OMB.report

Federal forms, ICRs, and supporting documents

Information Collection

(MA)-Municipal Securities Dealers and Government Securities Brokers and Dealers Registration and Withdrawal

IC 20062 under ICR 202508-1557-008 · OMB 1557-0184.

Documents and Forms

Documents and forms in this information collection
Document NameDocument Type
Form MSD
(MA)-Municipal Securities Dealers and Government Securities Brokers and Dealers Registration and Withdrawal		 Form and Instruction
Form MSD
Application for Registration as a Municipal Securities Dealer Pursuant to Rule 15Ba2-1 under the Securities Exchange Act of 1934 or Amendment to Such Application (MA)-Municipal Securities Dealers and Government Securities Brokers and Dealers Registration and Withdrawal		 Form and Instruction
Form MSDW
Notice of Withdrawal from Registration as a Municipal Securities Dealer Pursuant to Rule 15Bc3-1 (17 CFR 240.15Bc3-1) (MA)-Municipal Securities Dealers and Government Securities Brokers and Dealers Registration and Withdrawal		 Form and Instruction
Form MSD-4
Uniform Application for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer (MA)-Municipal Securities Dealers and Government Securities Brokers and Dealers Registration and Withdrawal		 Form and Instruction
Form G-FIN
Notice by Financial Institutions of Government Securities Broker or Government Securities Dealer Activities (MA)-Municipal Securities Dealers and Government Securities Brokers and Dealers Registration and Withdrawal		 Form and Instruction
Form G-FINW
Notice by Financial Institutions of Termination of Activities as a Government Securities Broker or Government Securities Dealer (MA)-Municipal Securities Dealers and Government Securities Brokers and Dealers Registration and Withdrawal		 Form and Instruction
Form MSD-5
Uniform Termination Notice for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer (MA)-Municipal Securities Dealers and Government Securities Brokers and Dealers Registration and Withdrawal		 Form and Instruction
Form G-FIN-4
Disclosure Form for Person Associated with a Financial Institution Government Securities Broker or Dealer (MA)-Municipal Securities Dealers and Government Securities Brokers and Dealers Registration and Withdrawal		 Form and Instruction
Form G-FIN-5
Uniform Termination Notice for Person Associated with a Financial Institution Government Securities Broker or Dealer (MA)-Municipal Securities Dealers and Government Securities Brokers and Dealers Registration and Withdrawal		 Form and Instruction
MSD Application for Registration as a Municipal Securities D
MSD.pdf
www.occ.gov/publications-and-resources/forms/index-forms.html 		Form and Instruction
MSD Application for Registration as a Municipal Securities D
MSD.pdf
www.occ.gov/publications-and-resources/forms/index-forms.html 		Form and Instruction
MSDW Notice of Withdrawal from Registration as a Municipal Se
MSDW.pdf
www.occ.gov/publications-and-resources/forms/index-forms.html 		Form and Instruction
MSDW Notice of Withdrawal from Registration as a Municipal Se
MSDW.pdf
www.occ.gov/publications-and-resources/forms/index-forms.html 		Form and Instruction
MSD-4 Uniform Application for Municipal Securities Principal o
MSD-4.fdf
www.occ.gov/publications-and-resources/forms/index-forms.html 		Form and Instruction
MSD-4 Uniform Application for Municipal Securities Principal o
MSD-4.fdf
www.occ.gov/publications-and-resources/forms/index-forms.html 		Form and Instruction
G-FIN Notice by Financial Institutions of Government Securitie
G-FIN.fdf
www.occ.gov/publications-and-resources/forms/index-forms.html 		Form and Instruction
G-FIN Notice by Financial Institutions of Government Securitie
G-FIN.fdf
www.occ.gov/publications-and-resources/forms/index-forms.html 		Form and Instruction
G-FINW Notice by Financial Institutions of Termination of Activ
G-FINW.fdf
www.occ.gov/publications-and-resources/forms/index-forms.html 		Form and Instruction
G-FINW Notice by Financial Institutions of Termination of Activ
G-FINW.fdf
www.occ.gov/publications-and-resources/forms/index-forms.html 		Form and Instruction
MSD-5 Uniform Termination Notice for Municipal Securities Prin
MSD-5.fdf
www.occ.gov/publications-and-resources/forms/index-forms.html 		Form and Instruction
MSD-5 Uniform Termination Notice for Municipal Securities Prin
MSD-5.fdf
www.occ.gov/publications-and-resources/forms/index-forms.html 		Form and Instruction
G-FIN-4 Disclosure Form for Person Associated with a Financial I
G-FIN-4.pdf
www.occ.gov/publications-and-resources/forms/index-forms.html 		Form and Instruction
G-FIN-4 Disclosure Form for Person Associated with a Financial I
G-FIN-4.pdf
www.occ.gov/publications-and-resources/forms/index-forms.html 		Form and Instruction
G-FIN-5 Uniform Termination Notice for Person Associated with a
G-FIN-5.pdf
www.occ.gov/publications-and-resources/forms/index-forms.html 		Form and Instruction
G-FIN-5 Uniform Termination Notice for Person Associated with a
G-FIN-5.pdf
www.occ.gov/publications-and-resources/forms/index-forms.html 		Form and Instruction

Information Collection (IC) Details

View Information Collection (IC)

layout table

Information Collection Instruments:
table that charts list of instruments
Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Form and Instruction MSD https://www.occ.gov/publications-and-resources/forms/index-forms.html Yes No Printable Only
Form and Instruction MSDW https://www.occ.gov/publications-and-resources/forms/index-forms.html Yes No Printable Only
Form and Instruction MSD-4 https://www.occ.gov/publications-and-resources/forms/index-forms.html Yes No Printable Only
Form and Instruction G-FIN https://www.occ.gov/publications-and-resources/forms/index-forms.html Yes No Printable Only
Form and Instruction G-FINW https://www.occ.gov/publications-and-resources/forms/index-forms.html Yes No Printable Only
Form and Instruction MSD-5 https://www.occ.gov/publications-and-resources/forms/index-forms.html Yes No Printable Only
Form and Instruction G-FIN-4 https://www.occ.gov/publications-and-resources/forms/index-forms.html Yes No Printable Only
Form and Instruction G-FIN-5 https://www.occ.gov/publications-and-resources/forms/index-forms.html Yes No Printable Only

Federal Enterprise Architecture Business Reference Module


table that charts list of burden
  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 612 0 -105 0 0 717
Annual IC Time Burden (Hours) 510 0 -87 0 0 597
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

Documents for IC
table that charts IC Documents
Title Document Date Uploaded
No associated records found
            Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.
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