Information Collection

Establish Policies & Procedures (non-SRO trading centers)

IC 194113 under ICR 202601-3235-011 · OMB 3235-0670.

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Information Collection (IC) Details

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IC Title:	Establish Policies & Procedures (non-SRO trading centers)	Agency IC Tracking Number:	270-606

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 242.201(c) and 201 (d)(6)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 15	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Requested	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	15	-2	17
Annual IC Time Burden (Hours)	800	-1,920	2,720
Annual IC Cost Burden (Dollars)	186,000	-177,800	363,800

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