Information Collection

Swap Dealer and Major Swap Participant Conflicts of Interest and Business Conduct Standards with Counterparties

IC 195307 under ICR 202509-3038-001 · OMB 3038-0079.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0079 can be found here:

Documents and Forms

Document Name Document Type

No indexed documents/forms are available for this IC yet. A refresh has been queued.

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Swap Dealer and Major Swap Participant Conflicts of Interest and Business Conduct Standards with Counterparties	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 23.23, 402 and 605 17 CFR 23.430-432, 434, 440, 450, 605 17 CFR 23.451

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 108	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	145,152	4,032	141,120
Annual IC Time Burden (Hours)	234,686	-12,373	247,059
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

Something went wrong when downloading this file. If you have any questions, please send an email to [email protected].