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Swap Dealer and Major Swap Participant Conflicts of Interest and Business Conduct Standards with Counterparties

IC 195307 under ICR 202512-3038-007 · OMB 3038-0079.

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Swap Dealer and Major Swap Participant Conflicts of Interest and Business Conduct Standards with Counterparties
 
No Modified
 
Mandatory
 
17 CFR 23.23, 402 and 605 17 CFR 23.430-432, 434, 440, 450, 605 17 CFR 23.451

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

General Government Executive Functions

 

108 0
   
Private Sector Businesses or other for-profits
 
   100 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 145,152 0 4,032 0 0 141,120
Annual IC Time Burden (Hours) 234,686 0 -12,373 0 0 247,059
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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