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Information Collection

Initial Preparation, Filing, and Posting of the Form CRS by Newly Registered Broker-Dealers

IC 278382 under ICR 202511-3235-004 · OMB 3235-0766.

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Initial Preparation, Filing, and Posting of the Form CRS by Newly Registered Broker-Dealers
 
No New
 
Mandatory
 
17 CFR 249.640 17 CFR 240.17a-14

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

138 32
   
Private Sector Businesses or other for-profits
 
   100 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 138 0 0 138 0 0
Annual IC Time Burden (Hours) 1,863 0 0 1,863 0 0
Annual IC Cost Burden (Dollars) 142,554 0 0 142,554 0 0

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