Federal Register 30-Day Notice

Federal Register / Vol. 91, No. 20 / Friday, January 30, 2026 / Notices
SECURITIES AND EXCHANGE
COMMISSION
[OMB Control No. 3235–0609]

lotter on DSK11XQN23PROD with NOTICES1

Agency Information Collection
Activities; Submission for OMB
Review; Comment Request; Extension:
Regulation S–AM
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission (‘‘SEC’’ or
‘‘Commission’’) is submitting to the
Office of Management and Budget
(‘‘OMB’’) this request Extension of the
proposed collection of information
provided for in Regulation S–AM (17
CFR part 248, subpart B), under the Fair
Credit Reporting Act (15 U.S.C. 1681 et
seq.) (‘‘FCRA’’), the Securities Exchange
Act of 1934 (15 U.S.C. 78a et seq.), the
Investment Company Act of 1940 (15
U.S.C. 80a–1 et seq.), and the
Investment Advisers Act of 1940 (15
U.S.C. 80b–1 et seq.).
Regulation S–AM implements the
requirements of Section 624 of the
FCRA (15 U.S.C. 1681s–3) with respect
to investment advisers and transfer
agents registered with the Commission,
as well as brokers, dealers and
investment companies (collectively,
‘‘Covered Persons’’). Section 624 and
Regulation S–AM limit a Covered
Person’s use of certain consumer
financial information received from an
affiliate to solicit a consumer for
marketing purposes, unless the
consumer was given notice and a
reasonable opportunity and a reasonable
and simple method to opt out of such
solicitations. Regulation S–AM
potentially applies to all of the
approximately 22,824 Covered Persons
registered with the Commission,
although only approximately 12,781 of
them have one or more corporate
affiliates, and the regulation requires
only approximately 2,282 to provide
consumers with an affiliate marketing
notice and an opt-out opportunity.
The Commission staff estimates that
there are approximately 12,781 Covered
Persons having one or more affiliates,
and that they each spend an average of
0.20 hours per year to review affiliate
marketing practices, for, collectively, an

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estimated annual time burden of
approximately 2,556 hours at an annual
internal compliance cost of
approximately $1,686,960. The staff also
estimates that approximately 2,282
Covered Persons provide notice and optout opportunities to consumers, and
that they each spend an average of 7.6
hours per year creating notices,
providing notices and opt-out
opportunities, monitoring the opt-out
notice process, making and updating
records of opt-out elections, and
addressing consumer questions and
concerns about opt-out notices, for,
collectively, an estimated annual time
burden of approximately 17,343 hours
at an annual internal compliance cost of
approximately $4,210,665. Thus, the
staff estimates that the collection of
information requires a total of
approximately 12,781 respondents to
incur an estimated total annual time
burden of approximately 19,899 hours
at a total annual internal cost of
compliance of approximately
$5,897,625.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
Control Number.
The public may view and comment
on this information collection request
at: https://www.reginfo.gov/public/do/
PRAViewICR?ref_nbr=202511-3235-006
or email comment to
MBX.OMB.OIRA.SEC_desk_officer@
omb.eop.gov within 30 days of the day
after publication of this notice, by
March 2, 2026.
Dated: January 28, 2026.
Sherry R. Haywood,
Assistant Secretary.

4153

under the Small Business Investment
Company License No. 04040348 issued
to Wells Fargo Strategic Capital SBIC,
L.P. said license is hereby declared null
and void.
Paul Salgado,
Director, Investment Monitoring Portfolio,
Office of Investment and Innovation.
[FR Doc. 2026–01864 Filed 1–29–26; 8:45 am]
BILLING CODE P

DEPARTMENT OF STATE
[Public Notice: 12928]

Notice of Department of State
Sanctions Action
ACTION:

Notice.

The U.S. Department of State
is publishing the names of persons who
have been added to the Department of
the Treasury’s List of Specially
Designated Nationals and Blocked
Persons (SDN List), administered by the
Office of Foreign Assets Control
(OFAC).

SUMMARY:

This action was issued on July
30, 2025. See SUPPLEMENTARY
INFORMATION section for applicable
dates.
DATES:

FOR FURTHER INFORMATION CONTACT:

Aaron P. Forsberg, Director, Office of
Economic Sanctions Policy and
Implementation, Bureau of Economic
and Business Affairs, Department of
State, Washington, DC 20520, tel.: (202)
647 7677, email: [email protected].
SUPPLEMENTARY INFORMATION:
Electronic Availability

SMALL BUSINESS ADMINISTRATION

The SDN List and additional
information concerning sanctions
programs are available on OFAC’s
website, https://ofac.treasury.gov/
sanctions-programs-and-countryinformation/iran-sanctions.

[License No. 04040348]

Notice of Department of State Actions

Wells Fargo Strategic Capital SBIC,
L.P.; Surrender of License of Small
Business Investment Company

On July 30, 2025, the Department of
State, in consultation with other
departments, as appropriate, determined
that the property and interests in
property subject to U.S. jurisdiction of
the following persons are blocked under
the relevant sanctions authority listed
below.

[FR Doc. 2026–01888 Filed 1–29–26; 8:45 am]
BILLING CODE 8011–01–P

Pursuant to the authority granted to
the United States Small Business
Administration under Section 309 of the
Small Business Investment Act of 1958,
as amended, and 13 CFR 107.1900 of the
Code of Federal Regulations to function
as a small business investment company

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BILLING CODE 4700–09–P

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