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Federal Register 60-Day Collection Notice
ICR 202607-3235-011 · OMB 3235-0122 · Object 171183900.
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Document Metadata
| File Type | application/pdf |
|---|---|
| File Title | Federal Register 60-Day Collection Notice |
| Last Modified By | govinfo, U. S. Government Publishing Office |
| File Modified | 2026-07-22 |
| File Created | 2026-07-22 |
| Conversion State | complete |
Extracted Text
46204 Federal Register / Vol. 91, No. 139 / Wednesday, July 22, 2026 / Notices lotter on DSK8BHNXB4PROD with NOTICES1 seeking non-contiguous intrafirm cabinet connectivity within the Exchange’s data center halls would be required to obtain that fiber connectivity from Nasdaq, and third parties would no longer be permitted to provide such non-contiguous intrafirm cabinet fiber connectivity within the Exchange’s data center halls. The Exchange believes that any resulting impact on competition is necessary and appropriate in furtherance of the purposes of the Act because the requirement is designed to support a standardized, centrally administered, monitored, and auditable connectivity environment within the Exchange’s data center campus. The Exchange believes that administering this connectivity directly would improve its ability to inventory, maintain, troubleshoot, and monitor the relevant fiber infrastructure, thereby promoting reliability and operational integrity. The Exchange recognizes that the proposal may affect competition among providers of intrafirm cabinet connectivity because third parties would no longer be permitted to provide non-contiguous intrafirm cabinet fiber connectivity within the Exchange’s data center halls. The Exchange believes, however, that any such burden is necessary and appropriate in furtherance of the purposes of the Act because the limitation is directly tied to the Exchange’s responsibility to maintain the integrity, reliability, and auditability of the physical connectivity infrastructure within its data center environment. Non-contiguous intrafirm cabinet connectivity traverses shared data center space and forms part of the physical infrastructure supporting access and connectivity within the Exchange’s facilities.16 The Exchange believes that permitting such connectivity to be furnished or maintained by multiple third parties would impair the Exchange’s ability to apply uniform standards for provisioning, inventory control, maintenance, monitoring, troubleshooting, and auditability. The Exchange also does not believe that the proposed fees would impose an 16 The Exchange also believes that the proposal is appropriately tailored because it applies only to non-contiguous intrafirm cabinet fiber connectivity within the Exchange’s data center halls. It does not restrict customer-directed contiguous cabling between adjacent cabinets licensed to the same customer where such cabling does not traverse shared data center space, nor does it affect services outside the scope of the proposed rule change. Accordingly, any burden on third-party providers is limited to the specific connectivity arrangement for which the Exchange has determined that direct administration is necessary to support consistent controls and operational integrity within its data center environment. VerDate Sep<11>2014 17:19 Jul 21, 2026 Jkt 268001 undue burden on competition among customers because the fees would apply on an equal basis to all similarly situated customers and are lower than fees charged by NYSE for a comparable connectivity offering. The Exchange believes that the proposed service is substantively comparable to the NYSE offering used for comparison purposes and therefore believes that the comparison supports the conclusion that the proposed fee levels are within a reasonable range and are not unduly burdensome for customers that purchase the service. C. Self-Regulatory Organization’s Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others No written comments were either solicited or received. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action The foregoing rule change has become effective pursuant to Section 19(b)(3)(A)(ii) of the Act.17 At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is: (i) necessary or appropriate in the public interest; (ii) for the protection of investors; or (iii) otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule should be approved or disapproved. IV. Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission’s internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an email to rule-comments@ sec.gov. Please include file number SR– Phlx–2026–45 on the subject line. Paper Comments • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–1090. All submissions should refer to file number SR–Phlx–2026–45. This file PO 00000 17 15 U.S.C. 78s(b)(3)(A)(ii). Frm 00159 Fmt 4703 Sfmt 4703 number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s internet website (https://www.sec.gov/ rules/sro.shtml). Copies of the filing will be available for inspection and copying at the principal office of the Exchange. Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright protection. All submissions should refer to file number SR–Phlx–2026–45 and should be submitted on or before August 12, 2026. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.18 Sherry R. Haywood, Assistant Secretary. [FR Doc. 2026–14746 Filed 7–21–26; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [OMB Control No. 3235–0122] Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17a–10 Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 20549–2736 Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (‘‘PRA’’) (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) is soliciting comments on the existing collection of information provided for in Rule 17a–10 (17 CFR 240.17a–10), under the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.) (‘‘Exchange Act’’). The Commission plans to submit this existing collection of information to the Office of Management and Budget (‘‘OMB’’) for extension and approval. The primary purpose of Rule 17a–10 is to obtain the economic and statistical data necessary for an ongoing analysis of the securities industry. Paragraph (a)(1) of Rule 17a–10 generally requires broker-dealers that are exempted from the requirement to file monthly and quarterly reports pursuant to paragraph 18 17 CFR 200.30–3(a)(12). E:\FR\FM\22JYN1.SGM 22JYN1 lotter on DSK8BHNXB4PROD with NOTICES1 Federal Register / Vol. 91, No. 139 / Wednesday, July 22, 2026 / Notices (a) of Exchange Act Rule 17a–5 (17 CFR 240.17a–5) to file with the Commission the Facing Page, a Statement of Income (Loss), and balance sheet from Part IIA of Form X–17A–5 1 (17 CFR 249.617), and Schedule I of Form X–17A–5 not later than 17 business days after the end of each calendar year. Paragraph (a)(2) of Rule 17a–10 requires a broker-dealer subject to Rule 17a–5(a) to submit Schedule I of Form X–17A–5 with its Form X–17A–5 for the calendar quarter ending December 31 of each year. Paragraph (b) of Rule 17a–10 provides that the provisions of paragraph (a) do not apply to members of national securities exchanges or registered national securities associations that maintain records containing the information required by Form X–17A–5 and which transmit to the Commission copies of the records pursuant to a plan, the policies and procedures of which have been declared effective by the Commission. The Commission staff estimates that the current hour burden under Rule 17a–10 is approximately 38,688 hours per year and the current cost burden is $0. Written comments are invited on: (a) whether the proposed collection of information is necessary for the proper performance of the functions of the Commission, including whether the information shall have practical utility; (b) the accuracy of the Commission’s estimates of the burden of the proposed collection of information; (c) ways to enhance the quality, utility, and clarity of the information collected; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. Please direct your written comments on this 60-Day Collection Notice to Austin Gerig, Director/Chief Data Officer, Securities and Exchange Commission, c/o Tanya Ruttenberg via email to PaperworkReductionAct@ sec.gov by September 21, 2026. 1 Form X–17A–5 is the Financial and Operational Combined Uniform Single Report (‘‘FOCUS Report’’), which is used by broker-dealers to provide certain required information to the Commission. VerDate Sep<11>2014 17:19 Jul 21, 2026 Jkt 268001 Dated: July 17, 2026. Sherry R. Haywood, Assistant Secretary. [FR Doc. 2026–14739 Filed 7–21–26; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–105936; File No. SR– CBOE–2026–032] Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified and Superseded by Amendment No. 1, To Amend Its Rules Related to Binary Options July 17, 2026. I. Introduction On April 2, 2026, Cboe Exchange, Inc. (‘‘Exchange’’ or ‘‘Cboe’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) 1 of the Securities Exchange Act of 1934 (‘‘Act’’) 2 and Rule 19b–4 thereunder,3 a proposed rule change that would permit the Exchange to list binary options on any index upon which it may list traditional, non-binary options; permit A.M.- and P.M.settlement for all binary index options traded on the Exchange; and amend the position limits applicable to binary index options traded on the Exchange such that, among other things, the limits would apply on a per-expiration basis. The proposed rule change was published for comment in the Federal Register on April 20, 2026.4 On June 2, 2026, pursuant to Section 19(b)(2)(A)(ii)(I) of the Act,5 the Commission designated a longer period within which to approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether to disapprove the proposed rule change.6 On July 13, 2026, the Exchange submitted Amendment No. 1 to the proposed rule change, which amended and superseded the proposed rule change in its 46205 entirety.7 The Commission received comment on the proposal.8 The Commission is publishing this Notice and Order to solicit comment on Amendment No. 1 in Sections II and III below, which sections are being published verbatim as filed by the Exchange, and to approve the proposed rule change, as modified and superseded by Amendment No. 1, on an accelerated basis. II. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change Cboe Exchange, Inc. (the ‘‘Exchange’’ or ‘‘Cboe Options’’) proposes to amend its Rules related to binary options. The Exchange initially submitted this rule filing SR–CBOE–2026–032 on April 2, 2026 (the ‘‘Initial Rule Filing’’). This Amendment No. 1 supersedes the Initial Rule Filing and replaces it in its entirety. This Amendment No. 1 narrows the scope of the proposed rule change from permitting binary options to be listed on any non-broad-based index to the Cboe Magnificent 10 Index and to provide additional support for the proposal. The text of the proposed rule change is provided in Exhibit 5. The text of the proposed rule change is also available on the Commission’s website (https://www.sec.gov/rules/ sro.shtml), the Exchange’s website (https://www.cboe.com/us/options/ regulation/rule_filings/cone/), and at the principal office of the Exchange. III. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements. 1 15 U.S.C. 78s(b)(1). 2 15 U.S.C. 78a. 3 17 CFR 240.19b–4. 4 See Securities Exchange Act Release No. 105247 (Apr. 15, 2026), 91 FR 21045 (‘‘Notice’’). 5 See 15 U.S.C. 78s(b)(2)(A)(ii)(I). 6 See Securities Exchange Act Release No. 105599, 91 FR 34260 (June 5, 2026). The Commission designated July 19, 2026, as the date by which the Commission shall approve or disapprove, or institute proceedings to determine whether to disapprove, the proposed rule change. PO 00000 Frm 00160 Fmt 4703 Sfmt 4703 7 Amendment No. 1 to the proposed rule change is available at: https://www.sec.gov/comments/SRCBOE-2026-032/srcboe2026032-9584792960146.pdf. 8 Comment on the proposal is available at: https:// www.sec.gov/comments/SR-CBOE-2026-032/ srcboe2026032-957159-2956266.pdf. E:\FR\FM\22JYN1.SGM 22JYN1