Information Collection

IC1 -FOCUS Report Part II: Monthly Reports (Non-Model Clearing Broker Dealers)

IC 205430 under ICR 202506-3235-003 · OMB 3235-0123.

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC 1695 IC1 -FOCUS Report Part II: Monthly Reports (Non-Model Clearing Broker Dealers)	Form
Form SEC 1695 Focus Report Part II IC1 -FOCUS Report Part II: Monthly Reports (Non-Model Clearing Broker Dealers)	Form
formx-17a-5_22.pdf www.sec.gov/files/formx-17a-5_22.pdf	Instruction
formx-17a-5_22.pdf www.sec.gov/files/formx-17a-5_22.pdf	Instruction
SEC 1695 Focus Report Part II formx-17a-5_2.pdf www.sec.gov/files/formx-17a-5_2.pdf	Form
SEC 1695 Focus Report Part II formx-17a-5_2.pdf www.sec.gov/files/formx-17a-5_2.pdf	Form

IC Title:

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Unchanged

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.17a-5

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC 1695			https://www.sec.gov/files/formx-17a-5_2.pdf	Yes	Yes	Fillable Fileable
Instruction				https://www.sec.gov/files/formx-17a-5_22.pdf	Yes	Yes	Printable Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 461

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 90 %

table that charts list of burden
	Approved	Previously Approved
Annual Number of Responses for this IC	5,532	5,532
Annual IC Time Burden (Hours)	66,384	66,384
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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