List of Responsible Persons

OMB 1140-0074

Under 27 CFR 555.57, ATF requires that all persons manufacturing, importing, dealing, or purchasing explosive materials must submit a list of responsible persons to ATF. The list must include any change in responsible persons or employees authorized to possess explosive materials. Such report must be submitted within 30 days of the change and must include appropriate identifying information for each responsible person.

The latest form for List of Responsible Persons expires 2022-04-30 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Form ATF Form 5400.13A/ List of Responsible Persons Form and Instruction
1140-0074 - 2024 - Supplemental Document - No Material-Non-Substantive Change - 1140-0074 Explosives Responsible Person Questionnaire.docx Justification for No Material/Nonsubstantive Change
PLAW-107 -296-Safe Explosives Act- Title XI, Subtitle C- 11.25.2003.pdf Supplementary Document
27 CFR 555.57 Change of Control, Change in Responsible Persons, and Change of Employees 4.1.2021.pdf Supplementary Document
Justification for 1140-0074 (Responsible Person Questionnaire - ATF Form 5400.13A 5400.16) 8.28.23.docx Supporting Statement A
List of Responsible Persons Form and Instruction

All Historical Document Collections

202401-1140-008 Approved without change	No material or nonsubstantive change to a currently approved collection	2024-01-30
202308-1140-001 Approved without change	Revision of a currently approved collection	2023-09-26
202204-1140-002 Approved without change	Extension without change of a currently approved collection	2022-04-22
201901-1140-002 Approved without change	Extension without change of a currently approved collection	2019-02-26
201511-1140-002 Approved without change	Extension without change of a currently approved collection	2015-11-12
201207-1140-001 Approved without change	Extension without change of a currently approved collection	2012-08-08
201101-1140-010 Approved without change	Extension without change of a currently approved collection	2011-01-28
200911-1140-002 Approved without change	Extension without change of a currently approved collection	2009-11-19
200609-1140-001 Approved with change	Extension without change of a currently approved collection	2006-09-07
200305-1140-008 Approved without change	Extension without change of a currently approved collection	2003-05-13
200301-1140-005 Approved without change	New collection (Request for a new OMB Control Number)	2003-01-29