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Rule 17a-12; Reporting Requirements for OTC Derivatives Dealers.

IC 35256 under ICR 202501-3235-024 · OMB 3235-0498.

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Rule 17a-12; Reporting Requirements for OTC Derivatives Dealers. 270-442
 
No Removed
 
Mandatory
 
17 CFR 240.17a-12

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Form and Instruction SEC 2430 Form X-17A-5 formx-17a-5_2b.pdf https://www.sec.gov/files/formx-17a-5_2b.pdf No   Paper Only

Economic Development Financial Sector Oversight

 

3 0
   
Private Sector Businesses or other for-profits
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 0 0 -3 0 0 3
Annual IC Time Burden (Hours) 0 0 -540 0 0 540
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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