Federal Register 30-Day Notice

20250806_3235-0204_2025-14930_90 FR 37918_30-Day Submission Notice.pdf.pdf

Rule 19d-3, Application for Review of Final Disciplinary Sanctions Denials of Membership Participation or Limitations of Access to Services Imposed by Self-Regulatory Organizations

Federal Register 30-Day Notice

OMB: 3235-0204

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37918

Federal Register / Vol. 90, No. 149 / Wednesday, August 6, 2025 / Notices

IV. Solicitation of Comments
Interested persons are invited to
submit written data, views and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include file number SR–
GEMX–2025–17 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to file
number SR–GEMX–2025–17. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the filing will
be available for inspection and copying
at the principal office of the Exchange.
Do not include personal identifiable
information in submissions; you should
submit only information that you wish
to make available publicly. We may
redact in part or withhold entirely from
publication submitted material that is
obscene or subject to copyright
protection. All submissions should refer
to file number SR–GEMX–2025–17 and
should be submitted on or before
August 27, 2025.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.46
Vanessa A. Countryman,
Secretary.
[FR Doc. 2025–14858 Filed 8–5–25; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
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khammond on DSK9W7S144PROD with NOTICES

[OMB Control No. 3235–0204]

Agency Information Collection
Activities; Submission for OMB
Review; Comment Request; Extension:
Rule 19d–3
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
46 17

CFR 200.30–3(a)(12).

VerDate Sep<11>2014

17:02 Aug 05, 2025

Jkt 265001

100 F Street NE, Washington, DC
20549–2736.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission (SEC or
‘‘Commission’’) is submitting to the
Office of Management and Budget
(‘‘OMB’’) this request for an extension of
the proposed collection of information
in Rule 19d–3.
Rule 19d–3 prescribes the form and
content of applications to the
Commission by persons seeking
Commission review of final disciplinary
actions against them taken by selfregulatory organizations (‘‘SROs’’) for
which the Commission is the
appropriate regulatory agency. The
Commission uses the information
provided in the application filed
pursuant to Rule 19d–3 to review final
actions taken by SROs including: (1)
final disciplinary sanctions; (2) denial
or conditioning of membership,
participation or association; and (3)
prohibitions or limitations of access to
services offered by a SRO or member
thereof.
The staff estimates that 25
respondents will file one application
pursuant to Rule 19b–3 each year. The
staff estimates that the average number
of hours necessary to comply with the
requirements of Rule 19d–3 is
approximately eighteen hours. We
estimate that approximately 10 firms or
natural persons would draft the
applications themselves, and therefore
incur an hour burden of 18 hours each
(a total hour burden of 180), and that 16
would hire outside counsel, and
therefore incur a cost burden of $8,496
each (a total cost burden of $127,440).
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
Control Number.
Written comments are invited on: (a)
whether this proposed collection of
information is necessary for the proper
performance of the functions of the SEC,
including whether the information will
have practical utility; (b) the accuracy of
the SEC’s estimate of the burden
imposed by the proposed collection of
information, including the validity of
the methodology and the assumptions
used; (c) ways to enhance the quality,
utility, and clarity of the information to
be collected; and (d) ways to minimize
the burden of the collection of
information on respondents, including
through the use of automated, electronic
collection techniques or other forms of
information technology.
The public may view and comment
on this information collection request

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at: https://www.reginfo.gov/public/do/
PRAViewICR?ref_nbr=202504-3235-003
or email comment to
MBX.OMB.OIRA.SEC_desk_officer@
omb.eop.gov within 30 days of the day
after publication of this notice, by
September 8, 2025.
Dated: August 4, 2025.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2025–14930 Filed 8–5–25; 8:45 am]
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[Release No. 34–103620; File No. SR–Phlx–
2025–30]

Self-Regulatory Organizations; Nasdaq
PHLX LLC; Notice of Filing and
Immediate Effectiveness of a Proposed
Rule Change To Amend the
Methodology for Its Options
Regulatory Fee (ORF) as of January 2,
2026
August 1, 2025.

Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on July 25,
2025, Nasdaq PHLX LLC (‘‘Phlx’’ or
‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I and II
below, which Items have been prepared
by the Exchange. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend
Phlx’s Pricing Schedule at Options 7,
Section 6D, Options Regulatory Fee.
Specifically, Phlx proposes to amend its
current ORF methodology of collection.
While the changes proposed herein
are effective upon filing, the Exchange
has designated the proposed rule change
to be operative on January 2, 2026.
The text of the proposed rule change
is available on the Exchange’s website at
https://listingcenter.nasdaq.com/
rulebook/phlx/rulefilings and at the
principal office of the Exchange.
1 15
2 17

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U.S.C. 78s(b)(1).
CFR 240.19b–4.

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