Information Collection

Form 3 - Initial Statement of Beneficial Ownership of Securities

IC 34357 under ICR 202602-3235-002 · OMB 3235-0104.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0104 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC 1473 Form 3 - Initial Statement of Beneficial Ownership of Securities Form 3 - Initial Statement of Beneficial Ownership of Securities	Form
form3data.08-31-2027.pdf www.sec.gov/about/forms/form3data.pdf	Instruction
SEC 1473 Form 3 - Initial Statement of Beneficial Ownership of Se form3.08-31-2027.pdf www.sec.gov/about/forms/form3.pdf	Form

IC Title:

Form 3 - Initial Statement of Beneficial Ownership of Securities

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 249.103

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Instruction				http://www.sec.gov/about/forms/form3data.pdf	Yes	Yes	Fillable Fileable
Form	SEC 1473			http://www.sec.gov/about/forms/form3.pdf	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 19,487

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Program Change Due to New Statute	Previously Approved
Annual Number of Responses for this IC	19,487	2,967	16,520
Annual IC Time Burden (Hours)	9,744	1,484	8,260
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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