Information Collection

Rule 17j-1 (17 CFT 270.17j-1) under the Investment Company Act of 1940, Personal Investment Activities of Investment Company Personnel

IC 34621 under ICR 202502-3235-016 · OMB 3235-0224.

Documents and Forms

Document Name Document Type
17 CFR 270.17j-1.pdf www.ecfr.gov/current/title-17/chapter-II/part-270/section-270.17j-1 Instruction
17 CFR 270.17j-1.pdf www.ecfr.gov/current/title-17/chapter-II/part-270/section-270.17j-1 Instruction

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Rule 17j-1 (17 CFT 270.17j-1) under the Investment Company Act of 1940, Personal Investment Activities of Investment Company Personnel	Agency IC Tracking Number:	IM

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 270.17j

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Instruction			17 CFR 270.17j-1.pdf	https://www.ecfr.gov/current/title-17/chapter-II/part-270/section-270.17j-1	Yes	Yes	Printable Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 84,567	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	109,344	1,981	107,363
Annual IC Time Burden (Hours)	428,708	52,080	376,628
Annual IC Cost Burden (Dollars)	4,675,000	655,000	4,020,000

Documents for IC

Title	Document	Date Uploaded
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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.