Information Collection

Form PF

IC 196787 under ICR 202606-3235-005 · OMB 3235-0679.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0679 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC2048 Form PF Form PF	Form
Form SEC2048 Form PF Form PF	Form
SEC2048 Form PF formpf.pdf www.sec.gov/about/forms/formpf.pdf	Form
SEC2048 Form PF formpf.pdf www.sec.gov/about/forms/formpf.pdf	Form
secsorn50.pdf SEC SORN	IC Document
secsorn50.pdf SEC SORN	IC Document

IC Title:

Form PF

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 275.204(b)-1 17 CFR 279.9

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC2048			http://www.sec.gov/about/forms/formpf.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: Investment Adviser Records

FR Citation: 66 FR 7820

Number of Respondents: 2,280

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Requested	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	3,569	-2,366	5,935
Annual IC Time Burden (Hours)	217,721	-306,655	524,376
Annual IC Cost Burden (Dollars)	2,113,152	-825,825	2,938,977

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
SEC SORN		03/27/2018

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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