Information Collection

Registration of Persons Other Than Swap Dealers and Major Swap Participants

IC 201477 under ICR 202512-3038-002 · OMB 3038-0023.

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form Form 7-R Firm Application Registration of Persons Other Than Swap Dealers and Major Swap Participants	Form and Instruction
Form Form 7-R Firm Application Registration of Persons Other Than Swap Dealers and Major Swap Participants	Form and Instruction
Form Form 8-R Individual Application Registration of Persons Other Than Swap Dealers and Major Swap Participants	Form and Instruction
Form Form 8-R Individual Application Registration of Persons Other Than Swap Dealers and Major Swap Participants	Form and Instruction
Form 7-R Firm Application 7-rForm (Firm Applica).pdf	Form and Instruction
Form 7-R Firm Application 7-rForm (Firm Applica).pdf	Form and Instruction
Form 8-R Individual Application Form 8-R.docx	Form and Instruction
Form 8-R Individual Application Form 8-R.docx	Form and Instruction

IC Title:

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 3

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	Form 7-R				Yes	Yes	Fillable Fileable Signable
Form and Instruction	Form 8-R				Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: National Futures Assoc. Applications Suite-CFTC-12

FR Citation: 84 FR 17811

Number of Respondents: 55,363

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	8,576	-3,484	12,060
Annual IC Time Burden (Hours)	5,231	-2,126	7,357
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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