Information Collection

IC4 - Rule 18a-4(d)(1) (Counterparty Notice)-- Initial Burden

IC 236997 under ICR 202507-3235-013 · OMB 3235-0700.

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Information Collection (IC) Details

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IC Title:	IC4 - Rule 18a-4(d)(1) (Counterparty Notice)-- Initial Burden	Agency IC Tracking Number:	TM

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.18a-10

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	1,000	-1,000	2,000
Annual IC Time Burden (Hours)	60	-60	120
Annual IC Cost Burden (Dollars)	0	0	0

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