Federal Register 30-Day Notice

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Federal Register / Vol. 91, No. 107 / Thursday, June 4, 2026 / Notices
the Day Session. The proposal would
address this confusion by clarifying that
the transition from Night to Day Session
will not be instantaneous, and that a
momentary handoff from one Session to
the other may be needed during which
time outstanding orders from the Night
Session will be canceled just prior to
4:00 a.m. ET.
B. Self-Regulatory Organization’s
Statement on Burden on Competition

lotter on DSK8BHNXB4PROD with NOTICES1

The Exchange does not believe that
the proposed rule changes will impose
any burden on competition not
necessary or appropriate in furtherance
of the purposes of the Act. The
Exchange’s proposal to conduct a
momentary handoff between its Night
and Day Trading Sessions is intended to
nor will it adversely impact
competition. The duration of the Nightto-Day handoff will be momentary,
applicable to all participants, and
should not impact participants’ ability
to compete vis-à-vis one another. To the
extent that the proposal does have any
adverse competitive impact on
participants, the Exchange believes that
this impact will be minimal, both
because the handoff itself will be of a de
minimis duration and because the
Exchange expects that equity volumes
on the Exchange at or around 4:00 a.m.
ET will be lower than at other times of
the trading day. Moreover, any such
impact would be justified by the need
to minimize the risks of a disorderly
transition occurring between the
Exchange’s Night and Day Sessions.
The Exchange operates in a highly
competitive market in which market
Participants can readily choose between
competing venues if, as a result of the
proposal, they deem participation in the
Exchange’s market to no longer be
desirable or if they do not wish to trade
at or around the transition from the
Night to the Day Session. Competitors to
the Exchange are free to develop or
modify the functionality and structure
of their markets so that these markets
either do not require a handoff at all at
or around 4:00 a.m. ET, or require one
of a shorter duration. Accordingly, the
Exchange believes that the degree to
which its proposal imposes any burden
on competition is limited.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were either
solicited or received.

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III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Because the foregoing proposed rule
change does not: (i) significantly affect
the protection of investors or the public
interest; (ii) impose any significant
burden on competition; and (iii) become
operative for 30 days from the date on
which it was filed, or such shorter time
as the Commission may designate, it has
become effective pursuant to Section
19(b)(3)(A)(iii) of the Act 17 and
subparagraph (f)(6) of Rule 19b–4
thereunder.18
At any time within 60 days of the
filing of the proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission shall institute proceedings
to determine whether the proposed rule
should be approved or disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include file number SR–
NASDAQ–2026–047 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to file
number SR–NASDAQ–2026–047. This
file number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
17 15 U.S.C. 78s(b)(3)(A)(iii).
18 17 CFR 240.19b–4(f)(6). In addition, Rule 19b–
4(f)(6) requires a self-regulatory organization to give
the Commission written notice of its intent to file
the proposed rule change at least five business days
prior to the date of filing of the proposed rule
change, or such shorter time as designated by the
Commission. The Exchange has satisfied this
requirement.

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rules/sro.shtml). Copies of the filing will
be available for inspection and copying
at the principal office of the Exchange.
Do not include personal identifiable
information in submissions; you should
submit only information that you wish
to make available publicly. We may
redact in part or withhold entirely from
publication submitted material that is
obscene or subject to copyright
protection. All submissions should refer
to file number SR–NASDAQ–2026–047
and should be submitted on or before
June 25, 2026.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.19
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2026–11142 Filed 6–3–26; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[OMB Control No. 3235–0202]

Agency Information Collection
Activities; Submission for OMB
Review; Comment Request; Extension:
Rule 15c2–11
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. § 3501 et seq.), the Securities
and Exchange Commission (SEC or
‘‘Commission’’) is submitting to the
Office of Management and Budget
(OMB) this request for an extension of
the proposed collection of information
provided for in Rule 15c2–11 (17
CFR240.15c2–11) (‘‘Rule’’), under the
Securities Exchange Act of 1934 (15
U.S.C. 78a et seq.).
Rule 15c2–11 governs the publication
of quotations for securities in a
quotation medium other than a national
securities exchange (i.e., over the
counter (‘‘OTC’’) securities). The Rule is
designed to prevent broker-dealers from
publishing or submitting quotations for
OTC securities that may facilitate a
fraudulent or manipulative scheme.
Subject to certain exceptions, the Rule
prohibits broker-dealers from publishing
any quotation for a security or, directly
or indirectly, submitting any quotation
for publication, in a quotation medium
unless they have reviewed specified
information concerning the issuer.
19 17 CFR 200.30–3(a)(12).

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33848

Federal Register / Vol. 91, No. 107 / Thursday, June 4, 2026 / Notices

Based on the current structure of the
market, the Commission staff believes
that the recordkeeping and review
requirements under Rule 15c2–11 apply
to 196 broker-dealers, one qualified
interdealer quotation system (‘‘QIDQS’’),
and one registered national securities
association (‘‘RNSA’’). Based on
information provided by the Financial
Industry Regulatory Authority, Inc.
(‘‘FINRA’’), the Commission staff
understands that in the 2024 calendar
year, 266 Form 211 applications were
filed to initiate the publication or
submission of quotations of OTC
securities: 76 of these Forms 211
concerned OTC securities of prospectus
issuers, Regulation A (‘‘Reg. A’’) issuers,
and reporting issuers; 163 concerned
OTC securities of ‘‘exempt foreign
private issuers’’; and 27 concerned OTC
securities of ‘‘catch-all issuers.’’ The
collection of information that is
submitted to FINRA for review and
approval is currently not available to the
public from FINRA. Commission staff
estimates that the total annual burden of
the information collection requirements
prescribed in the Rule is 1,771,343
hours.
The required Federal Register notice
with a 60-day comment period soliciting
comments on this collection of
information was published. One
comment was received. The comment
requested additional information and
was not related to the collection
requirement itself or to the estimated
burdens.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
Control Number.
The public may view and comment
on this information collection request
at: https://www.reginfo.gov/public/do/
PRAViewICR?ref_nbr=202604-3235-013
or email comment to
MBX.OMB.OIRA.SEC_desk_officer@
omb.eop.gov within 30 days of the day
after publication of this notice, by July
6, 2026.
Dated: June 2, 2026.
Sherry R. Haywood,
Assistant Secretary.
lotter on DSK8BHNXB4PROD with NOTICES1

[FR Doc. 2026–11210 Filed 6–3–26; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–105591; File No. SR–
CboeBZX–2026–027]

Self-Regulatory Organizations; Cboe
BZX Exchange, Inc.; Notice of
Designation of a Longer Period for
Commission Action on a Proposed
Rule Change To List and Trade Shares
of the BondBloxx Private Credit Trust
Under BZX Rule 14.11(f), Trust Issued
Receipts
June 1, 2026.

On April 6, 2026, Cboe BZX
Exchange, Inc. (‘‘BZX’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’) 1 and Rule 19b–4
thereunder,2 a proposed rule change to
list and trade shares of the BondBloxx
Private Credit Trust under BZX Rule
14.11(f), Trust Issued Receipts. The
proposed rule change was published for
comment in the Federal Register on
April 22, 2026.3
Section 19(b)(2) of the Act 4 provides
that within 45 days of the publication of
notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The 45th day after
publication of the notice for this
proposed rule change is June 6, 2026.
The Commission is extending this 45day time period.
The Commission finds it appropriate
to designate a longer period within
which to take action on the proposed
rule change so that it has sufficient time
to consider the proposed rule change
and the issues raised therein.
Accordingly, the Commission, pursuant
to Section 19(b)(2) of the Act,5
designates July 21, 2026, as the date by
which the Commission shall either
approve or disapprove, or institute
proceedings to determine whether to
1 15 U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 See Securities Exchange Act Release No. 105274
(Apr. 20, 2026), 91 FR 21527. The Commission has
received no comments regarding the proposed rule
change.
4 15 U.S.C. 78s(b)(2).
5 Id.

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disapprove, the proposed rule change
(File No. SR–CboeBZX–2026–027).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.6
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2026–11143 Filed 6–3–26; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–105589; File No. SR–
NYSEAMER–2026–44]

Self-Regulatory Organizations; NYSE
American LLC; Notice of Filing and
Immediate Effectiveness of a Proposed
Rule Change To Modify the NYSE
American Options Fee Schedule
Regarding Fees and Rebates
Applicable to Manual Transactions
June 1, 2026.

Pursuant to Section 19(b)(1) 1 of the
Securities Exchange Act of 1934
(‘‘Act’’) 2 and Rule 19b-4 thereunder,3
notice is hereby given that, on May 19,
2026, NYSE American LLC (‘‘NYSE
American’’ or the ‘‘Exchange’’) filed
with the Securities and Exchange
Commission (the ‘‘Commission’’) the
proposed rule change as described in
Items I and II below, which Items have
been prepared by the self-regulatory
organization. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to modify the
NYSE American Options Fee Schedule
(‘‘Fee Schedule’’) regarding fees and
rebates applicable to Manual
transactions. The proposed rule change
is available on the Exchange’s website at
www.nyse.com and at the principal
office of the Exchange.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
6 17 CFR 200.30–3(a)(31).
1 15 U.S.C. 78s(b)(1).
2 15 U.S.C. 78a.
3 17 CFR 240.19b–4.

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