OMB control number

Prohibited Transaction Class Exemptions for Multiple Employer Plans and Multiple Employer Apprenticeship Plans—PTE 1976-1, PTE 1977-10, PTE 1978-6

OMB 1210-0058 · DOL/EBSA.

OMB 1210-0058

The three prohibited transaction class exemptions (PTEs) included in this ICR, (1) PTE 76-1, (2) PTE 77-10, and (3) PTE 78-6, exempt certain types of transactions commonly entered into by “multiemployer” plans from certain of the prohibitions contained in sections 406 and 407(a) of ERISA. The Department determined that, in the absence of these exemptions, the affected plans would not be able to operate efficiently or to enter into routine types of transactions necessary for their operations. In order to ensure that the class exemptions for these necessary transactions meet the statutory standards, the Department imposed conditions contained in the exemptions that are information collections. The information collections consist of recordkeeping and third-party disclosures.

The latest form for Prohibited Transaction Class Exemptions for Multiple Employer Plans and Multiple Employer Apprenticeship Plans—PTE 1976-1, PTE 1977-10, PTE 1978-6 expires 2028-06-30 and is listed under ICR 202411-1210-005.

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202411-1210-005 Extension without change of a currently approved collection 2025-04-30
202203-1210-004 Extension without change of a currently approved collection 2022-04-28 Approved without change
201904-1210-001 Extension without change of a currently approved collection 2019-05-20 Approved without change
201512-1210-001 Extension without change of a currently approved collection 2016-02-29 Approved without change
201211-1210-001 Extension without change of a currently approved collection 2012-11-30 Approved without change
200909-1210-001 Extension without change of a currently approved collection 2009-09-24 Approved without change
200608-1210-001 Extension without change of a currently approved collection 2006-08-23 Approved without change
200306-1210-006 Extension without change of a currently approved collection 2003-06-12 Approved without change
200004-1210-003 Revision of a currently approved collection 2000-04-27 Approved without change
199808-1210-002 Extension without change of a currently approved collection 1998-08-31 Approved without change
199506-1210-001 Extension without change of a currently approved collection 1995-06-06 Approved without change
199207-1210-001 Revision of a currently approved collection 1992-07-31 Approved without change
198906-1210-002 Revision of a currently approved collection 1989-06-14 Approved without change
198705-1210-002 Reinstatement with change of a previously approved collection 1987-05-19 Approved without change
198402-1210-005 New collection (Request for a new OMB Control Number) 1984-02-14 Approved without change

OMB Details

Prohibited Transaction Class Exemptions for Multiemployer Plans: PTE 76-1, Parts A and C and PTE 77-10

Federal Enterprise Architecture: Income Security - General Retirement and Disability