Information Collection

Form 3 - Initial Statement of Beneficial Ownership of Securities

IC 34357 under ICR 202602-3235-002 · OMB 3235-0104.

Documents and Forms

Document Name Document Type
Form SEC 1473 Form 3 - Initial Statement of Beneficial Ownership of Securities Form 3 - Initial Statement of Beneficial Ownership of Securities Form
form3data.08-31-2027.pdf www.sec.gov/about/forms/form3data.pdf Instruction
SEC 1473 Form 3 - Initial Statement of Beneficial Ownership of Se form3.08-31-2027.pdf www.sec.gov/about/forms/form3.pdf Form

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Form 3 - Initial Statement of Beneficial Ownership of Securities	Agency IC Tracking Number:	CF

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 249.103

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Instruction			form3data.08-31-2027.pdf	http://www.sec.gov/about/forms/form3data.pdf	Yes	Yes	Fillable Fileable
Form	SEC 1473	Form 3 - Initial Statement of Beneficial Ownership of Securities	form3.08-31-2027.pdf	http://www.sec.gov/about/forms/form3.pdf	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 19,487	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to New Statute	Previously Approved
Annual Number of Responses for this IC	19,487	2,967	16,520
Annual IC Time Burden (Hours)	9,744	1,484	8,260
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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