OMB control number

Application to Transfer and Register NFA Firearm (Tax-Paid) (ATF Form 5320.4 (“Form 4”))

OMB 1140-0014 · DOJ/ATF.

OMB 1140-0014

Persons with an NFA firearm must apply to ATF for approval to transfer and register the firearm as required by the NFA (26 USC 5812). ATF Form 5320.4 ("Form 4"), is the prescribed means for submitting this application, facilitates and records the firearms transfer, and also serves as proof of registration once approved.

The latest form for Application to Transfer and Register NFA Firearm (Tax-Paid) (ATF Form 5320.4 (“Form 4”)) expires 2026-10-31 and is listed under ICR 202601-1140-002.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
Form ATF 5320.4 Application to Transfer and Register NFA Firearm (Tax-Paid)Form and Instruction
Form 5320.4 Application to Transfer and Register NFA Firearm (Tax-Paid) (ATF Form 5320.4 ("Form 4"))Form and Instruction
Comments on FORMS 1, 4 and 5 REV 1.pdfPublic Comments
NSSF - Comment to OMB 1140-0011_OMB 1140-0014_OMB 1140-0015 - 11_12_2025.pdfPublic Comments
PC_202511-1140-002_111225_034340_1.pdfPublic Comments
GIFFORDS Comment on Removal of CLEO Notification from NFA Application ATF Forms FINAL .pdfPublic Comments
Everytown for Gun Safety Support Fund - Comment on OMB 1140-0014 (ATF Form 4) - 25.12.01.pdfPublic Comments
PC_202511-1140-002_120125_013726_1.pdfPublic Comments
PC_202511-1140-002_120125_075726_1.pdfPublic Comments
PC_202511-1140-002_112525_045925_1 (1).pdfPublic Comments
PC_202511-1140-002_111425_124210_1 (4).pdf (document unavailable)Public Comments
PC_202511-1140-002_111825_124050_1.pdfPublic Comments
EXTERNAL Federal Register Comments.msgPublic Comments
1140-0014 supporting statement part A 2025.w pub cmt (10-22-25).docxSupporting Statement A
Justification for Request to Expedite OMB Approval.docxSupplementary Document
1140-0014 Public comment summaries, responses (2025).docxSupplementary Document
USCODE-2023-title26-subtitleE-chap53-subchapA-partII-sec5811, 5812, 5821, 5822.pdfSupplementary Document
CFR-2024-title27-vol3-sec479-82, 84.pdfSupplementary Document
26 U.S.C. 5811 Transfer tax 12.31.2020.pdfSupplementary Document
26 U.S.C. 5812 Transfers 12.31.2020.pdfSupplementary Document
Application for Tax Paid Transfer and Registration of Firearm Form and Instruction
Application for Tax Paid Transfer and Registration of Firearm Form and Instruction

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202601-1140-004 Revision of a currently approved collection 2026-01-29
202601-1140-002 No material or nonsubstantive change to a currently approved collection 2026-01-14 Approved without change
202511-1140-002 Revision of a currently approved collection 2025-11-06
202307-1140-005 Revision of a currently approved collection 2023-08-11 Approved without change
202208-1140-004 Extension without change of a currently approved collection 2022-08-31 Approved without change
201906-1140-003 Revision of a currently approved collection 2019-06-28 Approved without change
201810-1140-008 No material or nonsubstantive change to a currently approved collection 2018-11-08 Approved without change
201709-1140-002 No material or nonsubstantive change to a currently approved collection 2017-09-07 Approved without change
201607-1140-004 No material or nonsubstantive change to a currently approved collection 2016-07-18 Approved without change
201605-1140-005 Revision of a currently approved collection 2016-06-02 Approved with change
201403-1140-003 Revision of a currently approved collection 2014-04-10 Approved without change
201308-1140-002 Revision of a currently approved collection 2013-09-09 Comment filed on proposed rule and continue
201011-1140-003 Extension without change of a currently approved collection 2010-11-22 Approved
200710-1140-003 Extension without change of a currently approved collection 2007-10-18 Approved without change
200408-1140-003 Extension without change of a currently approved collection 2004-08-25 Approved without change
200301-1140-028 Revision of a currently approved collection 2003-01-24 Approved without change