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SAS External Portal Step-by-Step Guide: Certificate Holder
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| File Type | application/pdf |
|---|---|
| File Title | SAS External Portal Step-by-Step Guide: Certificate Holder |
| Last Modified By | Acrobat PDFMaker 23 for Word |
| File Modified | 2023-06-12 |
| File Created | 2023-06-03 |
| Conversion State | complete |
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Certificate Holder Purpose This document describes the External Portal Registration process for existing certificate holders (CH) utilizing the SAS Configuration Change Request (CCR) process. This process description utilizes the Safety Assurance System (SAS) and is referred to as the Step-by-Step GuideCertificate Holder. This Step-by-Step Guide also includes a “Job Aid” with instructions for setting up a FAA “MyAccess” credential. This credential is used to access the SAS External Portal. This Step-by-Step Guide is the primary reference document for describing the SAS automation steps used to document a SAS Configuration Change and is not considered a regulatory or policy document. Q-Card references are displayed in the page header of certain steps to provide amplified descriptions of the SAS automation steps. The latest versions of this Step-byStep Guide and referenced Q-Cards are found in the SAS External Portal Information Guide accessed from the SAS External Portal Login page (sas.faa.gov). Scope This process applies to: • • Non FAA users with internet access who are requesting access to a Certificate Holder through the SAS External Portal. The SAS automation does not validate the association between the Certificate Holder and the individual requesting SAS External Portal access. Each FAA office is responsible for developing procedures for authorizing and managing these External User IDs to ensure that only valid representatives of the applicant are registered for the SAS External Portal. Note: The Applicant must develop a method to notify the responsible FAA office when a user should no longer have access to the SAS External Portal. FAA CFR part 121, 135, 141, 142, 145 (except Non-U.S. Repair Stations applying for FAA certification under the provisions of a Bilateral Aviation Safety Agreement), and 147 Certificate Holders using the SAS External Portal. i Revision History Rev REVISION HISTORY Description of Change Effective Date 08/10/2017 0 1. Original 1 1. 2. 3. 4. 2 1. Corrections to Introduction, Steps 1, 2, 3, and the Appendix 04/12/2018 3 1. Revised Step 6 addition of CCR assessment process 05/03/2018 4 1. Step 1, added sub-bullet to indicate review of SAS External Portal Information Guide. 2. Update Purpose, removed reference to AUG Chapter 3. 3. Updated Appendix to include Alternate Procedure for Multiple CCRs against the same data. 10/15/2018 5 1. Updated hyperlink to 8900.1 Volume 10 03/01/2019 6 1. Updated to SAS v3.5 automation. 03/25/2022 2. Establishing an FAA User Name/ID account is now accomplished prior to signing up for SAS External Portal access. 3. Added instructions to Appendix for setting up Internet Explorer mode in Microsoft Edge to access the FAA Provisioning Portal (FAA User Name/ID account). 4. Numerous formatting and clarification changes. 7 1. Updated the Purpose statement. 05/26/2022 2. Amended Appendix “B” – Instructions for configuring MS Edge to IE compatibility mode. 8 1. Updated to SAS v3.6.1 automation. 09/23/2022 2. Removed FAA Provisioning Portal access credential references and added FAA MyAccess references. 3. Added Appendix “B” – FAA MyAccess credential Job Aid/Help Guide. 4. Moved “Instructions for configuring MS Edge to IE compatibility mode” to Appendix “C” (“EXC\” account users only). 9 1. SAS v4.0 automation 2. Removed Appendix “C” Step 1, corrected hyperlink for SAS External Portal Revision to TOC Modified Step 6 process to allow for Multiple CCRs Creation of appendix 08/24/2017 06/01/2023 ii Table of Contents Purpose ............................................................................................................................................ i Scope ................................................................................................................................................ i Revision History ...............................................................................................................................ii Table of Contents ............................................................................................................................iii Introduction ....................................................................................................................................iv Background .....................................................................................................................................iv SAS External Portal Registration Process ........................................................................................ 1 Navigating the External Portal ........................................................................................................ 3 Document Management ................................................................................................................. 5 Initiating a Configuration Change Request (CCR) ........................................................................... 6 Submitting a Configuration Change Request (CCR) ................................................................... 9 Updating a part 145 Repair Station Application-Form 8310-3 ..................................................... 11 Performing Data Collection Tools (DCTs)...................................................................................... 12 Updating and Resubmitting “Returned” status DCTs ................................................................... 14 Appendix “A”................................................................................................................................. 15 Best Practices for Multiple CCRs Against the Same Data (Padlock icon in SAS OPSS Authorizing Documents or SAS Vitals).............................................................................................................. 15 Appendix “B” ................................................................................................................................. 17 FAA MyAccess account/credential Job Aid – Help Guide ............................................................. 17 iii Introduction 1. This document is designed as a checklist for CFR Parts when certification is conducted in SAS and should be utilized in a step by step method. 2. Complete each step before moving forward unless otherwise directed by the checklist. 3. Each BOLD bullet requires an action to be completed. 4. For SAS automation or login issues contact the FAA MyIT Helpdesk using the “Help Desk Information” link from the “SAS Information” button on the SAS External Portal Information Guide click here. Background 1. It is not required that the Certificate Holder representative(s) complete the online training course for the SAS External Portal (# FAA27100205), however, it is recommended that all external users complete the course before requesting SAS External Portal access. 2. The latest Step-by-Step Guides, Q-Cards and other SAS External Portal resources are found on the SAS External Portal Information Guide website: https://www.faa.gov/sasdeployment/sas-external-portal-information-guide . 3. The SAS External Portal User Guide (SAS online automation description) can be accessed after logging into the SAS External Portal and selecting the question button (?) located in the top right corner of each SAS page. PLEASE NOTE: Non-FAA users must select “Sign up for SAS” for EACH CH/A [Certificate Holder or Applicant (SAS Preapplication)] they wish to access through the SAS External Portal. One FAA “MyAccess” account can be granted access to multiple CH/As. Once External Portal access is obtained to a CH/A, an additional CH/A External Portal registration request can be submitted. An individual should not have multiple access requests in process at the same time. For current External Portal users who last accessed their CH/A through the SAS External Portal using their legacy Provisioning Portal (“EXC\first.last name”) account, Select the blue “Login with MyAccess” button and create a FAA MyAccess account (see Appendix “B”) if they do not already have one. When creating the new MyAccess account, it is imperative the external user uses the same email address that they used in their legacy “EXC\” account to ensure continued access to their CH/A(s) through the SAS External Portal. Also note, the External Portal has a 180-day inactivity lockout. Contact your local FAA Flight Standards office to reactivate before switching from the legacy “EXC\first.last name” access credential to the FAA “MyAccess” credential. Return to TOC iv Step 1 Q-Card Q9-01 (Option 3) & Q9-02 Certificate Holder SAS External Portal Registration Process Process Note: The FAA MyAccess credential process is the first process to complete after selecting the “Sign up for SAS” link on the SAS External Portal login webpage. If you already have a FAA MyAccess account/credential, enter your account email address. If you do not have a FAA MyAccess account/credential, follow the instructions for creating a MyAccess credential in the Job Aid/Help Guide found in Appendix “B”. Process Note: Do not use the blue “Login with MyAccess” button when requesting initial access to a CH/A. Select the “Sign up for SAS” link. • • • • • • • Navigate to https://sas.faa.gov o Review SAS External Portal Information Guide, i.e. Step by Step Guides and Q-Cards (“click here” links under SAS Login box) Complete Safety Assurance System (SAS) External Portal Training Navigate to https://sas.faa.gov Select “Sign up for SAS” link Read the text and select the “Initial Inquiry” checkbox Select radio button for “Current Certificate Holder: Select this option if this access is for an existing certificate holder that has already completed initial certification.” Select “Next” button Process Note: If you have already completed the FAA MyAccess account creation process, enter your MyAccess credential email address. An individual MyAccess account/credential can be granted access to more than one Certificate Holder or Applicant/certification project (CH/A). If you do not have a FAA MyAccess account, select the red account creation button and follow the prompts. The FAA MyAccess job aid/help guide instructions are found in Appendix “B” . Process Note: Users should contact the FAA MyIT Helpdesk ([email protected]) for any issues with or questions about creating and maintaining the FAA MyAccess account. • • Enter your FAA MyAccess account email address or create a MyAccess account if you do not already have one Select “Next” button Return to TOC 1 Step 1 (continued) Q-Card Q9-01 (Option 3) & Q9-02 Certificate Holder SAS External Portal Registration Process (cont.) Process Note: After creating a new FAA MyAccess account and selecting an “authenticator”, you may have to start again by selecting the “Sign up for SAS” link and enter your newly created MyAccess account email address if the option described in the next bullet below does not appear in the SAS automation. Do not use the “Login with MyAccess” button when requesting initial access to a CH/A. Select the “Sign up for SAS” link. Process Note: Enter data manually into the following registration fields. Do not “paste” data or use the web browser’s autofill feature. • • • • Select radio button for “My company already holds a certificate” Select “Next” button Type your company name in the Company type ahead search field of the “My Contact Information” form Select your company name from the drop down menu to populate field Ensure the correct Company Name (by designator and/or CFR part) is selected to prevent automation errors. CAUTION: • • • • Finish filling in the “My Contact Information” form, including phone number Select “Next” Verify the entered information is correct Select “Submit” Process Note: A Confirmation screen will appear stating “Your application for registration has been submitted”. Process Note: External users may register for access to additional Certificate Holders or Applicants (CH/As) in SAS. External users will need to complete the “Sign Up for SAS” process for each CH/A they wish to have access to. A user must wait until after they have External Portal access to a requested CH/A before requesting access to an additional CH/A. Users complete the FAA MyAccess credential creation process only once. Process Note: After access has been granted by the FAA office, you will receive an email stating you can now access the CH/A through the SAS External Portal. Return to TOC 2 Step 2 Q-Card Q9-07 Certificate Holder Navigating the External Portal Process Note: The following process steps are for familiarization purposes only. Process Note A Chromium web browser is required to access the SAS External Portal. Google Chrome or MS Edge are preferred. To log into the SAS External Portal (sas.faa.gov): • Process Note: Select the “Login with MyAccess” button o Enter FAA “MyAccess” account email address o Select “Next” button o Enter MyAccess password if requested o Enter Authentication code if requested using Google or Okta authenticator apps only o Read the System Use Notice and other info This process will take you to the SAS Homepage Screen or the CH/A selection screen if access is granted to multiple CH/As. Select desired CH/A and select next. o SAS Menu is located the left side of the screen, and is accessed by selecting the blue bar labeled “SAS Menu”. It is used to navigate between the SAS Modules o Notifications tile displays auto-generated SAS notifications to inform users of updates to work items or change to their data. o Messages tile displays any direct communications between the FAA and the External User. o Broadcasts tile is used to communicate news of general SAS interest such as system downtime and other announcements. Process Note: The ? Icon in the upper right corner of the screen provides access to the SAS External Portal User Guide. This is a resource for information about the SAS External Portal automation functionality only. Return to TOC 3 Step 2 (continued) Q-Card Q9-07 Certificate Holder Navigating the External Portal (cont.) Process Note: To view current (approved) SAS Configuration Data: From the SAS Menu: • Expand “Configuration” • Select “Configuration Data” • Select “View Baseline” button if active (blue) • Select and view (read only) OPSS Authorizing Documents, Vitals, or Contractors tabs as appropriate Return to TOC 4 Step 3 Certificate Holder Document Management Process Note: Four read-only folders are displayed in SAS Document Management. The CH cannot upload documents directly to these system folders. From the SAS Menu: • Select “Document Management” o Formal Application: the CH can review documents that were required for the Formal Application. (Initial Certification only) o Other Certification: The CH can review documents that were not required as part of the Formal Application. (Initial Certification only) o Configuration Changes: Documents in this folder are automatically uploaded from Configuration, SAS Module One (Read-Only). o Data Collection: Documents in this folder are automatically uploaded from Data Collection (DCTs), SAS Module Four (Read-Only). Return to TOC 5 Step 4 Q-Cards Q9-10 and Q9-11 Certificate Holder Initiating a Configuration Change Request (CCR) FAA Policy Guidance: FAA Order 8900.1, Volume 10, Chapter 2 (see drs.faa.gov) Process Note: A Configuration Change Request (CCR) may involve changes to a certificate's SAS Vitals and/or Operations Specifications (OpSpecs/TSpecs), resulting in modifications to the Certificate Holder’s SAS Operating Profile. Process Note: Certificate holders with SAS External Portal access who wish to update their configuration data can submit a CCR through the External Portal. From the SAS Menu: • • • • • • Process Note: • Process Note: Expand “Configuration” Select “Configuration Changes” o The default view displays the CCRs that are in process. To view all CCRs, modify the “Status” filter (funnel icon in title row of Status column) to “Select All” or select the “Reset Grid” button. Select “View Baseline” button if active (blue) Select “Add Request” o This opens the Change Request Detail sub-tab for a new CCR. The Change Request ID is auto-generated and cannot be modified Enter “Change Request Title” Complete the fields, note the required fields indicated by a red asterisk Documents may be attached using the “Attach Document” button. Any documents uploaded here will display as a “link” and is also available in the Configuration Changes folder in SAS Document Management. Select “Save” o Saving the request will change the request status from New to Draft. The “Withdraw Request” button is available on the Change Request Detail subtab to withdraw the configuration change request when it is in Draft or Returned status. Return to TOC 6 Initiating a CCR (cont.) Step 4 (continued) Q-Cards Q9-10 and Q9-11 Certificate Holder Process Note: If changes are not being requested to OPSS Authorizing Documents (OpSpecs/T-Specs) or SAS Vitals information (i.e. submitting documents not affecting SAS Configuration Data), proceed to Step 5. Process Note: The green Configuration Data tab can be accessed directly from the Change Request Detail tab by selecting the tab or from the SAS Menu as described below. Please Note: The presence of a padlock icon (locked) next to an OpSpec paragraph, SAS Vitals field or SAS Vitals table indicates a prior “in progress” CCR already has a pending change for that particular OpSpec paragraph, Vitals field and/or Vitals table. These duplicate pending changes are not permitted in the automation. Hovering over the padlock icon will display the CCR number already containing the pending change. An “in progress” CCR is a CCR in any status other than “Withdrawn” or “Final”. See Appendix "A" for suggested best practices. To request the addition or removal of Operations Specifications (OPSpecs/T-Specs) in SAS from the SAS Menu: • • • Expand “Configuration” Select “Configuration Data” o Default view will open the OPSS Authorizing Documents subtab Select or deselect the applicable box(s) to request the addition or removal of paragraphs to or from the Operating Profile. Process Note: On the Operations Specifications (OPSS) sub-tab, all paragraphs displayed are available to the Certificate Holder based on their CFR part. o o o • The grayed-out checked boxes represent which paragraphs are required for the CFR part and cannot be modified. The checked boxes represent a proposed or previously issued optional OpSpec paragraph. The unchecked boxes represent an optional OpSpec paragraph that is not issued and is not currently proposed. Select “Save” Return to TOC 7 Initiating a CCR (cont.) Please Note: Step 4 (continued) Q-Cards Q9-10 and Q9-11 Certificate Holder The presence of a padlock icon (locked) next to an OpSpec paragraph, SAS Vitals field or SAS Vitals table indicates a prior “in progress” CCR already has a pending change for that particular OpSpec paragraph, Vitals field and/or Vitals table. These duplicate pending changes are not permitted in the automation. Hovering over the padlock icon will display the CCR number already containing the pending change. An “in progress” CCR is a CCR in any status other than “Withdrawn” or “Final”. See Appendix "A" for suggested best practices. To propose a SAS Vitals change: • Select the Vitals subtab Process Note: To quickly navigate within Vitals data, use the bookmarks (buttons) on left side of Vitals page. Process Note: For more information on what data goes into the SAS Vitals fields and tables, select the “Vitals Fields Description” link at the top-right corner of the SAS Vitals page. Then select the applicable CFR part. • • Select the applicable field(s) and/or table(s) to make proposed changes to the Vitals Configuration Data Select “Save” To propose a SAS Contractor change/update: • • Select the Contractors subtab o The Contractor List can be updated manually or by downloading, editing and then uploading the Excel spreadsheet. Select “Save” Return to TOC 8 Step 5 Q-Cards Q9-10 and Q9-11 Certificate Holder Submitting a Configuration Change Request (CCR) Process Note: SAS Configuration Data can be accessed from the SAS Menu as described below or by selecting the proper tab/subtab from within the CCR. To view proposed changes: From the SAS Menu: • • • • • • • • Expand “Configuration” Select “Configuration Changes o The default view will show in progress CCR(s) and their status. To view all CCR(s), modify the “Status” filter to “Select All” (funnel icon in title line of Status column). Select Change Request Title or highlight applicable line in table Select “Change Request Detail “subtab Select “Changes in OPSS” button o The current value and Proposed Value changed in OPSS are displayed in a pop-up window. Select “OK” Select “Changes in Vitals” button o The current value and Proposed Value changed in Vitals are displayed in a pop-up window. Select “OK” To submit CCR to FAA: • • Process Note: Select “Change Request Detail” subtab from within the applicable CCR or from the SAS Menu as described above Select “Submit” to submit the change request to the FAA for review. o After a change request is submitted, a confirmation Message will appear which states “This will Submit the Change Request”. • Select “Submit” o After a change request has been submitted, a confirmation Message will appear which states “Change Request successfully submitted”. • Select “OK” If an attempt to submit a CCR without changing any information is made, a pop-up Message box will display stating “You do not have any change to the Configuration data associated with this change request”. Return to TOC 9 Step 5 (continued) Q-Cards Q9-10 and Q9-11 Certificate Holder Submitting a CCR (cont.) Process Note: Process Note: A confirmation box will appear. o Select “Yes”, to submit the change request, or o Select “No”, to return to the change request to edit or withdraw • Select “Yes” o After a change request has been submitted, a confirmation Message will appear which states “Change Request successfully submitted”. • Select “OK”. The FAA Principal Inspector (PI) will either accept the SAS CCR for review (this is not CCR approval) or return the CCR for editing or withdrawal. Once the CCR is accepted for review, the PI(s) may send Data Collection Tools (DCTs) through the External Portal for completion by the Certificate Holder (CH). DCTs are not generated for completion by the CH. Return to TOC 10 Step 6 (optional) CFR part 145 Only Certificate Holder Updating a part 145 Repair Station Application-Form 8310-3 The AUTOMATED Application for Repair Station Certificate and/or Rating (FAA Form 8310-3) in the SAS automation does not currently meet 14 CFR part 145 requirements as there is no place for an applicant’s signature. Therefore, filling in the automated 8310-3 is OPTIONAL until further notice. When required, the Certificate Holder (CH) must still sign and submit a completed 8310-3. The signed form should be scanned and uploaded into SAS (or per PI instructions). The original copy is kept in the FAA Office CH file. Process Note: The CH can fill out “Application for Repair Station Certificate and/or Rating”, Form 8310-3 in the SAS External Portal. From the SAS menu: • Expand “Configuration” • Select “Repair Station Form 8310-3” • Select “Create 8310-3” Process Note: This will open a new tab for Form 8310-3. • Fill out all of the required fields marked with an asterisk • Select “Submit” Process note: A pop-up Message box will display stating; Submitting data on the 8310-3 form does not update your configuration data in vitals automatically. Vitals data is the system of record. • Select “OK” Process note: A pop-up Confirmation box will display stating; your application for the Repair Station Certificate and / or Rating has been submitted Return to TOC 11 Step 7 Q-Card Q9-09 (page 4) Certificate Holder Performing Data Collection Tools (DCTs) From the SAS Menu: • Process Note: • Select “Data Collection Tools” The Select DCT tab displays the available DCTs sent through the SAS External Portal by the FAA PI(s) for CH completion and submittal. To view a DCT, Select hyperlink of Label or Title of desired DCT. Process Note: This displays the Prepare DCT screen Note: The user can print the DCT by selecting the Review and Print DCT on the DCT-to-Go panel. • Process Note: • • • Select “Continue” to begin entering data This displays the “Enter Common Data Fields” tab. Enter Start Date, End Date, and any applicable information. All attached documents will be available for review in Document Management. Select “Save” Select “Perform DCT” tab Process Note: This displays the Question and Answer screen. Process Note: The Perform DCT tab allows for: o List View o Question Detail View o Full View • To answer, Select “Question” Return to TOC 12 Step 7 (continued) Q-Card Q9-09 (page 4) Certificate Holder Performing Data Collection Tools (DCTs) (Cont.) Process Note: • Process Note: There are four types of responses. Select a response for each question. o Positive, (green +) any positive response will require a Design/Manual Reference be entered. o Negative, (red -), will require the applicant to enter response details and a supporting comment. o N/A, question does not apply to the applicant’s scope of operations. o Flagged, the applicant can remind themselves to collect more data to answer the question, or more follow-up information is required. For a “Negative” answer or “N/A”: • Select “Response Details” o Select the checkboxes for all the response details that apply to this question under “Select All Those that Apply”. o After selecting response details, enter required supporting comments in the “Supporting Comment” field. • • Select “OK” to return to the “Perform DCT” tab Select “Check DCT” tab Note: If there are DCT discrepancies present, icons for each of the three review reasons on the “Check DCT” tab can be corrected. o Blue Flag Flagged for comment. A flagged question does not count as an incomplete question, but the flag must be cleared and the question answered before the DCT can be submitted. Select “Clear Flag”. o Yellow Box Highlight, Question left Blank. • Answer Question. o Red Required Box, Missing required fields. • Enter Data in the Missing Required Field. Process Note: • • • • When there are Missing Questions and/or Missing Required Fields, the DCT will not appear on the Submit DCT tab. Select “Submit DCT” Tab Select checkbox(s) of the DCT(s) to submit to the FAA Select all DCTs for submission to the FAA using a single checkbox in the header row of the DCT list grid. Select “Submit to FAA” Return to TOC 13 Step 8 Certificate Holder Updating and Resubmitting “Returned” status DCTs Process Note: If the FAA returns a DCT to the CH, the CH must update the DCT and resubmit the DCT in the SAS External Portal. Note: A Notification will appear in the Notifications tile alerting the CH of the returned DCT. From the SAS Menu: • • • Select “Data Collection Tools” Select “Title” of “Returned” status DCT Select The question with the Data Review (DR) marked “Y” Process Note: The Data Reviewer (DR) selections can be filtered utilizing the filter icon (funnel icon in title line of column). The SAS automation has a filter feature to easily identify which questions have data reviewer comments: o “N”, no comments o “Y”, has comments Process Note: The Certificate Holder will utilize the same process they followed when submitting the original DCT. After the Data Reviewer Comments have been addressed: • • • Process Note: Select “Submit DCT” Tab Select checkbox(s) of the DCT(s) to submit to the FAA Select “Submit to FAA” The CH will receive a SAS Notification through the External Portal when the Principal Inspector(s) (PI) has approved the SAS CCR. The SAS Notification itself is not approval to operate under the new configuration and is not used in lieu of the issuance of OpSpecs or other approval/acceptance documents as required by Regulations and/or FAA Policy. Return to TOC 14 Appendix “A” Best Practices for Multiple CCRs Against the Same Data (Padlock icon in SAS OPSS Authorizing Documents or SAS Vitals) Please Note: The presence of a padlock icon (locked) next to an OpSpec paragraph, SAS Vitals field or SAS Vitals table indicates a prior “in progress” CCR already has a pending change for that particular OpSpec paragraph, Vitals field and/or Vitals table. These duplicate pending changes are not permitted in the automation. Hovering over the padlock icon will display the CCR number already containing the pending change. An “in progress” CCR is a CCR in any status other than “Withdrawn” or “Final”. Process Note: To eliminate the duplicate pending changes, one or more of the CCRs will need to be placed in “Withdrawn” or “Final” status. Undoing the pending change after selecting “Save” in the CCR will not clear the lock. Process Note: By creating a CCR without modification of Configuration Data, the External User will have the ability to conduct multiple CCRs affecting the same data. For example, creating a CCR that adds a new fleet type. The approval process can take some time for this CCR and not modifying the Aircraft Table until final CCR disposition by the FAA PI will permit Aircraft Table (existing fleet) changes during the approval process of the new fleet type CCR. The External User will have the ability to conduct multiple CCRs adding or removing aircraft without the SAS Vitals Aircraft Table being “locked” by the new fleet type CCR. From the SAS Menu: • • • • Expand “Configuration” Select “Configuration Changes” o The default view displays the CCRs that are in process. To view all CCRs, modify the “Status” filter (funnel icon in title row of Status column) to “Select All” or select the “Reset Grid” button. Select “View Baseline” button if active (blue) Select “Add Request” o This opens the Change Request Detail sub-tab for a new CCR. The Change Request ID is auto-generated and cannot be modified. Return to TOC 15 Appendix “A” (cont.) Best Practices for Multiple CCRs Against the Same Data • • Enter “Change Request Title” and comments describing proposed CCR Complete the fields, note the required fields indicated by a red asterisk Process Note: • Documents may be attached using the “Attach Document” button. Any documents uploaded here will display as a “link” and is also available in the Configuration Changes folder in SAS Document Management. Select “Save” o Saving the request will change the request status from New to Draft. Process Note: • The “Withdraw Request” button is available on the Change Request Detail subtab to withdraw the configuration change request when it is in Draft or Returned status. Select “Submit” to submit the change request to the FAA for review Process Note: If an attempt to submit a CCR without changing any information is made, a pop-up Message box will display stating “You do not have any change to the Configuration data associated with this change request”. A confirmation box will appear. o Select “Yes”, to submit the change request, or o Select “No”, to return to the change request to edit • Process Note: Select “Yes” After a change request has been submitted, a confirmation Message will appear which states “Change Request successfully submitted”. • Select “OK” Return to TOC 16 Appendix “B” FAA MyAccess account/credential Job Aid – Help Guide FAA “MyAccess” is the SAS External Portal (EP) access credential. FAA MyAccess can be use with any "modern" (chromium) web browser. Requesting initial access to a Certificate Holder/Applicant (CH/A) through the SAS External Portal: All SAS EP signups (select “Sign up for SAS” link at sas.faa.gov) must set up a MyAccess credential if one has not already been created. To retain SAS EP access to other certificates/cert projects you may have already had access to using the “EXC\first.last name” credential, see the email address info in bold in the next paragraph. Once users have successfully completed the one-time MyAccess account creation process, they will be taken to the SAS EP registration web page (“option 1, 2 or 3” page) to complete the SAS EP registration process per the applicable Step-by-Step Guide. After initial MyAccess account creation, there may be instances when the user may need to start again by selecting the “Sign up for SAS” link at sas.faa.gov and enter their newly created MyAccess account email address. External Portal Users who last accessed their CH/A through the SAS External Portal using their legacy FAA (AVS) Provisioning Portal ("EXC\first.last name" account) credential must create a MyAccess credential account by selecting the blue “Login with MyAccess” button (except when requesting initial access to a CH/A-see paragraph above) on the SAS EP LogIn page (sas.faa.gov) and completing the MyAccess account creation process as described in the following Job Aid/ Help Guide. It is imperative you use your current FAA (AVS) Provisioning Portal (“EXC\”) account email address when creating a new MyAccess account. The email addresses must be an exact match to successfully convert to the MyAccess credential and maintain SAS EP access to the CH/A. Also note, the SAS External Portal has a 180-day inactivity lockout. Contact your local FAA Flight Standards office to reactivate before attempting to switch from the legacy “EXC\first.last name” credential to the FAA MyAccess credential. Please Note: Users who access the FAA WebOPSS website will need to retain their FAA (AVS) Provisioning Portal "exc\" account to access the WebOPSS website. FAA MyAccess is currently not used as an access credential for FAA WebOPSS. For any WebOPSS access questions contact your FAA Office or WebOPSS POC. The following Appendix “B” pages provide instructions on how to create a new FAA “MyAccess” account used to access the SAS External Portal. As part of this process, either the free “Okta Verify” authenticator app or the free “Google Authenticator” app will need to be downloaded to your device from your App Store. Other authenticator apps will not work with FAA MyAccess. For any questions or for any assistance with the actual FAA MyAccess process, please contact the FAA MyIT Helpdesk ([email protected]) as indicated in the Job Aid/Help Guide. Return to TOC 17 MyAccess External User Registration e e al iation ini t ation Job Aid Contents External User Registration Overview............................... 1 External User Registration with Identity Verification...... 1 Last 4 Digits of SSN Verification.................................... 2 Occupancy Verification ................................................... 3 Government Issued ID Verification................................. 5 Tips & Tricks .................................................................. 6 Technical Support ........................................................... 7 External User Registration Overview An “External User” is a person who is not a credentialed federal user in possession of a Personal Identity Verification (PIV) card or a Common Access Card (CAC), and requires access via the Internet to an FAA application. Based upon the security level of the application, external users registering with MyAccess may only be required to provide name and email address or may be required to verify their identity by providing personal identifiable information (PII) such as a government issued ID or combination of other identifiable attributes such as last 4 digits, home address, and mobile number. If requested, any collected PII will be used to verify the individual’s identity and then destroyed. Upon successful registration, external users will be prompted to complete account setup by establishing a password and a second factor authentication method such as a one-time password sent to a phone or an authentication app. With proper authorization, this account may be used to access multiple FAA applications. If you arrived at this registration form from a particular application, the referring application name will be preselcted under “You are registering for the access to the application” dropdown field. In the example above, the user is trying to register for ‘Pilot Record Database (PRD)’ application. In any case, if drop down field for “You are registering for the access to the application” does not have any preselcted value, then the user is required to select respective application for which they are trying to register. External User Registration with Identity Verification 1. Review the disclaimers before proceeding with the form. 2. Red asterisks identify all the required information on the screen. Page 1 On the same form you will enter your first name, last name, and email address. The email address CAN NOT be a federal department or agency); it must be a valid personal email address that you currently have access to. result in an identity verification failure. The mobile phone number provided will only be used for identity verification. It must be registered in you or your family’s name. After filling out the form click on Confirm Information. Select either Last 4 digits of your SSN or Capture Government issued ID document as a method of identity verification. Next on the same screen click, I’ not a robot and select the options specific to the question asked by reCAPTCHA and click VERIFY. Note: If Identity Verification fails due to SSN Match failure OR due to failure of Mobile Phone as well as residency validation then the option to verify identity through Government Issued ID document using mobile phone will be presented. Proceed with Government Issued ID Verification (Step 2). After successful validation, click Submit to proceed. If Identity Verification fails due to inadequate Mobile Phone match, then occupancy verification is presented upon clicking Continue. Proceed with Occupancy Verification (Step 1). 3. If Last 4 digit of your SSN option is selected, continue with the Last 4 Digits of SSN Verification Section. 4. If Capture Government issued ID document using mobile phone option is selected, continue with Government Issued ID Verification Section. Last 4 Digits of SSN Verification 1. In addition to the last 4 digits of your SSN, additional information such as Residential Address, Mobile Phone, and Date of Birth is required. You must use your home address, using your work address will 2. If your identity validation is successful, then the option to receive one-time pin through either SMS or Voice is presented. Page 2 4. After successful OTP verification and identity verification, instructions to complete account registration will be presented. 3. You will receive a One Time PIN (OTP) on the mobile phone you provided. Enter the OTP in Please Enter PIN field and click Confirm Information. 5. An email will be sent with an Account Activation link to complete registration process. Click the link located in the email to complete the remainder of the registration process for MyAccess. Occupancy Verification Note: There are a limited number of attempts available to confirm the PIN. 1. From Last 4 digits of SSN Verification, if verification fails due to inadequate Mobile Phone records then Occupancy Verification is presented upon clicking the Continue button. Page 3 2. The option to edit and confirm information is presented. 4. After successful identity verification, instructions to complete account registration will be presented. 3. Questions relevant to your PII will be presented with multiple choice answers. Select the appropriate answer for each question and click Confirm Information 5. An email will be sent with an Account Activation link to complete registration process. Click the link located in the email to complete the remainder of the registration process for MyAccess. Page 4 3. You must provide a valid Mobile number to receive a text message to complete the government issued ID photo capture. Click Continue on Mobile to receive a text message. Government Issued ID Verification 1. Selection of Country is required for Government issued ID verification. Note: It is recommended to close all browser session before you begin the government issued ID photo capture. 4. Click on the URL in the text message to begin the photo capture. The Capture & Compare page loads, click on Start to begin the process. 2. Driver’s License, Passport, or Government issued Identification Card must be selected as one of the option to perform identity verification. Page 5 5. Click on Capture Using Your Phone Camera to allow the verification tool to access your phone camera. Tips & Tricks Government issued ID image capture preparation tips: 1. Ensure your camera lens is clean and unobstructed. 2. If you have a protective case which covers your camera lens, please remove it before proceeding. 6. Repeat the process to capture the Back side of the government issued ID and Facial snapshot (selfie) Refer Tips & Tricks Section 7. If Quality and Face detection checks are green, click on Save and Next or else select Retry until notified of a quality image capture. Select Save and Next. Notification of successful upload will be presented. 8. Click on Confirm Information. After successful identity verification, instructions to complete account registration will be presented. Image capture process: 1. Lay your government issued ID on a flat surface. 2. Hold your camera 4 to 6 inches straight over your ID. 3. Follow the onscreen directions to capture your images. 4. Refer to the following examples for best results. Acceptable Image Entire image captured, with all 4 corners, nothing blocking the image, no blur, and no glare. Must show all four corners of card Ensure the full document is in the frame – extra background is fine, as long as you get all 4 corners. 9. An email will be sent with an Account Activation link to complete registration process. Click the link located in the email to complete the remainder of the registration process for MyAccess. Page 6 Must not be covered in any way Ensure there is nothing obstructing the image. Avoid holding in your hands for this reason. Must not be blurry Do not move the camera while taking the picture. Consider cleaning your phone’s camera lens before capture. Must not have glare from direct light Avoid using a flash when capturing the image. Avoid harsh overhead lights – natural light is best. Technical Support For technical assistance, please contact: To confirm your identity, you will next take a picture of yourself. Our solution will use AI to compare your face to the headshot from your government issued ID, ensuring that you are who you claim to be, and protect your account. 1. Remove your glasses, hat, and mask. 2. Ensure your hair is not blocking your face. 3. Hold your camera 7 to 10 inches straight out from your face. 4. Avoid sharp light on your face – natural light is best. 5. Hold the camera steady to avoid blur. 6. Ensure your face takes up the majority of the photo. MyIT Service Center Email: [email protected] Phone: 1-844-FAA-MyIT (322-6948) Page 7