Part 38 - Designated Contract Markets

Core Principles & Other Requirements for DCMs

Documents and Forms

Document Name Document Type
Form Form DCM Part 38 - Designated Contract Markets Form and Instruction
Form DCM Form DCM Form DCM.pdf www.cftc.gov/media/2901/FormDCMCEA/download Form and Instruction
Form DCM Form DCM Form DCM.pdf www.cftc.gov/media/2901/FormDCMCEA/download Form and Instruction
Questionnaire DCM Technology Questionnaire DCM Technology Questionnaire.pdf www.cftc.gov/media/4186/ExhibitVTechnologyQuestionnaire/download Form and Instruction
Questionnaire DCM Technology Questionnaire DCM Technology Questionnaire.pdf www.cftc.gov/media/4186/ExhibitVTechnologyQuestionnaire/download Form and Instruction

Information Collection (IC) Details

IC Title:	Part 38 - Designated Contract Markets	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 38.401(c) 17 CFR 38.401(a) 17 CFR 38.251(g) 17 CFR 38.950 17 CFR 9 17 CFR 38.951

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	Form DCM	Form DCM	Form DCM.pdf	https://www.cftc.gov/media/2901/FormDCMCEA/download	Yes	Yes	Fillable Fileable
Form and Instruction	Questionnaire	DCM Technology Questionnaire	DCM Technology Questionnaire.pdf	https://www.cftc.gov/media/4186/ExhibitVTechnologyQuestionnaire/download	Yes	Yes	Fillable Fileable

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 21	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	9,009	8,744	265
Annual IC Time Burden (Hours)	12,342	2,640	9,702
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.