Information Collection

IC8: Recordkeeping obligations for the exceptions under paragraph (f)(5) – Asset Test

IC 251243 under ICR 202604-3235-013 · OMB 3235-0202.

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Information Collection (IC) Details

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IC Title:	IC8: Recordkeeping obligations for the exceptions under paragraph (f)(5) â Asset Test	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15c2-11(f)(5)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 198	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Requested	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	198	110	88
Annual IC Time Burden (Hours)	1,558	1,165	393
Annual IC Cost Burden (Dollars)	0	0	0

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