Information Collection

Regulation Establishing and Governing the Duties of Swap Dealers and Major Swap Dealers

IC 195311 under ICR 202505-3038-001 · OMB 3038-0084.

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IC Title:	Regulation Establishing and Governing the Duties of Swap Dealers and Major Swap Dealers	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 23.600 17 CFR 23.607 17 CFR 23.205 17 CFR 23.204

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 106	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	2,120	87	2,033
Annual IC Time Burden (Hours)	121,847	-1,043	122,890
Annual IC Cost Burden (Dollars)	12,184,700	-104,300	12,289,000

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