OMB
0970-NEW [valid through MM/DD/YYYY]
Administration for Children & Families
Office of Refugee Resettlement
Home Study Assessment
Unaccompanied
Alien Child Basic Information
Child
Name AUTOPOPULATE A#
[no
spaces] AUTOPOPULATE
Also
Known As AUTOPOPULATE Date
of
Birth AUTOPOPULATE
Age AUTOPOPULATE Country
of
Birth AUTOPOPULATE
Admission
Date AUTOPOPULATE Sex
Sponsor
Identifying Information
Sponsor AUTOPOPULATE Address AUTOPOPULATE
Date
of Birth AUTOPOPULATE City AUTOPOPULATE
Sex State AUTOPOPULATE
Country
of Birth AUTOPOPULATE Zip
Code AUTOPOPULATE
Marital Status AUTOPOPULATE Phone Number AUTOPOPULATE
Sponsor Category AUTOPOPULATE Relationship to Child
Case
Information
Date Referred for Home Study AUTOPOPULATE
Date of Home Visit <Pop-up Calendar> MM/DD/YYYY
Assessment Completion Date <Pop-up Calendar> MM/DD/YYYY
CURRENT CARE PROVIDER CONTACT INFORMATION
Current Care Provider Facility Name AUTOPOPULATE
Care
Provider Staff Name AUTOPOPULATE
Care Provider Staff Phone AUTOPOPULATE
Care Provider Staff Email AUTOPOPULATE
ASSIGNED PROVIDER AGENCY CONTACT INFORMATION
Assigned
Provider Agency AUTOPOPULATE
Assigned
Supervisor Name AUTOPOPULATE Assigned
Caseworker Name AUTOPOPULATE
Supervisor
Phone AUTOPOPULATE
Caseworker Phone AUTOPOPULATE
Supervisor Email AUTOPOPULATE Caseworker Email AUTOPOPULATE
ASSIGNED SUBCONTRACTOR CONTACT INFORMATION
Only complete if applicable.
Assigned Subcontractor AUTOPOPULATE
Subcontractor
Provider Name AUTOPOPULATE
Subcontractor
Phone AUTOPOPULATE
Subcontractor Email AUTOPOPULATE
Reason for Referral
Referral Type
Reason for Referral:
Child’s potential sponsor clearly presents a risk of abuse, maltreatment, exploitation, or trafficking to the child based on all available objective evidence
Child is a victim of a severe form of human trafficking in persons
Child has been a victim of physical or sexual abuse under circumstances that indicate that the child’s health or welfare has been significantly harmed or threatened
Child has a disability as defined by the Americans with Disabilities Act of 1990, as amended (42 U.S.C. 12102) and requires particular services or treatment
Child is aged 12 or under and unrelated to the potential sponsor
Potential sponsor is seeking to concurrently sponsor two (2) or more children (regardless of whether the potential sponsor has previously sponsored or sought to sponsor a child) and at least one (1) of the children is unrelated to the potential sponsor
Potential sponsor has previously been the sponsor of two (2) or more children and is now seeking to sponsor one (1) or more additional children (regardless of whether the previous or current children are related to the potential sponsor)
Other concerns where a home study may provide additional information to determine that the sponsor is able to care for the health, safety and well-being of the child
Additional Information Supporting Referral (if necessary)
(OPEN TEXT)
|
Household
Members
SYSTEM GENERATED (##)
Household Members
![]() ![]() Contact Name (OPEN TEXT) + - |
|||
Date of Birth |
Age |
Sex |
Dependent upon sponsor income? |
(OPEN TEXT) |
SYSTEM GENERATED |
<Dropdown Menu> (-Select One- Male; Female) |
<Dropdown Menu> (-Select One- Yes; No) |
Relationship to Child |
Relationship to Sponsor |
Type of Bed |
|
<Dropdown Menu> (See: Ref. Table 2) |
<Dropdown Menu> (See: Ref. Table 2) |
(OPEN TEXT) |
(OPEN TEXT) |
Present During Home Study? |
Child Abuse/Neglect (CA/N) Check? |
Sex Offender Registry Check? |
Fingerprinted? |
<Dropdown Menu> (-Select One- Yes; No) |
<Dropdown Menu> (-Select One- Yes; No) |
<Dropdown Menu> (-Select One- Yes; No) |
<Dropdown Menu> (-Select One- Yes; No) |
Community
Resources
SYSTEM GENERATED (##)
Community Resources
![]() ![]() Contact Name (OPEN TEXT) + - |
|||||
Type |
Address |
City |
State |
Zip |
Phone Number |
<Dropdown Menu> (-Select One- School; Mental Health; Community Resource) |
(OPEN TEXT) |
(OPEN TEXT) |
(OPEN TEXT) |
(OPEN TEXT) |
(OPEN TEXT) |
Comments |
|||||
(OPEN TEXT) |
Unaccompanied
Child
Background
Describe the child's background.
For example, their upbringing, family in their home country, their past and current relationships (if known), reasons for migration, their primary language or dialect, education, prior experience in ORR custody.
(OPEN TEXT)
|
Does
the child have a pre-existing relationship with their sponsor?
Yes
No
Describe the
pre-existing relationship of the child and sponsor.
(OPEN TEXT)
|
Were
Significant Incident Reports (SIRs) created for the child
while in ORR care?
Yes
No
Provide a brief summary of the SIRs that are relevant to the home study.
(OPEN TEXT)
|
Does
the child know if there are other individuals living in the sponsor's
home?
Yes
No
Describe the
child’s relationship with the other household members.
(OPEN TEXT)
|
Does
the child have
any physical disabilities (e.g., limited mobility, visual impairment,
hearing loss, etc.)?
Yes
No
If yes, please describe.
(OPEN TEXT)
|
Does
the child have any developmental disabilities, developmental delays,
or learning problems?
Yes
No
If yes, please describe.
(OPEN TEXT)
|
Does
the child have any serious health conditions, including mental health
conditions?
Yes
No
If yes, please describe.
(OPEN TEXT)
|
Is
the child currently taking any prescribed medication?
Yes
No
If yes, please list all routine medication the child is taking.
(OPEN TEXT)
|
Does
the child have any special dietary needs?
Yes
No
If yes, please list below.
(OPEN TEXT)
|
Does the child routinely use any medical equipment (e.g., wheel chair, hearing aids, mobility aids, prosthetics devices, etc.)?
Yes
No
If yes, please list below.
Does the child have an
individualized Section 504 Plan?
Yes
No
If yes, summarize the services or accommodations recommended in the child’s 504 plan that will need to be maintained post-release:
(OPEN TEXT)
|
Does
the child have any specific concerns about living with the sponsor?
Yes
No
If yes, describe
the child's concerns about living with the sponsor.
(OPEN TEXT)
|
What does the child see as the benefit of being released to this sponsor?
(OPEN TEXT)
|
Does the
child have
other family
members in
the United
States who
can potentially
provide additional support?
Yes
No
If yes, describe the child’s family members in the United States who can potentially provide additional support.
(OPEN TEXT)
|
What are the child's expectation of reunification with the sponsor (including home environment, lifestyle, chores, religion, and education)?
Does the child require additional support or strength-based services after release from ORR custody for any of the following?
Yes
No
If yes, check all that apply.
Criminal Charges
Substance Use
Gang Involvement or Affiliation
If Yes, describe:
(OPEN TEXT)
|
How does the child plan to address these behaviors?
(OPEN TEXT)
|
Are there any services
that the child feels would be helpful after release?
Yes
No
If yes, describe the services that would be helpful for the child to receive after release.
(OPEN TEXT)
|
Describe any previous unaccompanied alien child sponsorships in detail.
(OPEN TEXT)
|
Additional background information.
Sponsor
Background Information
Does
the sponsor have any major medical concerns?
Yes
No
If yes, describe the sponsor's medical issues, and treatment and care plan.
(OPEN TEXT)
|
Does
the sponsor have any mental health concerns?
Yes
No
If yes, describe the sponsor's mental health issues.
(OPEN TEXT)
|
Does
the sponsor have a disability?
Yes
No
If yes, describe what reasonable accommodations, if any, are required to facilitate the child’s safe release to the sponsor.
(OPEN TEXT)
|
Does
the sponsor have any
prior or current substance use concerns/issues?
Yes
No
If yes, describe the sponsor's substance use issues, and treatment and care plan.
(OPEN TEXT)
|
What are the sponsor's coping mechanisms as it pertains to the concerns reported above?
(OPEN TEXT)
|
How does the sponsor manage the concerns reported above?
Identify and describe the sponsor's significant relationships and other support systems.
(OPEN TEXT)
|
Describe the sponsor's background.
For example, the sponsor's age, background, interests, strengths, weaknesses, etc.
(OPEN TEXT)
|
Ask the sponsor to list any local resources they rely on or consider to be an asset to the community (ex: libraries, parks, clinics, church, community center, nonprofit organizations, social/ affinity groups, etc. ):
(OPEN TEXT)
|
Follow
up: Does the sponsor appear to be knowledgeable/ familiar with their
community?
Yes
No
What is the sponsor's English proficiency?
(OPEN TEXT)
|
What is the sponsor's proficiency in the child's native language?
Information Provided to the Sponsor (check all that apply)
The sponsor was provided information in U.S. laws in regard to employment.
The sponsor was informed about age and document requirements for work, work permits, and employee rights.
The sponsor was provided with information on the four types of abuse (sexual, physical, emotional, and neglect).
The sponsor was also informed about the confidentiality of reporting child abuse and the different locations where it could be reported (e.g., police station, school, fire department, medical clinic), in addition to mandated reporters (therapist, social worker, counselor, and teacher).
The sponsor was provided with information on school enrollment, sponsor's rights to contact the school, and student's rights to seek services.
For a child with an identified disability: The sponsor was provided information regarding the child’s disability-related needs and specific post-release services and supports available in the sponsor’s community.
In the sponsor's own words, describe their understanding of the above.
(OPEN TEXT)
|
Sponsor's
Motivation and Relationship to Child
Describe the sponsor's reasons for wanting to sponsor and care for the child.
(OPEN TEXT)
|
Describe the sponsor's relationship with the child and the child's family members.
For example, the frequency and quality of contact, the last face-to-face and phone contact between the sponsor and child.
(OPEN TEXT)
|
Does the sponsor have a
family support system in the U.S.?
Yes
No
If yes, describe.
(OPEN TEXT)
|
Is
the sponsor's family support system in the immediate area to provide
assistance?
Yes
No
Was
the sponsor aware or involved in the child's plan to migrate to the
U.S.?
Yes
No
If yes, describe.
(OPEN TEXT)
|
Describe the sponsor's awareness of any financial obligation for the child's travel to the U.S.?
(OPEN TEXT)
|
Was the sponsor aware
of the child's apprehension by border authorities?
Yes
No
Is the sponsor aware of whether the child experienced any challenges or trauma on their journey or along the way?
Yes
No
If yes, describe the challenges or trauma the UAC experienced on their journey or along the way.
(OPEN TEXT)
|
Sponsor's
Parenting Ability
Describe the sponsor's parenting skills and abilities, their nature, and extent of previous experience with child supervision.
For example, discipline, parenting style, and designation of household responsibilities and chores.
(OPEN TEXT)
|
Is
the sponsor aware of state and local laws on supervision of
children?
Yes
No
What is the sponsor's supervision plan? If the sponsor is not available to supervise the child, who will provide supervision during the sponsor's absence?
(OPEN TEXT)
|
Are
there any other children in the home?
Yes
No
If yes, describe whether the needs of the other children in the home are being met.
(OPEN TEXT)
|
What are the sponsor's discipline methods? Is physical discipline used?
(OPEN TEXT)
|
Are
any significant
life changes
planned in
the sponsor's
future which
would affect
the sponsor's ability to care for the child (i.e., change in
residence, marriage, divorce)?
Yes
No
Will these
life changes affect the sponsor's ability to care for the child?
Yes
No
N/A
If yes, describe life changes and plans to accommodate the child?
(OPEN TEXT)
|
Is the sponsor aware of the UAC's current behavior issues (if any), criminal history, and/or significant trauma?
Yes
No
N/A
How will the sponsor be able to provide support to the child in light of these behavior issues, criminal history, and/or significant trauma?
(OPEN TEXT)
|
What is the sponsor’s understanding of the child’s health needs?
(OPEN TEXT)
|
What is the sponsor’s understanding of the child’s mental health needs?
Is
the sponsor prepared to support the health needs of the
child?
Yes
No
How will the sponsor provide support to these needs?
(OPEN TEXT)
|
Does
the
sponsor
foresee
any
challenges
in
parenting
the
child?
Yes
No
How will the
sponsor assess these challenges in parenting?
Does the sponsor understand the dynamics of separation, grief, and loss as it relates to child development?
Yes
No
Legal
Services
(OPEN TEXT)
|
Did
the sponsor attend a Legal Orientation Program for Custodians
presentation?
Yes
No
What is the sponsor's plan to ensure the child's attendance at all immigration court proceedings and comply with DHS requirements?
(OPEN TEXT)
|
How will the sponsor secure legal representation for the child?
(OPEN TEXT)
|
Is
there an immigration attorney representing the child?
Yes
No
Name
of Attorney (OPEN
TEXT) Attorney Phone Number (OPEN
TEXT)
Attorney
Address (OPEN
TEXT)
Financial
Sponsor
Employment Status (OPEN
TEXT)
Name
of Employer (OPEN
TEXT) Type of
Employer (OPEN
TEXT)
Monthly
Income (OPEN
TEXT) Total
Annual Income of Sponsor (OPEN
TEXT)
Length
of time employed at current job (if applicable) (OPEN
TEXT)
Other Sources of Income
(OPEN TEXT)
|
Hours Worked Per Week
(OPEN TEXT)
|
Does
the applicant operate a business from the residence?
Yes
No
Is the business a children's daycare?
Yes
No
Is
the business an adult daycare or rooming house?
Yes
No
Describe the type of business the sponsor operates.
(OPEN TEXT)
|
Describe the impact of the home business on the plan of the sponsor to care for the child.
Sponsor Expenses
(OPEN TEXT)
|
How does the sponsor plan to financially support the child?
Does the sponsor
understand that they are not authorized to charge the child or their
family any fees or be reimbursed for their costs?
Yes
No
Home
and
Community
Type
of Sponsor Housing
Other
Type of Housing (OPEN
TEXT)
Which of the following accessible features are present in the sponsor home?
Check all that apply
Exterior ramps
Elevator
Grab bars
Wide hallways and doorways
Motion-sensitive lighting
Walk or Roll-In Shower/Tub
Low counters
Raised-height toilet
Other
If other, please describe.
(OPEN TEXT)
|
Does
the sponsor own or rent their housing?
Own
Rent
Has
the landlord approved the UAC living in the residence?
Note the reason for not informing or receiving approval from the landlord and the sponsor's plan to confirm approval.
(OPEN TEXT)
|
Are
sleeping quarters and common areas handicapped accessible?
Yes
No
How
long has
the sponsor
resided at
this residence? Do
any household
members smoke?
Yes
No
Is smoking allowed in the house?
Yes
No
Is there a functional smoke detector?
Are
there weapons in the home?
Yes
No
Yes
No
Are
the weapons and ammunition kept separately in locked areas?
Yes
No
Are
there pets in the home?
Yes
No
List pets in home.
Do
pets meet local safety requirements (vaccinations, vicious animal
restrictions, etc.)?
Yes
No
Outside
Space
Patio |
|
|
Hot Tub |
|
|
Fenced Yard |
|
|
Detached Garage |
|
|
Other (conditional) |
|
|
Other
Outside Space (specify)
Describe how sponsor will ensure safety and supervision of UAC around the pool, pond, or lake.
(OPEN TEXT)
|
Is there evidence that individuals other than those listed in the Family Reunification Packet are living in the home?
Yes
No
If yes, explain:
Are
there safety concerns or health hazards in the home or outside
space?
Yes
No
How can safety concerns or health hazards be resolved?
(OPEN TEXT)
|
Does the sponsor have
a means of transportation?
Yes
No
Describe the sponsor's means of transportation.
(OPEN TEXT)
|
Are
vehicles
insured?
Yes
No
Does
the sponsor know how to access public transportation?
Yes
No
Is
the home accessible by public transportation?
Yes
No
Briefly describe the community in which the home is located.
Include information regarding the type of neighborhood (rural, urban, residential, industrial, etc.).
(OPEN TEXT)
|
Does
the sponsor know who to call in case of an emergency?
Yes
No
Describe the sponsor's emergency contact(s).
(OPEN TEXT)
|
Summary
Based on all of the information collected during the home study process, provide an assessment of the sponsor's ability to provide and maintain a safe, stable, and appropriate home environment. Elaborate on the sponsor's parenting experience, supervision, and ability to ensure the safety and well-being of child.
(OPEN TEXT)
|
Summarize how the home study assessment addressed the concerns of the referral and the reason for referral noted in the Reason for Referral section.
(OPEN TEXT)
|
Summarize any new concerns raised during the home study.
(OPEN TEXT)
|
How can these issues or concerns be mitigated and how much time is needed to address the concerns?
Is there an active
plan in place to address the above concerns?
Yes
No
If outstanding concerns are related to the child’s disability, what affirmative support and assistance should ORR provide to enable the child’s safe release?
Describe
the post-release community-based services and supports the sponsor
may need help accessing and address whether these services will help
enable the child’s safe release.
Not Applicable
(OPEN TEXT)
|
What are the potential benefits of releasing the child to this sponsor in this community setting?
(OPEN TEXT)
|
How equipped is the sponsor to advocate for the child to received necessary services?
Assessment Comments
(OPEN TEXT)
|
Recommendation
<Dropdown Menu> (-Select One- Positive Home Study Recommendation, Negative Home Study Recommendation)
Home Study Recommendation
Certification
HS/PRS
Worker Printed Name (OPEN
TEXT) Assessment
Completion Date (OPEN
TEXT)
HS/PRS
Provider Supervisor (OPEN
TEXT) Supervisor
Review Completion Date (OPEN
TEXT)
(OPEN
TEXT)
Assessment Status
Verify and Submit Assessment to ORR
Date
Submitted (OPEN
TEXT)
Assessment Comments
(OPEN TEXT)
|
Table1: Dropdown Options for Sponsor Relationship to Child |
|
Adult First Cousin (Non-Primary Caregiver) Adult First Cousin (Primary Caregiver) Adult Nephew (Non-Primary Caregiver) Adult Nephew (Primary Caregiver) Adult Niece (Non-Primary Caregiver) Adult Niece (Primary Caregiver) Aunt (Non-Primary Caregiver) Aunt (Primary Caregiver) Brother Brother-in-law (Non-Primary Caregiver) Brother-in-law (Primary Caregiver) Father Godfather Godmother Grandfather Grandmother Half-sibling Legal Guardian |
Mother Other Distant Relative Sister Sister-in-Law (Non-Primary Caregiver) Sister-in-Law (Primary Caregiver) Stepbrother Stepfather Legally Adopted Stepfather Non-Lgl Adopted (Non-Primary Caregiver) Stepfather Non-Lgl Adopted (Primary Caregiver) Stepmother Legally Adopted Stepmother Non-Lgl Adopted (Non-Primary Caregiver) Stepmother Non-Lgl Adopted (Primary Caregiver) Stepsister UC’s Spouse Uncle (Non-Primary Caregiver) Uncle (Primary Caregiver) Unrelated Sponsor |
THE PAPERWORK REDUCTION ACT OF 1995 (Pub. L. 104-13) STATEMENT OF PUBLIC BURDEN: The purpose of this information collection is to allow home study providers to document their assessment of a potential sponsor after performing a home site visit. Public reporting burden for this collection of information is estimated to average 0.75 hours per response, including the time for reviewing instructions, gathering and maintaining the data needed, and reviewing the collection of information. This is a mandatory collection of information (Homeland Security Act, 6 U.S.C. 279, and Trafficking Victims Protection Reauthorization Act, 8 U.S.C.
1232). An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information subject to the requirements of the Paperwork Reduction Act of 1995, unless it displays a currently valid OMB control number. If you have any comments on this collection of information please contact [email protected].
S-6
| Version #.# Page
Revised MM/DD/YYYY
File Type | application/vnd.openxmlformats-officedocument.wordprocessingml.document |
Author | Herboldsheimer, Shannon (ACF) |
File Modified | 0000-00-00 |
File Created | 2025-05-29 |