Information Collection

Rule 31 - FINRA

IC 43051 under ICR 202505-3235-001 · OMB 3235-0597.

Documents and Forms

Document Name Document Type
Form SEC 2502 Rule 31 - FINRA Form and Instruction
Form SEC 2502 Form 31 Rule 31 - FINRA Form and Instruction
SEC 2502 Form 31 formr31.pdf www.sec.gov/files/formr31.pdf Form and Instruction
SEC 2502 Form 31 formr31.pdf www.sec.gov/files/formr31.pdf Form and Instruction

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Rule 31 - FINRA	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Unchanged

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.31

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC 2502	Form 31	formr31.pdf	https://www.sec.gov/files/formr31.pdf	No		Paper Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Not-for-profit institutions

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Previously Approved
Annual Number of Responses for this IC	12	12
Annual IC Time Burden (Hours)	24	24
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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