Information Collection

IC6 - Annual audited reports

IC 205674 under ICR 202506-3235-003 · OMB 3235-0123.

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC 1410 IC6 - Annual audited reports	Form
Form SEC 1410 Focus Report Part III IC6 - Annual audited reports	Form
SEC 1410 Focus Report Part III formx-17a-5_3.pdf www.sec.gov/files/formx-17a-5_3.pdf	Form
SEC 1410 Focus Report Part III formx-17a-5_3.pdf www.sec.gov/files/formx-17a-5_3.pdf	Form
EDGAR PIA 2016.pdf EDGAR PIA	IC Document
EDGAR PIA 2016.pdf EDGAR PIA	IC Document

IC Title:

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.17-5

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC 1410			https://www.sec.gov/files/formx-17a-5_3.pdf	Yes	Yes	Paper Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 3,218

Number of Respondents for Small Entity: 895

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 52 %

table that charts list of burden
	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	3,218	0	3,218
Annual IC Time Burden (Hours)	38,616	0	38,616
Annual IC Cost Burden (Dollars)	0	-31,022	31,022

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
EDGAR PIA		05/26/2017

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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