Federal Register 30-Day Notice

20250728_3235-0208_2025-14205_90 FR 35563_60-Day Collection Notice.pdf

Rule 18a-3, Security-Based Swap Margin Requirements for Non-Prudentially Regulated Entities

Federal Register 30-Day Notice

OMB: 3235-0702

Document [pdf]
Download: pdf | pdf
Federal Register / Vol. 90, No. 142 / Monday, July 28, 2025 / Notices
representative order scenarios in which
Industry Members do not have a
systematic or direct link between their
order management systems and
execution management systems, until
January 31, 2026. Such relief is intended
to mirror the exemptive relief provided
by the Second Order, the Third Order,
the Fourth Order, and the Fifth Order.
V. Conclusion
Accordingly, it is hereby ordered,
pursuant to section 36(a)(1) of the
Exchange Act 32 and Rule 608(e) under
the Exchange Act,33 that the abovedescribed temporary conditional
exemptive relief be extended.
By the Commission.
Sherry R. Haywood,
Assistant Secretary.

Institution and settlement of
injunctive actions;
Institution and settlement of
administrative proceedings;
Resolution of litigation claims; and
Other matters relating to examinations
and enforcement proceedings.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting agenda items that
may consist of adjudicatory,
examination, litigation, or regulatory
matters.
CONTACT PERSON FOR MORE INFORMATION:
For further information, please contact
Vanessa A. Countryman from the Office
of the Secretary at (202) 551–5400.
(Authority: 5 U.S.C. 552b)
Dated: July 24, 2025.
Vanessa A. Countryman,
Secretary.

[FR Doc. 2025–14130 Filed 7–25–25; 8:45 am]
BILLING CODE 8011–01–P

[FR Doc. 2025–14246 Filed 7–24–25; 4:15 pm]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION

SECURITIES AND EXCHANGE
COMMISSION

Sunshine Act Meetings
2 p.m. on Thursday, July
31, 2025.
PLACE: The meeting will be held via
remote means and at the Commission’s
headquarters, 100 F Street NE,
Washington, DC 20549.
STATUS: This meeting will be closed to
the public.
MATTERS TO BE CONSIDERED:
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the closed meeting. Certain
staff members who have an interest in
the matters also may be present.
In the event that the time, date, or
location of this meeting changes, an
announcement of the change, along with
the new time, date, and/or place of the
meeting will be posted on the
Commission’s website at https://
www.sec.gov.
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B)
and (10) and 17 CFR 200.402(a)(3),
(a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and
(a)(10), permit consideration of the
scheduled matters at the closed meeting.
The subject matter of the closed
meeting will consist of the following
topics:

khammond on DSK9W7S144PROD with NOTICES

TIME AND DATE:

set forth in Appendix D, section 3 of the CAT NMS
Plan are described in the Second Order. See Second
Order, supra note 12, at 42255–56.
32 15 U.S.C. 78mm(a)(1).
33 17 CFR 242.608(e).

VerDate Sep<11>2014

16:31 Jul 25, 2025

Jkt 265001

[OMB Control No. 3235–0208]

Agency Information Collection
Activities; Proposed Collection;
Comment Request; Extension: Rule
17a–1
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission (‘‘SEC’’ or
‘‘Commission’’) is soliciting comments
on the proposed collection of
information.
Rule 17a–1 (17 CFR 240.17a–1)
requires that every national securities
exchange, national securities
association, registered clearing agency,
and the Municipal Securities
Rulemaking Board keep on file for a
period of not less than five years, the
first two years in an easily accessible
place, at least one copy of all
documents, including all
correspondence, memoranda, papers,
books, notices, accounts, and other such
records made or received by it in the
course of its business as such and in the
conduct of its self-regulatory activity,
and that such documents be available
for examination by the Commission.
There are 38 entities required to
comply with the rule: 28 national
securities exchanges, 1 national
securities association, 8 registered

PO 00000

Frm 00070

Fmt 4703

Sfmt 4703

35563

clearing agencies, and the Municipal
Securities Rulemaking Board. The
Commission staff estimates that the
average number of hours necessary for
compliance with the requirements of
Rule 17a–1 by each entity is 52 hours
per year. In addition, 3 national
securities exchanges notice-registered
pursuant to Section 6(g) of the Act (15
U.S.C. 78f(g)) are required to preserve
records of determinations made under
Rule 3a55–1 under the Act (17 CFR
240.3a55–1), which the Commission
staff estimates will take 1 hour per
exchange per year, for a total of 3 hours
per year. Accordingly, the Commission
staff estimates that the total number of
hours necessary to comply with the
requirements of Rule 17a–1 is 1,979
hours per year.
The collection of information is
mandatory and is kept confidential as
permitted by the Freedom of
Information Act (5 U.S.C. 552 et seq.).
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
Control Number.
Written comments are invited on: (a)
whether this proposed collection of
information is necessary for the proper
performance of the functions of the SEC,
including whether the information will
have practical utility; (b) the accuracy of
the SEC’s estimate of the burden
imposed by the proposed collection of
information, including the validity of
the methodology and the assumptions
used; (c) ways to enhance the quality,
utility, and clarity of the information to
be collected; and (d) ways to minimize
the burden of the collection of
information on respondents, including
through the use of automated, electronic
collection techniques or other forms of
information technology.
Please direct your written comments
on this 60-Day Collection Notice to
Austin Gerig, Director/Chief Data
Officer, Securities and Exchange
Commission, c/o Tanya Ruttenberg via
email to PaperworkReductionAct@
sec.gov by September 26, 2025. There
will be a second opportunity to
comment on this SEC request following
the Federal Register publishing a 30Day Submission Notice.
Dated: July 24, 2025.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2025–14205 Filed 7–25–25; 8:45 am]
BILLING CODE 8011–01–P

E:\FR\FM\28JYN1.SGM

28JYN1


File Typeapplication/pdf
File Modified2025-07-25
File Created2025-07-26

© 2025 OMB.report | Privacy Policy