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Rule 701, Exemption for offers and sales of securities pursuant to certain compensatory benefit plans and contracts relating to compensation

IC 35315 under ICR 202505-3235-019 · OMB 3235-0522.

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Rule 701, Exemption for offers and sales of securities pursuant to certain compensatory benefit plans and contracts relating to compensation CF
 
No Modified
 
Mandatory
 
17 CFR 230.701

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

3,725 0
   
Private Sector Businesses or other for-profits
 
   90 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 3,725 0 0 2,925 0 800
Annual IC Time Burden (Hours) 1,863 0 0 1,463 0 400
Annual IC Cost Burden (Dollars) 3,352,500 0 0 2,872,500 0 480,000

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