Information Collection

Form 3 - Initial Statement of Beneficial Ownership of Securities

IC 34357 under ICR 202603-3235-012 · OMB 3235-0104.

Documents and Forms

Document Name Document Type
Form SEC 1473 Form 3 - Initial Statement of Beneficial Ownership of Securities Form 3 - Initial Statement of Beneficial Ownership of Securities Form and Instruction
SEC 1473 Form 3 - Initial Statement of Beneficial Ownership of Se form3.08-31-2026.pdf www.sec.gov/about/forms/form3.pdf Form and Instruction

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Form 3 - Initial Statement of Beneficial Ownership of Securities	Agency IC Tracking Number:	CF

Is this a Common Form? Yes		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 249.103

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC 1473	Form 3 - Initial Statement of Beneficial Ownership of Securities	form3.08-31-2026.pdf	http://www.sec.gov/about/forms/form3.pdf	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 15,371	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	15,371	-4,116	19,487
Annual IC Time Burden (Hours)	7,686	-2,058	9,744
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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