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IC5: Recordkeeping obligations regarding trading suspensions under the provision in paragraph (f)(3)(i)(B)

IC 251242 under ICR 202604-3235-013 · OMB 3235-0202.

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IC5: Recordkeeping obligations regarding trading suspensions under the provision in paragraph (f)(3)(i)(B)
 
No Modified
 
Mandatory
 
17 CFR 240.15c2-11(f)(3)(i)(B)

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

198 0
   
Private Sector Businesses or other for-profits
 
   0 %

  Requested Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 198 0 110 0 0 88
Annual IC Time Burden (Hours) 40 0 37 0 0 3
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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