Budget, Paperwork Reduction Project (7100-0297), Washington, DC 20503.
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Report Item 1: Annual Report to Shareholders
For holding companies not registered with the U.S. Securities and Exchange Commission (SEC), indicate the status of Annual
Report to Shareholders:
is included with the FR Y-6 report

(FDHC PV65)

will be sent under separate cover

(FDHC PV65)

is not prepared

(FDHC PV65)

Checklist
The checklist below is provided to assist the holding company in filing all the necessary responses and verifying changes from the prior
year to the various report items. The completed checklist should be submitted with the report. Please see section A of the General
Instructions for additional guidance.

Verification of Changes
All Reporters must respond to the following questions by checking the Yes or No box below, as appropriate.
Did the holding company have changes to any reportable FR Y-6 items (2a, 2b, 3, or 4) from the prior year? (Reporters must verify their
item 2a, organization chart and 2b, domestic branch listing in Structure Central).
Yes

No

(FDHC PV66)

Complete the remaining checklist for Report Items 2a, 2b, 3, and 4. See section A of the General Instructions for additional information.
Report Item 2a: Organization Chart
Yes

No

(FDHC PV67)

If checked Yes, the Reporter must report any changes to their organization chart as specified in Report Item 2a instructions.
Report Item 2b: Domestic Branch Listing
Yes

No

(FDHC PV68)

If checked Yes, the Reporter must report any changes to their domestic branch listing as specified in Report Item 2b instructions.
Report Item 3: Securities Holders
Yes

No

(FDHC PV69)

If checked Yes, the Reporter must submit the information as specified in Report Item 3 instructions.
Report Item 4: Insiders
Yes

No

(FDHC PV70)

If checked Yes, the Reporter must submit the information as specified in Report Item 4 instructions.

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Report Item 3(1): Securities Holders as of the Fiscal Year-End
Use this schedule to complete Report Item 3(1) to list each securities holder, of record, that directly or indirectly owns, controls, or holds with power to vote 5 percent or more of any class of voting securities of the holding company as of the last
day of the fiscal year-end of the holding company. Report Item 3 should be reported for the top-tier holding company and each lower-tier holding company. Use additional pages as needed.

Legal Title of Holding Company
(FDHC PV71)

Item

Describe the provisions of
the trust or plan

For individuals
acting in concert,
identify name of
individuals or group
acting in concert

Number of Securities

For Trusts, identify
each trustee or
designated
individual that has
the power to vote

Common
Stock

Percent of each
class of voting
securities owned,
controlled, or held
with power to vote
in the holding
company

Name

City

State

Country

Country of
Citizenship
or Incorporation

(Column A)

(Column B)

(Column C)

(Column D)

(Column E)

(Column F)

(Column G)

(Column H)

(Column I)

(Column J) (Column K) (Column L)

(Column M)

FDHC PV72

FDHC PV73

FDHC PV74

FDHC PV75

FDHC PV76

FDHC PV77

FDHC PV78

FDHC PV79

FDHC PV80

FDHC PV81

FDHC PV84

Warrants

Options
FDHC PV82

Other
FDHC PV83

Add Page
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Report Item 3(2): Securities Holders During the Fiscal Year
Use this schedule to complete Report Item 3(2) to list any securities holder not listed in section 3(1) that directly or indirectly owned, controlled, or held with power to vote 5 percent or more of any class of voting securities of the holding company
during the fiscal year. Report Item 3 should be reported for the top-tier holding company and each lower-tier holding company. Use additional pages as needed.

Legal Title of Holding Company
(FDHC PV71)

Item

Describe the provisions of
the trust or plan

For individuals
acting in concert,
identify name of
individuals or group
acting in concert

Number of Securities

For Trusts, identify
each trustee or
designated
individual that has
the power to vote

Common
Stock

Percent of each
class of voting
securities owned,
controlled, or held
with power to vote
in the holding
company

Name

City

State

Country

Country of
Citizenship
or Incorporation

(Column A)

(Column B)

(Column C)

(Column D)

(Column E)

(Column F)

(Column G)

(Column H)

(Column I)

(Column J) (Column K) (Column L)

(Column M)

FDHC PV85

FDHC PV86

FDHC PV87

FDHC PV88

FDHC PV89

FDHC PV90

FDHC PV91

FDHC PV92

FDHC PV93

FDHC PV94

FDHC PV97

Warrants

Options
FDHC PV95

Other
FDHC PV96

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Report Item 4(1) – 4(3): Identify Insiders
Use this schedule to complete Report Item 4 to list each principal securities holder, director, trustee, partner, executive officer, or person exercising similar functions of the holding company, regardless of title or compensation, as of the fiscal
year-end. Report Item 4 should be reported for the top-tier holding company and each lower-tier holding company. Use additional pages as needed.

Legal Title of Holding Company
(FDHC PV98)

Item

Title or Position with the
Holding Company
4(3)

Percentage of each class of voting
securities owned, controlled, or held with
power to vote in the holding company
(including options, warrants or other
securities or rights that can be converted
into or exercised for voting securities)
4(3)

Name
4(1)

City
4(1)

State
4(1)

Country
4(1)

Principal
Occupation, if
other than with
holding company
4(2)

(Column A)

(Column B)

(Column C)

(Column D)

(Column A)

(Column A)

(Column B)

FDHC PV99

FDHC PW00

FDHC PW01

FDHC PW02

FDHC PW03

FDHC PW04

FDHC PW05

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Report Item 4(4): Roles and Shares Subsidiaries
Use this schedule to complete Report Item 4 to list each principal securities holder, director, trustee, partner, executive officer, or person exercising similar functions of the holding company, regardless of title or compensation, as of the fiscal
year-end. Report Item 4 should be reported for the top-tier holding company and each lower-tier holding company. Use additional pages as needed.

Legal Title of Holding Company
(FDHC PV98)

Item

Percentage of each class of voting securities
owned, controlled, or held with power to vote
in subsidiaries of the holding company
(including options, warrants or other
securities or rights that can be converted
into or exercised for voting securities)
4(4)

Name
4(1)

Title or Position with direct
and indirect subsidiaries
4(4)

Name of direct and indirect
subsidiaries in which Insider
has a title or position or
ownership in
4(4)

(Column A)

(Column A)

(Column B)

(Column C)

FDHC PV99

FDHC PW06

FDHC PW07

FDHC PW08

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Report Item 4(5): Roles and Shares Other
Use this schedule to complete Report Item 4 to list each principal securities holder, director, trustee, partner, executive officer, or person exercising similar functions of the holding company, regardless of title or compensation, as of the fiscal
year-end. Report Item 4 should be reported for the top-tier holding company and each lower-tier holding company. Use additional pages as needed.

Legal Title of Holding Company
(FDHC PV98)

Item

Name of any other company in which
Percentage of each class of voting securities
the person is a director, trustee, partner,
owned, controlled, or held with power to vote in
or executive officer, or owns, controls, any other company (including options, warrants or
or holds with power to vote 25% or
other securities or rights that can be converted into
more or its outstanding voting securities or exercised for voting securities), or proportionate
or proportionate in a partnership
interest held in a partnership, if 25% or more
4(5)
4(5)

Name
4(1)

Title or Position with any
other company in which the
person is a director, trustee,
partner, or executive officer
4(5)

(Column A)

(Column A)

(Column B)

(Column C)

FDHC PV99

FDHC PW09

FDHC PW10

FDHC PW11

Add Page
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