Information Collection

IC9 - Rule 19b-4(o)(1) - Security-Based Swap Submissions

IC 203187 under ICR 202512-3235-029 · OMB 3235-0045.

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Information Collection (IC) Details

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IC Title:	IC9 - Rule 19b-4(o)(1) - Security-Based Swap Submissions	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.19b-(o)(1)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 2	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	26	-16	42
Annual IC Time Burden (Hours)	3,640	-2,240	5,880
Annual IC Cost Burden (Dollars)	720,720	-443,520	1,164,240

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