Employee Retirement Income Security Act of 1974 Section 408(a) Prohibited Transaction Provisions Exemption Application Procedure

OMB 1210-0060

This collection provides the Secretary with information needed to grant exemptions from the prohibited transaction sections of 406 and 407(a) of ERISA.

The latest form for Employee Retirement Income Security Act of 1974 Section 408(a) Prohibited Transaction Provisions Exemption Application Procedure expires 2021-02-28 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
1210-0060 Exemption Procedure SS 10.26.23.docx Supporting Statement A
26 USC 4975.pdf Supplementary Document
29 USC 1108.pdf Supplementary Document
Employee Retirement Income Security Act of 1974 Section 408(a) Prohibited Transaction Provisions Exemption Application Procedure

All Historical Document Collections

202310-1210-002 Approved without change	Revision of a currently approved collection	2024-01-24
202203-1210-002 Comment filed on proposed rule and continue	Revision of a currently approved collection	2022-03-15
202012-1210-005 Approved without change	Extension without change of a currently approved collection	2021-02-04
201708-1210-003 Approved without change	Extension without change of a currently approved collection	2017-12-31
201408-1210-002 Approved with change	Extension without change of a currently approved collection	2014-10-29
201110-1210-003 Approved without change	Revision of a currently approved collection	2011-10-27
201008-1210-004 Comment filed on proposed rule and continue	Revision of a currently approved collection	2010-08-19
201007-1210-004 Preapproved	Revision of a currently approved collection	2011-08-25
200807-1210-001 Approved without change	Extension without change of a currently approved collection	2008-07-09
200505-1210-003 Approved without change	Extension without change of a currently approved collection	2005-05-31
200203-1210-003 Approved without change	No material or nonsubstantive change to a currently approved collection	2002-03-06
200112-1210-005 Approved without change	Extension without change of a currently approved collection	2001-12-21
199809-1210-003 Approved without change	Extension without change of a currently approved collection	1998-09-30
199506-1210-015 Approved without change	Revision of a currently approved collection	1995-06-27
199307-1210-002 Approved without change	Revision of a currently approved collection	1993-07-07
199005-1210-002 Approved without change	Revision of a currently approved collection	1990-05-25
198707-1210-002 Approved without change	Reinstatement with change of a previously approved collection	1987-07-30
198404-1210-008 Approved without change	New collection (Request for a new OMB Control Number)	1984-04-09