Rule 17a-14 and Form CRS under the Securities Exchange Act of 1934

Rule 17a-14 and Form CRS under the Exchange Act

Documents and Forms

Document Name Document Type
EDGAR PIA 2016.pdf EDGAR PIA IC Document

Information Collection (IC) Details

IC Title:	Rule 17a-14 and Form CRS under the Securities Exchange Act of 1934	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 249.640 17 CFR 240.17a-14

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1	Number of Respondents for Small Entity: 1

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	1	-2,549	2,550
Annual IC Time Burden (Hours)	0	-6,098,916	6,098,916
Annual IC Cost Burden (Dollars)	0	-181,194	181,194

Documents for IC

Title	Document	Date Uploaded
EDGAR PIA	EDGAR PIA 2016.pdf	02/14/2019

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.