Federal Register 60-Day Collection Notice

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Federal Register / Vol. 91, No. 70 / Monday, April 13, 2026 / Notices

subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the filing will
be available for inspection and copying
at the principal office of the Exchange.
Do not include personal identifiable
information in submissions; you should
submit only information that you wish
to make available publicly. We may
redact in part or withhold entirely from
publication submitted material that is
obscene or subject to copyright
protection. All submissions should refer
to file number SR–NASDAQ–2026–025
and should be submitted on or before
May 4, 2026.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.16
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2026–07038 Filed 4–10–26; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[OMB Control No. 3235–0057]

Agency Information Collection
Activities; Proposed Collection;
Comment Request; Extension:
Regulation 14C (Commission Rules
14c–1 through 14c–7 and Schedule
14C)
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
also is requesting approval from OMB to
designate this existing collection of
information (OMB Control No. 3235–
0057) as a ‘‘common form’’ for purposes
of PRA submissions 1 because the Board

khammond on DSK9W7S144PROD with NOTICE

16 17 CFR 200.30–3(a)(12) and (59).
1 See ROCIS PRA Module User Guide v. 8.2, at
110–111 (Mar. 2024), available at https://
www.rocis.gov/rocis/viewResources.do (‘‘A
‘common form’ is an information collection that can
be used by two or more agencies, or governmentwide, for the same purpose. The Common Forms
Module [in ROCIS] allows a ‘host’ agency to obtain
[OMB] approval of an information collection for use
by one or more ‘using’ agencies. After OMB grants
approval, any prospective using agency that seeks
to collect identical information for the same

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19:15 Apr 10, 2026

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of Governors of the Federal Reserve
System uses this information collection
(under OMB Control No. 7100–0091).
The Commission plans to submit this
existing collection of information to the
Office of Management and Budget for
extension and approval.
Regulation 14C (17 CFR 240.14c–1
through 14c–7) and Schedule 14C (17
CFR 240.14c–101) set forth the
requirements for the dissemination,
content, and filing of the information
statement required under Section 14(c)
of the Securities Exchange Act of 1934.
Those rules and schedule are intended
to ensure that issuers that do not solicit
proxies or consents provide all relevant
security holders with material
information as prescribed under the
proxy rules. We estimate that Schedule
14C takes approximately 149.74 hours
per response and is filed once per year
by approximately 354 respondents, for a
total of approximately 354 responses
annually. We estimate that 75% of the
149.74 hours per response is carried
internally by the respondent for annual
reporting burden of 39,756 hours ((75%
× 149.74 hours per response) × 354
responses). We estimate that 25% of the
149.74 hours per response is carried
externally by outside professionals
retained by the respondent at an
estimated rate of $600 per hour for a
total annual cost burden of $7,951,194
((25% × 149.74 hours per response) ×
$600 per hour × 354 responses).
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number.
Written comments are invited on: (a)
whether this proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden imposed by the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
purpose can obtain approval to use the ‘common
form’ by providing its agency-specific information
to OMB (e.g., burden estimates and number of
respondents). . . . The host agency will indicate in
the Federal Register notices that it is requesting
approval of a common form and, if known, identify
other agencies that may use the information
collection. Both the Federal Register notices and
the ICR should account only for the burden
imposed by the host agency’s use of the common
form. Once the host agency has received approval
from OMB, any agency will be able to request OMB
approval for its use of the common form in ROCIS
by providing its agency specific information to
OMB (e.g., burden estimates and number of
respondents). Additional public notice by those
agencies will not be required.’’).

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information on respondents, including
through the use of automated collection
techniques or other forms of information
technology.
Please direct your written comments
on this 60-Day Collection Notice to
Austin Gerig, Director/Chief Data
Officer, Securities and Exchange
Commission, c/o Tanya Ruttenberg via
email to PaperworkReductionAct@
sec.gov by June 12, 2026. There will be
a second opportunity to comment on
this SEC request following the Federal
Register publishing a 30-Day
Submission Notice.
Dated: April 9, 2026.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2026–07082 Filed 4–10–26; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[OMB Control No. 3235–0689]

Agency Information Collection
Activities; Submission for OMB
Review; Comment Request; Extension:
Rule 203A–2(d)
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C.§ 3501et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is submitting to the
Office of Management and Budget
(‘‘OMB’’) this request for an extension of
the proposed collection of information
described below.
Section 203A of the Investment
Advisers Act of 1940 (‘‘Advisers Act’’)
prohibits certain advisers from
registering with the Commission,
including those that are smaller and
those that advise a Commissionregistered investment company. 17 CFR
275.203A–2(d) (‘‘rule 203A–2(d)’’)
provides an exemption from that
prohibition. Under rule 203A–2(d), an
adviser may register with the
Commission if it would otherwise be
required to register with 15 or more
states. To rely on rule 203A–2(d), an
adviser must do the following: (1)
indicate on Schedule D of Form ADV
that it has concluded that it is required
to register in 15 or more states; (2)
include an undertaking on Schedule D
of Form ADV that it will withdraw its
registration if it indicates on its annual
updating amendment that the adviser is
no longer required to register with at

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