Federal Register 30-Day Submission Notice

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Federal Register / Vol. 91, No. 185 / Friday, September 25, 2026 / Notices
MBX.OMB.OIRA.SEC_desk_officer@
omb.eop.gov within 30 days of the day
after publication of this notice, by
October 26, 2026.
Dated: September 22, 2026.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2026–19621 Filed 9–24–26; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[OMB Control No. 3235–0122]

lotter on DSK8BHNXB4PROD with NOTICES1

Agency Information Collection
Activities; Submission for OMB
Review; Comment Request; Extension:
Rule 17a–10
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.) (‘‘PRA’’), the
Securities and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for extension of the
previously approved collection of
information discussed below.
The primary purpose of Rule 17a–10
is to obtain the economic and statistical
data necessary for an ongoing analysis
of the securities industry. Paragraph
(a)(1) of Rule 17a–10 generally requires
broker-dealers that are exempt from the
filing requirements of paragraph (a) of
Exchange Act Rule 17a–5 (17 CFR
240.17a–5) to file with the Commission
the Facing Page, a Statement of Income
(Loss), and balance sheet from Part IIA
of Form X–17A–5 1 (17 CFR 249.617),
and Schedule I of Form X–17A–5 not
later than 17 business days after the end
of each calendar year.
Paragraph (a)(2) of Rule 17a–10
requires a broker-dealer subject to
paragraph (a) of Rule 17a–5 to submit
Schedule I of Form X–17A–5 with its
Form X–17A–5 for the calendar quarter
ending December 31 of each year.
Paragraph (b) of Rule 17a–10 provides
that the provisions of paragraph (a) do
not apply to members of national
securities exchanges or registered
national securities associations that
maintain records containing the
information required by Form X–17A–5
and which transmit to the Commission
1 Form X–17A–5 is the Financial and Operational
Combined Uniform Single Report (‘‘FOCUS
Report’’), which is used by broker-dealers to
provide certain required information to the
Commission.

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copies of the records pursuant to a plan,
the policies and procedures of which
have been declared effective by the
Commission.
The Commission staff estimates that
the total hour burden under Rule 17a–
10 is approximately 38,688 hours per
year and the current cost burden is $0.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
Control Number.
The public may view and comment
on this information collection request
at: https://www.reginfo.gov/public/do/
PRAViewICR?ref_nbr=202607-3235-011
or email comment to
MBX.OMB.OIRA.SEC_desk_officer@
omb.eop.gov within 30 days of the day
after publication of this notice, by
October 26, 2026.
Dated: September 22, 2026.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2026–19617 Filed 9–24–26; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–106463; File No. SR–
NYSENAT–2026–26]

Self-Regulatory Organizations; NYSE
National, Inc.; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change To Amend NYSE National
Rule 2.1210
September 22, 2026.

Pursuant to Section 19(b)(1) 1 of the
Securities Exchange Act of 1934
(‘‘Act’’) 2 and Rule 19b–4 thereunder,3
notice is hereby given that on
September 10, 2026, NYSE National,
Inc. (‘‘NYSE National’’ or the
‘‘Exchange’’) filed with the Securities
and Exchange Commission (the
‘‘Commission’’) the proposed rule
change as described in Items I, II, and
III below, which Items have been
prepared by the self-regulatory
organization. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend
NYSE National Rule 2.1210
(Registration Requirements) applicable
to Equity Trading Permit (‘‘ETP’’)
1 15 U.S.C. 78s(b)(1).
2 15 U.S.C. 78a.
3 17 CFR 240.19b–4.

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Holders 4 to align with a recent
amendment by the Financial Industry
Regulatory Authority, Inc. (‘‘FINRA’’).
The proposed rule change is available
on the Exchange’s website at
www.nyse.com and at the principal
office of the Exchange.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
the places specified in Item IV below.
The Exchange has prepared summaries,
set forth in sections A, B, and C below,
of the most significant parts of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The Exchange proposes to amend
NYSE National Rule 2.1210
(Registration Requirements). More
specifically, the Exchange proposes to
reduce the waiting periods for retaking
FINRA qualification examinations as
provided in Commentary .05 to NYSE
National Rule 2.1210 (Waiting Periods
for Retaking a Failed Examination) to
align with a recent amendment to
FINRA Rule 1210, Supplementary
Material .06.5
NYSE National Rule 2.1210 requires
each person engaged in the investment
banking or securities business of an ETP
Holder to be registered with the
Exchange as a representative or
principal in each category of registration
appropriate to his or her functions and
responsibilities as specified in Rule
2.1220 (Registration Categories), unless
exempt from registration pursuant to
Rule 2.1230 (Associated Persons Exempt
from Registration). Pursuant to
Commentary .02 to NYSE National Rule
2.1210 (Qualification Examinations and
Waivers of Examinations), before a
person can be registered with the
Exchange, he or she must pass the
appropriate qualification examinations
4 The term ‘‘ETP Holder’’ means the Exchangeapproved holder of an ETP. See Rule 1.1(i). The
term ‘‘ETP’’ refers to an Equity Trading Permit
issued by the Exchange for effecting approved
securities transactions on the Exchange. See Rule
1.1(h).
5 See Securities Exchange Act Release No. 105885
(July 13, 2026), 91 FR 43678 (July 16, 2026) (SR–
FINRA–2026–014) (‘‘FINRA Rule Change’’).

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